| SARASIN & PARTNERS LLP → | RIA / FO | – | LONDON | CRD 160009 |
| SARATOGA CAPITAL (SINGAPORE) PTE. LTD. → | RIA / FO | – | SINGAPORE | CRD 163397 |
| SARATOGA REALTY INVESTORS LLC → | RIA / FO | – | CHICAGO, IL | CRD 172600 |
| Saratoga Research & Investment Management → | 13F manager | – | – | CIK 1477872 |
| Saraza Management, LP → | 13F manager | – | – | CIK 1894188 |
| SARD WEALTH MANAGEMENT GROUP, LLC → | 13F manager | – | – | CIK 2010095 |
| Sarepta Therapeutics, Inc. → | 13F manager | – | – | CIK 873303 |
| Sargent Investment Group, LLC → | 13F manager | – | – | CIK 1766157 |
| Sarissa Capital Management LP → | 13F manager | – | – | CIK 1577524 |
| SARKEE CAPITAL INC → | RIA / FO | – | COLORADO SPRINGS, CO | CRD 338243 |
| SARMIS CAPITAL PARTNERS I GP → | RIA / FO | – | LUXEMBOURG | CRD 307630 |
| SARMIS CAPITAL PARTNERS S.R.L. → | RIA / FO | – | BUCHAREST | CRD 307776 |
| SARTINI BLAKE L → | 13F manager | – | – | CIK 0000939979 |
| Sarver Vrooman Wealth Advisors → | 13F manager | – | – | CIK 2076215 |
| SAS GLOBAL MANAGEMENT, LLC → | RIA / FO | – | – | CRD 343024 |
| Sassicaia Capital Advisers LLC → | 13F manager | – | – | CIK 1692751 |
| SASSICAIA CAPITAL ADVISERS LLC → | RIA / FO | – | JERICHO, NY | CRD 286385 |
| SASTRE MARIA → | 13F manager | – | – | CIK 0001071252 |
| Sather Financial Group Inc → | 13F manager | – | – | CIK 1568540 |
| SATOVSKY ASSET MANAGEMENT LLC → | 13F manager | – | – | CIK 1807288 |
| SATURN MANAGEMENT LLC → | RIA / FO | – | ST. PETERSBURG, FL | CRD 163637 |
| Saturn V Capital Management LP → | 13F manager | – | – | CIK 1964437 |
| SATURNA CAPITAL CORP → | 13F manager | – | – | CIK 1316617 |
| Saudi Central Bank → | 13F manager | – | – | CIK 1918181 |
| Saudi Electronic Games Holding Co → | 13F manager | – | – | CIK 2100727 |
| Saukville Hotel Group, LLC → | Issuer | – | – | CIK 2140668 |
| Saul Andrew M. II → | 13F manager | – | – | CIK 0001612318 |
| SAUL B FRANCIS II → | 13F manager | – | – | CIK 0001027551 |
| Saunalounge Group LLC → | Issuer | – | – | CIK 2139037 |
| SAV MANAGEMENT COMPANY, LLC → | RIA / FO | – | PALO ALTO, CA | CRD 338297 |
| Sava Infond d.o.o. → | 13F manager | – | – | CIK 2055882 |
| SAVA PENZISKO DRUSHTVO A.D. SKOPJE → | 13F manager | – | – | CIK 2094371 |
| Savage Jean → | 13F manager | – | – | CIK 0001757673 |
| Savant Capital, LLC → | 13F manager | – | – | CIK 1482880 |
| SAVIA VENTURES, LLC → | RIA / FO | – | – | CRD 328223 |
| SAVILE CAPITAL MANAGEMENT LLC → | RIA / FO | – | SAN JUAN, PR | CRD 337692 |
| SAVILE PRIVATE WEALTH LLC → | RIA / FO | – | SHERIDAN, WY | CRD 339409 |
| SAVILLE PAUL C → | 13F manager | – | – | CIK 0001212711 |
| Savior LLC → | 13F manager | – | – | CIK 1790723 |
| Savoir Faire Capital Management, L.P. → | 13F manager | – | – | CIK 1710593 |
| SAVORY CAPITAL LLC → | RIA / FO | – | LEHI, UT | CRD 334473 |
| Savvy Advisors, Inc. → | 13F manager | – | – | CIK 2003633 |
| SAWGRASS ASSET MANAGEMENT LLC → | 13F manager | – | – | CIK 1105467 |
| SAWO SPV LLC → | Issuer | – | – | CIK 2136358 |
| Sawyer & Company, Inc → | 13F manager | – | – | CIK 1722436 |
| SAX CAPITAL LLC → | RIA / FO | – | WASHINGTON, DC | CRD 288220 |
| SAX WEALTH ADVISORS, LLC → | 13F manager | – | – | CIK 1846150 |
| SAXECAP MANAGEMENT, LLC → | RIA / FO | – | – | CRD 331158 |
| SAXECAP VC HOLDINGS, LLC → | RIA / FO | – | – | CRD 316724 |
| SAXON INTERESTS, INC. → | 13F manager | – | – | CIK 1905867 |
