| KLIPSPRINGER CAPITAL MANAGEMENT → | RIA / FO | – | BOZEMAN, MT | CRD 334418 |
| KLP KAPITALFORVALTNING AS → | 13F manager | – | – | CIK 1717443 |
| KLSH SYND I, a Series of 2H Opportunities, LLC → | Issuer | – | – | CIK 2136173 |
| KLUZ VENTURES → | RIA / FO | – | ROCKVILLE, MD | CRD 292197 |
| KM Capital Management Ltd. → | 13F manager | – | – | CIK 1963514 |
| KMD INVESTMENTS MANAGER, LLC → | RIA / FO | – | BOCA RATON, FL | CRD 334509 |
| KMF Investments SPV I, LLC → | Issuer | – | – | CIK 2140013 |
| KMG FIDUCIARY PARTNERS, LLC → | 13F manager | – | – | CIK 1773205 |
| KMT WEALTH MANAGEMENT, LLC → | 13F manager | – | – | CIK 2058235 |
| Knecht Julie C. → | 13F manager | – | – | CIK 0001859349 |
| Knight Kenneth D. → | 13F manager | – | – | CIK 0001817388 |
| Knighthead Capital Management, LLC → | 13F manager | – | – | CIK 1512397 |
| Knights of Columbus Asset Advisors LLC → | 13F manager | – | – | CIK 1688666 |
| KNIGHTSBRIDGE ASSET MANAGEMENT, LLC → | 13F manager | – | – | CIK 1332811 |
| KNM SERVICES INC → | RIA / FO | – | NEW YORK, NY | CRD 305326 |
| Knoll Capital Management, LLC → | 13F manager | – | – | CIK 1325083 |
| KNOLL VENTURES MANAGEMENT, LLC → | RIA / FO | – | ATLANTA, GA | CRD 322285 |
| Knollwood Investment Advisory, LLC → | 13F manager | – | – | CIK 1999346 |
| Knott David M Jr → | 13F manager | – | – | CIK 1892770 |
| Know Kancer, Inc. → | Issuer | – | – | CIK 2138005 |
| Knox Lane LP → | 13F manager | – | – | CIK 2109564 |
| Knudsen Jeannette L → | 13F manager | – | – | CIK 0001463366 |
| Knuff & Co LLC → | 13F manager | – | – | CIK 1768089 |
| KNYSNA INVESTMENT MANAGEMENT IC LIMITED → | RIA / FO | – | ST PETER PORT, CHANNEL ISLANDS | CRD 324424 |
| Koa Wealth Management, LLC → | 13F manager | – | – | CIK 2022118 |
| Koch, Inc. → | 13F manager | – | – | CIK 2027344 |
| KODO CAPITAL MANAGEMENT, LLC → | RIA / FO | – | – | CRD 339048 |
| KOELLNER LAURETTE T → | 13F manager | – | – | CIK 0001182054 |
| KOEMPEL MICHAEL → | 13F manager | – | – | CIK 0001932319 |
| Koeneman Claire A → | 13F manager | – | – | CIK 0001653270 |
| Koenig Investment Advisory, LLC → | 13F manager | – | – | CIK 2114481 |
| Koesten, Hirschmann & Crabtree, INC. → | 13F manager | – | – | CIK 1963421 |
| Koffey Quentin → | 13F manager | – | – | CIK 0001984174 |
| Kohlberg Isaac T. → | 13F manager | – | – | CIK 0001776505 |
| Kohlberg Kravis Roberts & Co. L.P. → | 13F manager | – | – | CIK 1399770 |
| Kohler Kayleen R → | 13F manager | – | – | CIK 0001679034 |
| Kohmann Bosshard Financial Services, LLC → | 13F manager | – | – | CIK 1696615 |
| KOIN CAPITAL INC → | RIA / FO | – | HOUSTON, TX | CRD 315355 |
| KOLTAI & COMPANY ADVISORS, LLC → | RIA / FO | – | RUTHERFORD, NJ | CRD 290380 |
| KOM Wealth Management Group, LLC → | 13F manager | – | – | CIK 1804116 |
| KOMO CAPITAL LLP → | RIA / FO | – | LONDON | CRD 338074 |
| Kondo Wealth Advisors, Inc. → | 13F manager | – | – | CIK 2070929 |
| KONEKTIS CAPITAL → | RIA / FO | – | NEW YORK, NY | CRD 327997 |
| KONG-PICARELLO JENNIFER → | 13F manager | – | – | CIK 0002053424 |
| Konrad Jocelyn Z → | 13F manager | – | – | CIK 0001650760 |
| KONTIKI CAPITAL MANAGEMENT (HK) LIMITED → | RIA / FO | – | HONG KONG | CRD 172145 |
| Kontiki Capital Management (HK) Ltd. → | 13F manager | – | – | CIK 1713390 |
| KONVOY → | RIA / FO | – | DENVER, CO | CRD 321077 |
| Kooman & Associates → | 13F manager | – | – | CIK 1961850 |
| Kopernik Global Investors, LLC → | 13F manager | – | – | CIK 1599814 |
