| HILLHOUSE INVESTMENT MANAGEMENT, LTD. → | RIA / FO | – | SINGAPORE | CRD 160896 |
| Hillman Capital Management, Inc. → | 13F manager | – | – | CIK 1314620 |
| HILLMAN CO → | 13F manager | – | – | CIK 1036288 |
| Hillman Karyn → | 13F manager | – | – | CIK 0001545635 |
| Hills Bank & Trust Co → | 13F manager | – | – | CIK 1309148 |
| Hills Stephen P. → | 13F manager | – | – | CIK 0001716360 |
| Hillsdale Investment Management Inc. → | 13F manager | – | – | CIK 1368465 |
| HILLSON FINANCIAL MANAGEMENT, INC. → | RIA / FO | – | – | CRD 156207 |
| Hilltop Holdings Inc. → | 13F manager | – | – | CIK 1265131 |
| Hilltop National Bank → | 13F manager | – | – | CIK 2021658 |
| Hilltop Partners LLC → | 13F manager | – | – | CIK 1957867 |
| HILLTOP ROAD MANAGEMENT, LLC → | RIA / FO | – | NEW YORK, NY | CRD 342925 |
| HILLTOP WEALTH ADVISORS, LLC → | 13F manager | – | – | CIK 1786241 |
| Hilton Ashland Partners, LLC → | Issuer | – | – | CIK 2138569 |
| Hilton Capital Management, LLC → | 13F manager | – | – | CIK 1541211 |
| Hilton Head Capital Partners, LLC → | 13F manager | – | – | CIK 2109913 |
| HILUM CAPITAL INC. → | RIA / FO | – | NASHVILLE, TN | CRD 333759 |
| Himalaya Capital Management LLC → | 13F manager | – | – | CIK 1709323 |
| HIMENSION CAPITAL (SINGAPORE) PTE. LTD. → | 13F manager | – | – | CIK 1817652 |
| Hines 800 S Hover Multifamily LLC → | Issuer | – | – | CIK 2141309 |
| HINES LUXEMBOURG INVESTMENT MANAGEMENT S.A.R.L. → | RIA / FO | – | LUXEMBOURG | CRD 331251 |
| Hingham Institution for Savings → | 13F manager | – | – | CIK 2044671 |
| Hinshaw John M → | 13F manager | – | – | CIK 0001534787 |
| HIP VI International SCSp → | Issuer | – | – | CIK 2141738 |
| HIP VI SCSp → | Issuer | – | – | CIK 2141739 |
| Hipple Richard J → | 13F manager | – | – | CIK 0001311365 |
| Hippocratic Financial Advisors, LLC → | 13F manager | – | – | CIK 2055803 |
| HIRO CAPITAL I LLP → | RIA / FO | – | LONDON | CRD 341000 |
| Hirsch Daniel J. → | 13F manager | – | – | CIK 0001453077 |
| Hirsch Jeffrey → | 13F manager | – | – | CIK 0001647660 |
| Hirschi Hart Risk Parity Fund LP → | Issuer | – | – | CIK 2137312 |
| Hirtle & Co., LLC → | 13F manager | – | – | CIK 1360710 |
| HIRZEL CAPITAL LLC → | RIA / FO | – | DALLAS, TX | CRD 305097 |
| HISCOX RE INSURANCE LINKED STRATEGIES LTD. → | RIA / FO | – | HAMILTON | CRD 332541 |
| Hisey David C → | 13F manager | – | – | CIK 0001316682 |
| HITE Hedge Asset Management LLC → | 13F manager | – | – | CIK 1568939 |
| HITECVISION → | RIA / FO | – | STAVANGER | CRD 161813 |
| HIVE MINERALS GP, LLC → | RIA / FO | – | SALT LAKE CITY, UT | CRD 337705 |
| HIVEMIND VENTURES, LLC → | RIA / FO | – | – | CRD 318357 |
| Hivers & Strivers Capital Series 4 (Independence Hydrogen - CPN), LLC → | Issuer | – | – | CIK 2136659 |
| HIVEST CAPITAL PARTNERS SAS → | RIA / FO | – | PARIS | CRD 330148 |
| Hixon Zuercher, LLC → | 13F manager | – | – | CIK 1806752 |
| HK MANAGEMENT LLC → | RIA / FO | – | MIAMI, FL | CRD 307215 |
| HKX Capital Fund I, LP → | Issuer | – | – | CIK 2140779 |
| HL CAPITAL, INC. → | RIA / FO | – | – | CRD 157105 |
| HLC VGC MANAGEMENT IV LIMITED → | RIA / FO | – | GEORGE TOWN | CRD 323435 |
| HM PAYSON & CO → | 13F manager | – | – | CIK 928052 |
| HMC CAPITAL US → | RIA / FO | – | NEW YORK, NY | CRD 306285 |
| HMI Capital Management, L.P. → | 13F manager | – | – | CIK 1469026 |
