| SAKONNET POINT CAPITAL, LP → | RIA / FO | – | RYE, NY | CRD 331272 |
| SALEM INVESTMENT COUNSELORS INC → | 13F manager | – | – | CIK 884423 |
| SALEM INVESTMENT PARTNERS → | RIA / FO | – | GREENSBORO, NC | CRD 325193 |
| Salen Kristina → | 13F manager | – | – | CIK 0001612127 |
| SALIENCE CAPITAL PARTNERS MANAGEMENT, LLC → | RIA / FO | – | SAN FRANCISCO, CA | CRD 336425 |
| SalivIQ Diagnostics Inc. → | Issuer | – | – | CIK 2138504 |
| Salomon & Ludwin, LLC → | 13F manager | – | – | CIK 1766156 |
| SALT FUND MANAGEMENT LLC → | RIA / FO | – | – | CRD 316587 |
| SALT Holding Corp. → | 13F manager | – | – | CIK 1996109 |
| Salta Stuart, LLC → | Issuer | – | – | CIK 2140405 |
| SALTOUN CAPITAL PARTNERS MANAGEMENT LLC → | RIA / FO | – | NEW YORK, NY | CRD 313035 |
| Salus Financial Advisors, LLC → | 13F manager | – | – | CIK 2056601 |
| Salvatore Bryan J → | 13F manager | – | – | CIK 0001709075 |
| Salvus Wealth Management, LLC → | 13F manager | – | – | CIK 1809236 |
| SALZHAUER MICHAEL → | 13F manager | – | – | CIK 1059543 |
| SAM Advisors, LLC → | 13F manager | – | – | CIK 1600944 |
| Samalin Investment Counsel, LLC → | 13F manager | – | – | CIK 1544366 |
| SAMARA ALPHA MANAGEMENT, LLC → | RIA / FO | – | – | CRD 331648 |
| SAMARA CAPITAL GT IM, LP → | RIA / FO | – | NEW YORK CITY, NY | CRD 339859 |
| SAMARA CAPITAL MANAGEMENT LIMITED → | RIA / FO | – | EBENE | CRD 162273 |
| SAMARA INDIA ADVISORS PRIVATE LIMITED → | RIA / FO | – | MUMBAI, MAHARASHTRA | CRD 162275 |
| Samara Investment Management, LLC → | 13F manager | – | – | CIK 2110507 |
| Samborski Christopher William → | 13F manager | – | – | CIK 0002131980 |
| SAMEEKSHA INVESTMENT MANAGERS LLP → | RIA / FO | – | GUJARAT INT FINANCE TEC-CITY, GANDHINAGAR, GUJARAT | CRD 331981 |
| SAMENA CAPITAL INVESTMENTS LIMITED → | RIA / FO | – | DUBAI | CRD 169740 |
| SAMI CAPITAL, LLC → | RIA / FO | – | – | CRD 334547 |
| Samjo Management, LLC → | 13F manager | – | – | CIK 1986590 |
| SAMLYN CAPITAL, LLC → | 13F manager | – | – | CIK 1421097 |
| Sampath Anand → | 13F manager | – | – | CIK 0001406493 |
| SAMRISON CAPITAL MANAGEMENT LLC → | RIA / FO | – | OLD GREENWICH, CT | CRD 328576 |
| Samsara BioCapital, LLC → | 13F manager | – | – | CIK 1744967 |
| SAMSON CAPITAL GROUP, LLC → | RIA / FO | – | DALLAS, TX | CRD 318308 |
| Samson Rock Capital LLP → | 13F manager | – | – | CIK 1788558 |
| SAMSON ROCK CAPITAL LLP → | RIA / FO | – | LONDON | CRD 304121 |
| Samsung C&T Corp → | 13F manager | – | – | CIK 1928668 |
| SAN ANTONIO MULTIFAMILY 119 DST → | Issuer | – | – | CIK 2138195 |
| San Diego Apartment Investors Group 31, LLC → | Issuer | – | – | CIK 2137348 |
| San Luis Wealth Advisors LLC → | 13F manager | – | – | CIK 1844709 |
| SANAKA CAPITAL INVESTMENT MANAGERS LIMITED → | RIA / FO | – | PORT LOUIS | CRD 299269 |
| SANCHEZ ADALIO T → | 13F manager | – | – | CIK 0001641407 |
| Sanchez Alejandro M → | 13F manager | – | – | CIK 0001952247 |
| Sanchez Gaunt Capital Management, LLC → | 13F manager | – | – | CIK 2113492 |
| Sanchez Levi Garrett → | 13F manager | – | – | CIK 2126627 |
| Sanchez Rodriquez Manuel → | 13F manager | – | – | CIK 0001597141 |
| Sanchez Wealth Management Group → | 13F manager | – | – | CIK 1697740 |
| SANCTA CAPITAL ADVISORS LTD → | RIA / FO | – | DUBAI | CRD 322831 |
| Sanctuary Advisors, LLC → | 13F manager | – | – | CIK 1777271 |
| SANCUS VENTURES MANAGEMENT, LLC → | RIA / FO | – | – | CRD 321680 |
| Sand Grove Capital Management LLP → | 13F manager | – | – | CIK 1665077 |