| Kopion Asset Management, LLC → | 13F manager | – | – | CIK 1728689 |
| Kopp Family Office, LLC → | 13F manager | – | – | CIK 1683689 |
| Kora Management LP → | 13F manager | – | – | CIK 1659815 |
| Kore Advisors LP → | 13F manager | – | – | CIK 1971339 |
| Korea Investment CORP → | 13F manager | – | – | CIK 1441689 |
| KOREA INVESTMENT GLOBAL GREEN ENERGY GP → | RIA / FO | – | GRAND CAYMAN | CRD 324944 |
| KORELYA CAPITAL → | RIA / FO | – | PARIS | CRD 324370 |
| Koren Lindsay L. → | 13F manager | – | – | CIK 0001960312 |
| KORNITZER CAPITAL MANAGEMENT INC /KS → | 13F manager | – | – | CIK 898358 |
| KORZEKWINSKI FRANCIS W → | 13F manager | – | – | CIK 0001237680 |
| KORZEN ASSET MANAGEMENT LTD → | RIA / FO | – | DENVER, CO | CRD 340062 |
| Kosaraju Sheela → | 13F manager | – | – | CIK 0001963781 |
| KOSECOFF JACQUELINE B → | 13F manager | – | – | CIK 0001209524 |
| Koshinski Asset Management, Inc. → | 13F manager | – | – | CIK 1633389 |
| Koss-Olinger Consulting, LLC → | 13F manager | – | – | CIK 1861163 |
| KOTAK MAHINDRA (INTERNATIONAL) LIMITED → | RIA / FO | – | EBENE | CRD 163799 |
| Kovack Advisors, Inc. → | 13F manager | – | – | CIK 1728321 |
| Kowalchik Laura Michele → | 13F manager | – | – | CIK 0001504297 |
| Kozak & Associates, Inc. → | 13F manager | – | – | CIK 1764970 |
| KOZIN MARC D → | 13F manager | – | – | CIK 0001241647 |
| KP Group I a Series of SLRTE I LLC → | Issuer | – | – | CIK 2139598 |
| KP Management LLC → | 13F manager | – | – | CIK 2036769 |
| KPCB CHINA → | RIA / FO | – | SHANGHAI | CRD 161470 |
| KPN-TE-0526 Fund I, a series of Platform Funds 2026, LP → | Issuer | – | – | CIK 2138917 |
| KPP Advisory Services LLC → | 13F manager | – | – | CIK 1989349 |
| KPS Global Asset Management UK Ltd → | 13F manager | – | – | CIK 1799162 |
| KR Capital LP → | 13F manager | – | – | CIK 2103364 |
| KRAEMATON INVESTMENT ADVISORS, INC → | 13F manager | – | – | CIK 1910852 |
| Kraft, Davis & Associates, LLC → | 13F manager | – | – | CIK 1919438 |
| Krakauer Andrew A → | 13F manager | – | – | CIK 0001302168 |
| KRAMER D MICHAEL → | 13F manager | – | – | CIK 0001214968 |
| Krane Financial Solutions LLC → | 13F manager | – | – | CIK 2136913 |
| Krane Funds Advisors LLC → | 13F manager | – | – | CIK 1536592 |
| Kranot Hishtalmut Le Morim Tichoniim Havera Menahelet LTD → | 13F manager | – | – | CIK 1639754 |
| Kranot Hishtalmut Le Morim Ve Gananot Havera Menahelet LTD → | 13F manager | – | – | CIK 1639753 |
| KRAUZE KLEINBORT Enrique → | 13F manager | – | – | CIK 0002124115 |
| KREATE CAPITAL MANAGEMENT, LLC → | RIA / FO | – | WEST HOLLYWOOD, CA | CRD 309103 |
| Krediet Rudolph → | 13F manager | – | – | CIK 0001977988 |
| Krensavage Asset Management, LLC → | 13F manager | – | – | CIK 1609251 |
| KREOS CAPITAL GROUP LIMITED → | RIA / FO | – | ST HELIER | CRD 163478 |
| KREOS CAPITAL GROUP V LIMITED → | RIA / FO | – | ST. HELIER | CRD 283499 |
| KREOS CAPITAL GROUP VI L.P. → | RIA / FO | – | ST. HELIER | CRD 299127 |
| KREOS CAPITAL GROUP VII LP → | RIA / FO | – | ST HELIER | CRD 325869 |
| KRIEG MANAGEMENT, LLC → | RIA / FO | – | NEW YORK, NY | CRD 338621 |
| Krilogy Financial LLC → | 13F manager | – | – | CIK 1659047 |
| Krishnan Ramkumar → | 13F manager | – | – | CIK 0001689525 |
| KRM PARTNERS LLC → | RIA / FO | – | – | CRD 335310 |
| KRM WEALTH MANAGEMENT L.L.C. → | 13F manager | – | – | CIK 2126518 |
| KROHNE CAPITAL, LLC → | RIA / FO | – | – | CRD 129553 |
| Krone Lending LLC → | Issuer | – | – | CIK 2138478 |