| PEARL ENERGY INVESTMENT MANAGEMENT III, LLC → | RIA / FO | – | DALLAS, TX | CRD 323917 |
| PEARL ENERGY INVESTMENT MANAGEMENT IV, LLC → | RIA / FO | – | DALLAS, TX | CRD 335051 |
| PEARL ENERGY INVESTMENT MANAGEMENT, LLC → | RIA / FO | – | DALLAS, TX | CRD 281120 |
| PEARL MANOR CAPITAL PARTNERS → | RIA / FO | – | – | CRD 317476 |
| PEARL MANOR CAPITAL PARTNERS → | RIA / FO | – | – | CRD 312486 |
| Pearl Planning LLC → | 13F manager | – | – | CIK 2100519 |
| Pearlman Paul S → | 13F manager | – | – | CIK 0001764067 |
| PEARS PARTNERSHIP CAPITAL LIMITED → | RIA / FO | – | LONDON | CRD 326759 |
| Pearson David Todd → | 13F manager | – | – | CIK 0001804456 |
| PEAVINE CAPITAL, LLC → | 13F manager | – | – | CIK 1594540 |
| PEAY D ANTHONY → | 13F manager | – | – | CIK 0001207969 |
| PEBBLEBED MANAGEMENT, LLC → | RIA / FO | – | SAN FRANCISCO, CA | CRD 322201 |
| PECAUT & CO. → | 13F manager | – | – | CIK 1597200 |
| Peck Wealth Management, LLC → | 13F manager | – | – | CIK 2135125 |
| PECONIC PARTNERS LLC → | 13F manager | – | – | CIK 1050464 |
| PECOS INVESTORS, L.P. → | RIA / FO | – | DALLAS, TX | CRD 337584 |
| PEDDOCK CAPITAL ADVISORS, LLC → | 13F manager | – | – | CIK 1597843 |
| Pedersen John Clarence → | 13F manager | – | – | CIK 0001847930 |
| Peerwise Medical, Corp. → | Issuer | – | – | CIK 2137912 |
| Pegasus Asset Management, Inc. → | 13F manager | – | – | CIK 1729049 |
| PEGASUS HOLDINGS GROUP, LLC → | RIA / FO | – | OOLTEWAH, TN | CRD 305415 |
| Peirce Capital Management, LLC → | 13F manager | – | – | CIK 2008166 |
| Pekao Towarzystwo Funduszy Inwestycyjnych S.A. → | 13F manager | – | – | CIK 2104543 |
| Pekin Hardy Strauss, Inc. → | 13F manager | – | – | CIK 1020317 |
| PELHAM CAPITAL LTD → | RIA / FO | – | LONDON | CRD 173584 |
| Pelham Capital Ltd. → | 13F manager | – | – | CIK 1654111 |
| PELHAM S2K MANAGERS, LLC → | RIA / FO | – | NEW YORK, NY | CRD 282948 |
| PELION VENTURE PARTNERS → | RIA / FO | – | SALT LAKE CITY, UT | CRD 162762 |
| PELIZZA MARK S → | 13F manager | – | – | CIK 0000926935 |
| Pelkowski Julie Marie → | 13F manager | – | – | CIK 0001657922 |
| PELOTON CAPITAL MANAGEMENT INC. → | RIA / FO | – | TORONTO, ONTARIO | CRD 323826 |
| Peloton Wealth Strategists → | 13F manager | – | – | CIK 1080132 |
| PEMBANI REMGRO INFRASTRUCTURE MANAGERS → | RIA / FO | – | JOHANNESBURG | CRD 329652 |
| PEMBERTON ASSET MANAGEMENT S.A. → | RIA / FO | – | LUXEMBOURG | CRD 282865 |
| Pembroke Management, LTD → | 13F manager | – | – | CIK 1063497 |
| Penbrook Management LLC → | 13F manager | – | – | CIK 1381055 |
| PenderFund Capital Management Ltd. → | 13F manager | – | – | CIK 1706164 |
| Penegor Todd Allan → | 13F manager | – | – | CIK 0001578490 |
| PENFUND MANAGEMENT LIMITED → | RIA / FO | – | TORONTO | CRD 282893 |
| PENFUND PRIME MANAGEMENT LTD → | RIA / FO | – | TORONTO, ONTARIO | CRD 333096 |
| PENG VICTOR → | 13F manager | – | – | CIK 0001182953 |
| PENINSULA ASSET MANAGEMENT INC → | 13F manager | – | – | CIK 1091923 |
| Penkar Rajan → | 13F manager | – | – | CIK 0001803215 |
| Penn Capital Management Company, LLC → | 13F manager | – | – | CIK 1158202 |
| PENN DAVIS MCFARLAND INC → | 13F manager | – | – | CIK 1108893 |
| Penn Flatz Holdings, LLC → | Issuer | – | – | CIK 2137669 |
| Penn Mutual Asset Management → | 13F manager | – | – | CIK 855702 |
| Pennant Investors, LP → | 13F manager | – | – | CIK 1759176 |
| Pennant Select, LLC → | 13F manager | – | – | CIK 2011563 |
| PENNEY FINANCIAL, LLC → | 13F manager | – | – | CIK 2049857 |
