| Soundwatch Capital LLC → | 13F manager | – | – | CIK 1803253 |
| SOUNION CAPITAL MANAGEMENT, LLC → | RIA / FO | – | – | CRD 170473 |
| Sourcerock Group LLC → | 13F manager | – | – | CIK 1822531 |
| SOUTH AFRICA ALPHA CAPITAL MANAGEMENT LTD. → | RIA / FO | – | HAMILTON | CRD 282692 |
| SOUTH BAY PARTNERS LLC → | RIA / FO | – | SOUTH SAN FRANCISCO, CA | CRD 307534 |
| South Dakota Investment Council → | 13F manager | – | – | CIK 1538846 |
| South Dakota Owners Insurance Agency, Inc. → | Issuer | – | – | CIK 2141905 |
| SOUTH LOOP VENTURES MANAGEMENT, LLC → | RIA / FO | – | HOUSTON, TX | CRD 331484 |
| SOUTH PARK COMMONS MANAGEMENT → | RIA / FO | – | SAN FRANCISCO, CA | CRD 297292 |
| South Park Commons Opportunities Fund, L.P. → | Issuer | – | – | CIK 2138026 |
| SOUTH PLAINS FINANCIAL, INC. → | 13F manager | – | – | CIK 1163668 |
| South Pointe Apartments, LLC → | Issuer | – | – | CIK 2141560 |
| South Shore Capital Advisors → | 13F manager | – | – | CIK 1852993 |
| South Street Advisors LLC → | 13F manager | – | – | CIK 1399706 |
| SouthBoston MA Holdings, LLC → | Issuer | – | – | CIK 2137825 |
| Southeast Asset Advisors, LLC → | 13F manager | – | – | CIK 1390003 |
| SOUTHEASTERN ASSET MANAGEMENT INC/TN/ → | 13F manager | – | – | CIK 807985 |
| Southeastern Fiber Corp → | Issuer | – | – | CIK 2136445 |
| SOUTHERN BRIDGE CAPITAL → | RIA / FO | – | GEORGETOWN, GRAND CAYMAN | CRD 166622 |
| SOUTHERN CAPITAL ADVISORS, LLC → | 13F manager | – | – | CIK 1909249 |
| SOUTHERN CAPITAL GROUP PRIVATE LIMITED → | RIA / FO | – | SINGAPORE | CRD 167380 |
| SOUTHERN CAPITAL SERVICES INC /ADV → | 13F manager | – | – | CIK 711987 |
| SOUTHERN CROSS GROUP MANAGEMENT, L.P. → | RIA / FO | – | SANTIAGO | CRD 269925 |
| SOUTHERN CROSS INVESTMENT PARTNERS SL. → | RIA / FO | – | MADRID | CRD 334400 |
| Southern Farm Bureau Life Insurance → | 13F manager | – | – | CIK 1831944 |
| Southern Financial Group, LLC → | 13F manager | – | – | CIK 2140714 |
| SOUTHERN MICHIGAN BANK & TRUST → | 13F manager | – | – | CIK 1173227 |
| SOUTHERN RIDGES CAPITAL PTE. LTD. → | RIA / FO | – | SINGAPORE | CRD 299146 |
| SOUTHERNSUN ASSET MANAGEMENT, LLC → | 13F manager | – | – | CIK 1089755 |
| Southfield Metric Co-Invest LP → | Issuer | – | – | CIK 2140227 |
| Southland Equity Partners LLC → | 13F manager | – | – | CIK 2006517 |
| SouthOcean Real Estate Partners VII, LLC → | Issuer | – | – | CIK 2136561 |
| Southpoint Capital Advisors LP → | 13F manager | – | – | CIK 1319998 |
| SouthState Bank Corp → | 13F manager | – | – | CIK 764038 |
| Sova Gary → | 13F manager | – | – | CIK 0001863220 |
| SOVEREIGN BAY ADVISORS LLC → | RIA / FO | – | NAPERVILLE, IL | CRD 337245 |
| SOVEREIGN CAPITAL PARTNERS LLP → | RIA / FO | – | LONDON | CRD 159947 |
| Sovereign Financial Group, Inc. → | 13F manager | – | – | CIK 1846175 |
| Sovereign Investment Advisors, LLC → | 13F manager | – | – | CIK 1908165 |
| Sovereign's Capital Management, LLC → | 13F manager | – | – | CIK 1911637 |
| Soviero Asset Management, LP → | 13F manager | – | – | CIK 1755622 |
| Sovran Advisors, LLC → | 13F manager | – | – | CIK 2051471 |
| Sowa Financial Group, Inc. → | 13F manager | – | – | CIK 1806226 |
| Sowell Financial Services LLC → | 13F manager | – | – | CIK 1633697 |
| SOZO VENTURES → | RIA / FO | – | REDWOOD CITY, CA | CRD 288073 |
| SP Asset Management LLC → | 13F manager | – | – | CIK 1962086 |
| SP CAPITAL PARTNERS, LLC → | RIA / FO | – | NEW YORK, NY | CRD 297220 |
| SP Latour Peak, LLC → | Issuer | – | – | CIK 2138215 |
| SP V a Series of Fourth Realm Investments LLC → | Issuer | – | – | CIK 2136249 |