| SAXON WEBER FUNDS → | RIA / FO | – | NEW YORK, NY | CRD 340981 |
| Saxony Capital Management, LLC → | 13F manager | – | – | CIK 1561330 |
| SAYBROOK CAPITAL /NC → | 13F manager | – | – | CIK 1044924 |
| Sayiner Necip → | 13F manager | – | – | CIK 0001338515 |
| SAZZE PARTNERS, INC. → | RIA / FO | – | BURLINGAME, CA | CRD 298152 |
| SB INVESTMENT ADVISERS (UK) LTD → | 13F manager | – | – | CIK 1731509 |
| SBCVC HOLDINGS LIMITED → | RIA / FO | – | TORTOLA | CRD 162867 |
| SBE LLC DBA CEDAR COVE WEALTH PARTNERS → | 13F manager | – | – | CIK 2111343 |
| SBHL0526 a Series of CGF2021 LLC → | Issuer | – | – | CIK 2136255 |
| SBI Holdings USA, Inc. → | 13F manager | – | – | CIK 2107413 |
| SBI Okasan Asset Management Co.Ltd. → | 13F manager | – | – | CIK 1535128 |
| SBI Securities Co., Ltd. → | 13F manager | – | – | CIK 1851815 |
| SBI US GATEWAY FUND MANAGEMENT → | RIA / FO | – | EVERETT, WA | CRD 338263 |
| SBL CAPITAL SARL → | RIA / FO | – | LUXEMBOURG | CRD 335233 |
| Sbrocco Gregory → | 13F manager | – | – | CIK 0001769976 |
| SBVA CORP. → | RIA / FO | – | SEOUL | CRD 313837 |
| SC CAPITAL PARTNERS PTE. LTD. → | RIA / FO | – | SINGAPORE | CRD 175230 |
| SC INVESTMENT MANAGEMENT LIMITED → | RIA / FO | – | ST PETER PORT | CRD 341315 |
| SC LOWY ASSET MANAGEMENT (HK) LIMITED → | RIA / FO | – | CENTRAL | CRD 312843 |
| SC LOWY FINANCIAL (ME) LIMITED → | RIA / FO | – | ABU DHABI | CRD 341815 |
| SC LOWY FINANCIAL (SG) PTE. LTD. → | RIA / FO | – | SINGAPORE | CRD 342515 |
| SC NATION SERVICES LLC → | RIA / FO | – | LONDON | CRD 318131 |
| SC US (TTGP), LTD. → | 13F manager | – | – | CIK 1607841 |
| SC&H Financial Advisors, Inc. → | 13F manager | – | – | CIK 1907898 |
| SCALAR FIELD → | RIA / FO | – | – | CRD 339230 |
| SCALAR GAUGE MANAGEMENT, LLC → | 13F manager | – | – | CIK 1965542 |
| SCALE VENTURE PARTNERS → | RIA / FO | – | FOSTER CITY, CA | CRD 162728 |
| SCALECO CAPITAL → | RIA / FO | – | CLEVELAND, OH | CRD 324544 |
| SCALEUP LATAM, LLC → | RIA / FO | – | CAMBRIDGE, MA | CRD 322834 |
| Scannell Timothy J → | 13F manager | – | – | CIK 0001451533 |
| Scarborough Advisors, LLC → | 13F manager | – | – | CIK 1815355 |
| SCEF 2026, LP → | Issuer | – | – | CIK 2136827 |
| Scenic Hill Solar L, LLC → | Issuer | – | – | CIK 2141533 |
| Scenic Hill Solar LI, LLC → | Issuer | – | – | CIK 2141995 |
| SCENIUS CAPITAL MANAGEMENT LLC → | RIA / FO | – | MIAMI, FL | CRD 332394 |
| Scepter Holdings, Inc. → | 13F manager | – | – | CIK 1167376 |
| SCF Partners, Inc. → | 13F manager | – | – | CIK 1085550 |
| SCFX MANAGEMENT LLC → | RIA / FO | – | – | CRD 301704 |
| SCGE MANAGEMENT, L.P. → | 13F manager | – | – | CIK 1537530 |
| SCHADE CHRISTIAN S → | 13F manager | – | – | CIK 0001214496 |
| Schaefer Elizabeth → | 13F manager | – | – | CIK 0001716132 |
| Schaeffer Financial LLC → | 13F manager | – | – | CIK 1898838 |
| SCHAFER CULLEN CAPITAL MANAGEMENT INC → | RIA / FO | – | NEW YORK, NY | CRD 105799 |
| SCHAPER BENZ & WISE INVESTMENT COUNSEL INC/WI → | 13F manager | – | – | CIK 1033974 |
| SCHARF INVESTMENTS, LLC → | 13F manager | – | – | CIK 1463746 |
| Schear Investment Advisers, LLC → | 13F manager | – | – | CIK 1962838 |
| Schechter Adam H → | 13F manager | – | – | CIK 0001376841 |
| Scheer, Rowlett & Associates Investment Management Ltd. → | 13F manager | – | – | CIK 1426327 |
| SCHELLING POINT PARTNERS → | RIA / FO | – | BERKELEY, CA | CRD 342034 |
| Schematic Ventures Fund III, LP → | Issuer | – | – | CIK 2137680 |