| PENNINGTON PARTNERS & CO., LLC → | 13F manager | – | – | CIK 1779355 |
| PENNSYLVANIA CAPITAL MANAGEMENT INC /ADV → | 13F manager | – | – | CIK 1004140 |
| Pennsylvania State University → | 13F manager | – | – | CIK 2134719 |
| PENNY JAR CAPITAL, LLC → | RIA / FO | – | PALO ALTO, CA | CRD 317719 |
| Penobscot Investment Management Company, Inc. → | 13F manager | – | – | CIK 1394866 |
| PENOBSCOT WEALTH MANAGEMENT → | 13F manager | – | – | CIK 1875768 |
| Penrose Jill R → | 13F manager | – | – | CIK 0001611898 |
| Penserra Capital Management LLC → | 13F manager | – | – | CIK 1593324 |
| PENSION FUND EVALUATIONS, INC. → | RIA / FO | – | CENTEREACH, NY | CRD 10985 |
| Pensionfund PDN → | 13F manager | – | – | CIK 1297731 |
| Pensionfund Sabic → | 13F manager | – | – | CIK 1637246 |
| PENSKE ROGER S → | 13F manager | – | – | CIK 0000942439 |
| Penso Macro Convexity Offshore Ltd. → | Issuer | – | – | CIK 2138238 |
| Penso Macro Convexity US LP → | Issuer | – | – | CIK 2138266 |
| PENSTOCK EQUITY MANAGEMENT LLC → | RIA / FO | – | BIRMINGHAM, MI | CRD 340947 |
| PENTA CAPITAL LLP → | RIA / FO | – | GLASGOW | CRD 161412 |
| PENTAGREEN CAPITAL FUND MANAGEMENT PTE. LTD. → | RIA / FO | – | SINGAPORE | CRD 333782 |
| PENTSAO ADVISORS LLC → | RIA / FO | – | – | CRD 322298 |
| Pentwater Capital Management LP → | 13F manager | – | – | CIK 1425851 |
| PEOPLES BANK /OH → | 13F manager | – | – | CIK 934866 |
| Peoples Bank/KS → | 13F manager | – | – | CIK 1998269 |
| PEOPLES FINANCIAL SERVICES CORP. → | 13F manager | – | – | CIK 1056943 |
| PEP MANAGEMENT (JERSEY) LIMITED → | RIA / FO | – | ST. HELIER, JERSEY | CRD 160771 |
| PEPIN CAPITAL MANAGEMENT, LLC → | RIA / FO | – | RED BANK, NJ | CRD 307745 |
| Peptaris, Inc. → | Issuer | – | – | CIK 2140304 |
| Per Stirling Capital Management, LLC. → | 13F manager | – | – | CIK 1689933 |
| Perbak Capital Partners LLP → | 13F manager | – | – | CIK 1968437 |
| PERBAK CAPITAL PARTNERS LLP → | RIA / FO | – | LONDON | CRD 326702 |
| PERCEPTIVE ADVISORS LLC → | 13F manager | – | – | CIK 1224962 |
| PERCEPTIVE VENTURES MANAGEMENT COMPANY, LLC → | RIA / FO | – | LAGUNA BEACH, CA | CRD 334414 |
| Peregrine Asset Advisers, Inc. → | 13F manager | – | – | CIK 1535227 |
| PEREGRINE CAPITAL MANAGEMENT LLC → | 13F manager | – | – | CIK 764529 |
| PEREGRINE INVESTMENT MANAGEMENT INC → | 13F manager | – | – | CIK 2053303 |
| Pereira Murat do Pillar Samanta → | 13F manager | – | – | CIK 0002119915 |
| Perennial Advisors, LLC → | 13F manager | – | – | CIK 1697360 |
| PERENNIAL CAPITAL ADVISORS, LLC → | RIA / FO | – | BOSTON, MA | CRD 156289 |
| Perennial Investment Advisors, LLC → | 13F manager | – | – | CIK 1801523 |
| PEREZ DE LA MESA MANUEL J → | 13F manager | – | – | CIK 0001230654 |
| Perez Juan R. → | 13F manager | – | – | CIK 0001665986 |
| PEREZ LAREE E → | 13F manager | – | – | CIK 0001243153 |
| PERFECT CLYDE A JR → | 13F manager | – | – | CIK 0001925608 |
| Performa Ltd (US), LLC → | 13F manager | – | – | CIK 1650303 |
| Performance Wealth Partners, LLC → | 13F manager | – | – | CIK 1908765 |
| PERGA CAPITAL MANAGEMENT, LP → | RIA / FO | – | – | CRD 289520 |
| Perigon Wealth Management, LLC → | 13F manager | – | – | CIK 1575239 |
| PeriOp Ortho LLC → | Issuer | – | – | CIK 2137319 |
| PERISCOPE CAPITAL → | RIA / FO | – | TORONTO, ONTARIO | CRD 322913 |
| PERISCOPE CAPITAL INC. → | 13F manager | – | – | CIK 1695320 |
| Perissos Private Wealth Management, LLC → | 13F manager | – | – | CIK 2023071 |
| PERIWINKLE TRADING LLC → | RIA / FO | – | WASHINGTON, DC | CRD 298876 |