| SP VENTURES → | RIA / FO | – | – | CRD 334712 |
| SPA RIA → | RIA / FO | – | SANTA MONICA, CA | CRD 339795 |
| SPACE SUMMIT CAPITAL LLC → | RIA / FO | – | – | CRD 312613 |
| SPACECADET VENTURES, LLC → | RIA / FO | – | – | CRD 316985 |
| SPACEFARING VENTURES LLC → | RIA / FO | – | – | CRD 342085 |
| SPADAFOR CHRISTINE J. → | 13F manager | – | – | CIK 0001463238 |
| Spahn Wealth & Retirement LLC → | 13F manager | – | – | CIK 1949033 |
| Spangenberg Anne → | 13F manager | – | – | CIK 0001938585 |
| Spar Debora L → | 13F manager | – | – | CIK 0001523191 |
| SPAR VENTURES MANAGEMENT, LLC → | RIA / FO | – | – | CRD 339649 |
| SPARC AI INC. → | Issuer | – | – | CIK 2140578 |
| SPARK CAPITAL → | RIA / FO | – | BOSTON, MA | CRD 161231 |
| SPARK EXCHANGE LTD → | RIA / FO | – | AURORA, CO | CRD 338833 |
| SPARK GROWTH VENTURES → | RIA / FO | – | – | CRD 330397 |
| Spark Investment Management LLC → | 13F manager | – | – | CIK 1554871 |
| SPARKLABS GLOBAL VENTURES MANAGEMENT → | RIA / FO | – | PALO ALTO, CA | CRD 330129 |
| SPARKLABS GROUP MANAGEMENT → | RIA / FO | – | PALO ALTO, CA | CRD 330082 |
| SPARKLABS MANAGEMENT → | RIA / FO | – | PALO ALTO, CA | CRD 330130 |
| Sparks Michael John → | 13F manager | – | – | CIK 0001901319 |
| Sparta 24 Ltd. → | 13F manager | – | – | CIK 1967706 |
| SPARTA CAPITAL MANAGEMENT LTD → | RIA / FO | – | LONDON | CRD 315703 |
| Spartan Planning & Wealth Management → | 13F manager | – | – | CIK 1749283 |
| Spartan Wealth Advisory Services LLC → | 13F manager | – | – | CIK 2075193 |
| Spaulding Equity Fund XI, LLC → | Issuer | – | – | CIK 2137384 |
| Spaxial Interactive, Inc. → | Issuer | – | – | CIK 2139641 |
| SPC At The Northern LLC → | Issuer | – | – | CIK 2138624 |
| Spear Advisors LLC → | 13F manager | – | – | CIK 2119894 |
| Spear Holdings RSC Ltd → | 13F manager | – | – | CIK 2023475 |
| SPECIALISED RESEARCH (UK) → | RIA / FO | – | ST ALBANS | CRD 331937 |
| Specialty Healthcare Consortium LLC → | Issuer | – | – | CIK 2137069 |
| SPECTRA INVESTIMENTOS LTDA. → | RIA / FO | – | SAO PAULO, SAO PAULO | CRD 305178 |
| Spectrum Asset Management, Inc. → | 13F manager | – | – | CIK 1318293 |
| Spectrum Asset Management, Inc. (NB/CA) → | 13F manager | – | – | CIK 1632078 |
| Spectrum Financial Alliance Ltd LLC → | 13F manager | – | – | CIK 1566531 |
| SPECTRUM GROUP MANAGEMENT → | RIA / FO | – | HUNTINGTON, NY | CRD 157363 |
| Spectrum Investment Advisors, Inc. → | 13F manager | – | – | CIK 1856042 |
| Spectrum Planning & Advisory Services Inc. → | 13F manager | – | – | CIK 1725394 |
| Spectrum Strategic Capital Management, LLC → | 13F manager | – | – | CIK 1554961 |
| Spectrum Wealth Advisory Group, LLC → | 13F manager | – | – | CIK 1776821 |
| SPEECE THORSON CAPITAL GROUP INC → | 13F manager | – | – | CIK 900169 |
| SPEEDINVEST GMBH → | RIA / FO | – | VIENNA | CRD 316774 |
| SPEEDUP → | RIA / FO | – | KFAR-SHMARIYO | CRD 314119 |
| Speers Brody → | 13F manager | – | – | CIK 0001972297 |
| SPELL CAPITAL PARTNERS, LLC → | RIA / FO | – | MINNEAPOLIS, MN | CRD 162258 |
| Spencer Loreen M → | 13F manager | – | – | CIK 0001774105 |
| SPENCER VENTURES MANAGEMENT LLC → | RIA / FO | – | NEW YORK, NY | CRD 332047 |
| SPERLING SCOTT M → | 13F manager | – | – | CIK 0001214212 |
| SPERO MANAGEMENT COMPANY, LLC → | RIA / FO | – | BURLINGAME, CA | CRD 329143 |
| SPERON ERIC H. → | 13F manager | – | – | CIK 0001664559 |
| SPEYSIDE FUND ADVISERS LLC → | RIA / FO | – | SOUTHFIELD, MI | CRD 282503 |
| SPG ADVISORS LLC → | 13F manager | – | – | CIK 1843253 |