| Sand Hill Global Advisors, LLC → | 13F manager | – | – | CIK 1009209 |
| SAND HILL ROAD TECHNOLOGIES FUND MANAGEMENT LLC → | RIA / FO | – | MIAMI, FL | CRD 338485 |
| Sandbox Financial Partners, LLC → | 13F manager | – | – | CIK 1844892 |
| SANDBOX HOLDINGS, LLC → | RIA / FO | – | CHICAGO, IL | CRD 167419 |
| SANDBOX INDUSTRIES → | RIA / FO | – | CHICAGO, IL | CRD 300952 |
| SANDBOX INVESTMENT MANAGEMENT, LLC → | RIA / FO | – | CHICAGO, IL | CRD 163451 |
| SANDER CAPITAL ADVISORS INC → | 13F manager | – | – | CIK 1173889 |
| Sandercock Brett → | 13F manager | – | – | CIK 0001346064 |
| SANDERLING MANAGEMENT COMPANY, LLC → | RIA / FO | – | SAN MATEO, CA | CRD 162520 |
| SANDERS BOOZE CAPITAL ADVISORS, LLC → | RIA / FO | – | OVERLAND PARK, KS | CRD 148651 |
| Sanders Capital, LLC → | 13F manager | – | – | CIK 1508097 |
| Sanders Carol P → | 13F manager | – | – | CIK 0001343486 |
| SANDERS MORRIS HARRIS LLC → | 13F manager | – | – | CIK 1053994 |
| Sandhill Capital Partners LLC → | 13F manager | – | – | CIK 1556245 |
| SANDHILL MARKETS ADVISORS LLC → | RIA / FO | – | – | CRD 317085 |
| SANDLER CAPITAL MANAGEMENT → | 13F manager | – | – | CIK 1000742 |
| Sandler Laura Lee → | 13F manager | – | – | CIK 0002075401 |
| SANDPATH LLC → | RIA / FO | – | – | CRD 339219 |
| Sandro Wealth Management LLC → | 13F manager | – | – | CIK 2107860 |
| Sands Capital Alternatives, LLC → | 13F manager | – | – | CIK 1846444 |
| SANDS CAPITAL MANAGEMENT, LLC → | 13F manager | – | – | CIK 1020066 |
| Sandstorm Agave Company, Inc. → | Issuer | – | – | CIK 2140443 |
| SANDWICH CAPITAL MANAGEMENT, LLC → | RIA / FO | – | – | CRD 333197 |
| Sandy Cove Advisors, LLC → | 13F manager | – | – | CIK 1908217 |
| SANGO CAPITAL MANAGEMENT → | RIA / FO | – | JOHANNESBURG | CRD 165935 |
| SANLAM INVESTMENTS EAST AFRICA LIMITED → | RIA / FO | – | NAIROBI | CRD 163250 |
| Sanofi → | 13F manager | – | – | CIK 1121404 |
| Sanskar Capital, LP → | Issuer | – | – | CIK 2139780 |
| SANSONE ADVISORS, LLC → | RIA / FO | – | RUMSON, NJ | CRD 342393 |
| Santa Clara Valley Transportation Authority → | 13F manager | – | – | CIK 2043469 |
| SANTA MONICA PARTNERS LP → | 13F manager | – | – | CIK 904793 |
| Santana Rafael → | 13F manager | – | – | CIK 0001767799 |
| SANTANDER ALTERNATIVE INVESTMENTS, SGIIC, S.A.U. → | RIA / FO | – | MADRID | CRD 333187 |
| SANTE VENTURES → | RIA / FO | – | AUSTIN, TX | CRD 160280 |
| Santo Timothy P → | 13F manager | – | – | CIK 0001974835 |
| Santori & Peters, Inc. → | 13F manager | – | – | CIK 1730959 |
| Santos Cassandra → | 13F manager | – | – | CIK 0002004987 |
| SÃO PEDRO CAPITAL INVESTIMENTOS S.A. → | RIA / FO | – | SAO PAULO | CRD 296814 |
| Sapan Joshua W → | 13F manager | – | – | CIK 0001522712 |
| SAPIA PARTNERS LLP → | RIA / FO | – | LONDON | CRD 172477 |
| Sapience AI Corp → | Issuer | – | – | CIK 2140753 |
| Sapience Investments, LLC → | 13F manager | – | – | CIK 1682598 |
| SAPIENT CAPITAL LLC → | 13F manager | – | – | CIK 1998653 |
| Sapp Betty J. → | 13F manager | – | – | CIK 0001780655 |
| SAPPHIRE TIDE CAPITAL LTD → | RIA / FO | – | DENVER, CO | CRD 340119 |
| SAPPHIRE VENTURES, L.L.C. → | 13F manager | – | – | CIK 1697665 |
| SAPPHIRETERRA CAPITAL, LLC → | RIA / FO | – | CHICAGO, IL | CRD 338677 |
| SARA CAPITAL PARTNERS MANAGEMENT, LP → | RIA / FO | – | – | CRD 329421 |
| Sara-Bay Financial → | 13F manager | – | – | CIK 1816444 |
| Saranac Partners Ltd → | 13F manager | – | – | CIK 2098745 |
| Sarasin & Partners LLP → | 13F manager | – | – | CIK 1510481 |