| HMS Capital Management, LLC → | 13F manager | – | – | CIK 1689470 |
| HMV Wealth Advisors, LLC → | 13F manager | – | – | CIK 2054904 |
| Ho Maykin → | 13F manager | – | – | CIK 0001646395 |
| HO-0602 Fund I, a series of Comma Capital Funds, LP → | Issuer | – | – | CIK 2139278 |
| Hobart Private Capital, LLC → | 13F manager | – | – | CIK 1767062 |
| Hobbs Group Advisors, LLC → | 13F manager | – | – | CIK 2012280 |
| Hobbs Wealth Management, LLC → | 13F manager | – | – | CIK 2019202 |
| Hodges Capital Management Inc. → | 13F manager | – | – | CIK 1337263 |
| HODGSON DAVID C → | 13F manager | – | – | CIK 0001193346 |
| Hoefer Group, LLC → | Issuer | – | – | CIK 2138835 |
| HOERTKORN RICHARD CHARLES → | 13F manager | – | – | CIK 1598177 |
| Hoese & Co LLP → | 13F manager | – | – | CIK 1840268 |
| HOEY INVESTMENTS, INC → | 13F manager | – | – | CIK 1799544 |
| Hofer & Associates. Inc → | 13F manager | – | – | CIK 1958491 |
| Hoff Ann → | 13F manager | – | – | CIK 0002012803 |
| Hoffman Alison → | 13F manager | – | – | CIK 0002067037 |
| Hoffman Grant → | 13F manager | – | – | CIK 0002141720 |
| Hoffman, Alan N Investment Management → | 13F manager | – | – | CIK 1848530 |
| HOFMAN WEALTH MANAGEMENT → | RIA / FO | – | CHESTERFIELD, MO | CRD 342340 |
| HOGAN JOEY B → | 13F manager | – | – | CIK 0001181041 |
| HOGE FINANCIAL SERVICES, LLC → | 13F manager | – | – | CIK 1989834 |
| HOHIMER WEALTH MANAGEMENT, LLC → | 13F manager | – | – | CIK 1802533 |
| HOKU INC. → | RIA / FO | – | TOKYO, KANTO | CRD 310865 |
| Holcombe Financial, Inc. → | 13F manager | – | – | CIK 2056177 |
| HoldCo Asset Management, LP → | 13F manager | – | – | CIK 1724246 |
| HOLDEN JAMES P → | 13F manager | – | – | CIK 0001233398 |
| Holder Aubrey Clay → | 13F manager | – | – | CIK 0002018117 |
| Holder Julie Fasone → | 13F manager | – | – | CIK 0001536512 |
| HOLDERNESS INVESTMENTS CO → | 13F manager | – | – | CIK 1184820 |
| Holistic Financial Partners → | 13F manager | – | – | CIK 1729304 |
| Holland Advisory Services, Inc. → | 13F manager | – | – | CIK 1890183 |
| HOLLAND CHRISTOPHER S → | 13F manager | – | – | CIK 0001271440 |
| Hollar Jason M. → | 13F manager | – | – | CIK 0001687858 |
| HOLLENCREST CAPITAL MANAGEMENT → | 13F manager | – | – | CIK 1161722 |
| Hollman Michael → | 13F manager | – | – | CIK 0001821990 |
| Hollow Brook Wealth Management LLC → | 13F manager | – | – | CIK 1455251 |
| HOLLOW TREE INVESTMENTS MANAGEMENT → | RIA / FO | – | SPANISH FORK, UT | CRD 325380 |
| Hollub Vicki A. → | 13F manager | – | – | CIK 0001588752 |
| Holmes Audrey Dale → | 13F manager | – | – | CIK 0001397142 |
| Holocene Advisors, LP → | 13F manager | – | – | CIK 1700574 |
| HOLON WEALTH MANAGEMENT → | RIA / FO | – | – | CRD 336780 |
| Holos Integrated Wealth LLC → | 13F manager | – | – | CIK 2080096 |
| Holowesko Partners Ltd. → | 13F manager | – | – | CIK 1428569 |
| Holt Adrian James → | 13F manager | – | – | CIK 0001977296 |
| Holt Capital Advisors, L.L.C. dba Holt Capital Partners, L.P. → | 13F manager | – | – | CIK 1599852 |
| HOLT VICTORIA M → | 13F manager | – | – | CIK 0001181629 |
| HOLT XCHANGE INC. → | RIA / FO | – | MONTREAL, QUEBEC | CRD 330623 |
| HOLYOKE HOLDINGS, LLC → | Issuer | – | – | CIK 2137130 |
| HOMAER FINANCIAL → | RIA / FO | – | ZHEJIANG PROVINCE | CRD 282081 |
| Home at Orange OZ, LLC → | Issuer | – | – | CIK 2142384 |
| Home Catalyst Three Oaks I LLC → | Issuer | – | – | CIK 2141247 |