| ATWOOD & PALMER INC → | 13F manager | – | – | CIK 1044929 |
| ATX Financial Planning, LLC → | 13F manager | – | – | CIK 2111013 |
| AUA CAPITAL MANAGEMENT, LLC → | 13F manager | – | – | CIK 1706915 |
| Aubrey Capital Management Ltd → | 13F manager | – | – | CIK 1730754 |
| AUCTUS ADVISORS LLC → | 13F manager | – | – | CIK 2042516 |
| AUCTUS FUND MANGEMENT LLC → | RIA / FO | – | BOSTON, MA | CRD 172509 |
| AUDACIOUS MANAGEMENT COMPANY, LLC → | RIA / FO | – | SAN FRANCISCO, CA | CRD 312217 |
| AUDACITY VENTURE MANAGEMENT, LLC → | RIA / FO | – | NEW YORK, NY | CRD 332685 |
| Audent Global Asset Management, LLC → | 13F manager | – | – | CIK 1834874 |
| AUDEO ADVISORS LLC → | RIA / FO | – | DUBAI | CRD 339549 |
| Audia Damon J → | 13F manager | – | – | CIK 0001452301 |
| Aufman Associates Inc → | 13F manager | – | – | CIK 1801573 |
| AUGC PARTNERS LLC → | RIA / FO | – | – | CRD 289424 |
| AUGUREY CAPITAL ADVISORS, LLC → | RIA / FO | – | ISELIN, NJ | CRD 324933 |
| AUGUREY VENTURES I - SERIES KRATEOSKY A → | Issuer | – | – | CIK 2140679 |
| AUGUREY VENTURES II - SERIES KRATEOSKY A → | Issuer | – | – | CIK 2140678 |
| AUGUREY VENTURES III - SERIES KRATEOSKY A → | Issuer | – | – | CIK 2140677 |
| AUGUREY VENTURES IV - SERIES KRATEOSKY A → | Issuer | – | – | CIK 2140676 |
| AUGUREY VENTURES V - SERIES KRATEOSKY A → | Issuer | – | – | CIK 2140675 |
| AUGUST EQUITY LLP → | RIA / FO | – | LONDON | CRD 163018 |
| August Group Capital Ltd → | 13F manager | – | – | CIK 2107394 |
| AUGUSTINE ASSET MANAGEMENT INC → | 13F manager | – | – | CIK 778963 |
| AULIS CAPITAL GP I, LP → | RIA / FO | – | GRAND CAYMAN | CRD 341185 |
| AULIS CAPITAL US ADVISOR, LLC → | RIA / FO | – | PALO ALTO, CA | CRD 341217 |
| Aull & Monroe Investment Management Corp → | 13F manager | – | – | CIK 1387615 |
| Auour Investments LLC → | 13F manager | – | – | CIK 1789310 |
| AURA CAPITAL, LLC → | RIA / FO | – | – | CRD 339918 |
| Aurdan Capital Management, LLC → | 13F manager | – | – | CIK 2057382 |
| AURELIA FOUNDRY MANAGEMENT COMPANY, LLC → | RIA / FO | – | – | CRD 327707 |
| AURELIEN CAPITAL MANAGEMENT LLC → | RIA / FO | – | CHICAGO, IL | CRD 317988 |
| Aurelius Family Office LLC → | 13F manager | – | – | CIK 2053738 |
| AURELIUS INVESTMENT ADVISORY INC. → | RIA / FO | – | NEW YORK, NY | CRD 329320 |
| AURELIUS INVESTMENT ADVISORY LIMITED → | RIA / FO | – | LONDON | CRD 314916 |
| AURELIUS VENTURES → | RIA / FO | – | SALT LAKE CITY, UT | CRD 329034 |
| Aureum Wealth Management, LLC → | 13F manager | – | – | CIK 2093444 |
| AUREUS ADVISORS INC. → | RIA / FO | – | COLORADO SPRINGS, CO | CRD 339854 |
| Aureus Asset Management, LLC → | 13F manager | – | – | CIK 1381296 |
| AUROCHS CAPITAL FUND - SERIES PERPLEXITY N-1A → | Issuer | – | – | CIK 2141377 |
| AUROCHS CAPITAL FUND - SERIES PROMETHEUS O-1 → | Issuer | – | – | CIK 2141653 |
| AURORA ARCHIPELAGO INC → | RIA / FO | – | DENVER, CO | CRD 340281 |
| Aurora Investment Counsel → | 13F manager | – | – | CIK 1316397 |
| Aurora Investment Managers, LLC. → | 13F manager | – | – | CIK 1798485 |
| AURORA MANAGEMENT LLC → | RIA / FO | – | NEW YORK, NY | CRD 330901 |
| Aurora Private Wealth, Inc. → | 13F manager | – | – | CIK 1802132 |
| AURORA RE FUND MANAGER, LLC → | RIA / FO | – | CHALFONT, PA | CRD 340797 |
| AURUM EP GP LLC → | RIA / FO | – | PLEASANTON, CA | CRD 337707 |
| AURUM PARTNERS LLC → | RIA / FO | – | SANTA CLARA, CA | CRD 328902 |
| AURUM VP GP LLC → | RIA / FO | – | PLEASANTON, CA | CRD 343097 |
| Ausbil Investment Management Ltd → | 13F manager | – | – | CIK 1966036 |
| Ausdal Financial Partners, Inc. → | 13F manager | – | – | CIK 1667146 |
| AUSPAC INVESTMENT MANAGEMENT PTE. LTD. → | RIA / FO | – | SINGAPORE | CRD 337544 |
| Austin Asset Management Co Inc → | 13F manager | – | – | CIK 1902024 |
| Austin Wanda M → | 13F manager | – | – | CIK 0001690882 |
| Austin Wealth Management, LLC → | 13F manager | – | – | CIK 2003112 |
| AustralianSuper Pty Ltd → | 13F manager | – | – | CIK 1694164 |
| Authentikos Wealth Advisory, LLC → | 13F manager | – | – | CIK 1967054 |
| Autilus Mekone LP → | Issuer | – | – | CIK 2138090 |
| Auto-Owners Insurance Co → | 13F manager | – | – | CIK 1964189 |
| Automall at Halo Vista JV I, LLC → | Issuer | – | – | CIK 2138807 |
| Automnity, Inc. → | Issuer | – | – | CIK 2141055 |
| AUTONOMOUS CAPITAL MANAGEMENT LLC → | RIA / FO | – | – | CRD 291219 |
| AUTONOMOUS WEALTH MANAGEMENT LLC → | RIA / FO | – | BROOKLYN, NY | CRD 337909 |
| AUTONOMY CAPITAL (JERSEY) L.P. → | RIA / FO | – | ST. HELIER | CRD 338365 |
| AUTOPILOT MANAGEMENT COMPANY LLC → | RIA / FO | – | NEW YORK, NY | CRD 329400 |
| AUTOTECH MANAGEMENT, L.L.C. → | RIA / FO | – | MENLO PARK, CA | CRD 282525 |
| Autumn Glory Partners, LLC → | 13F manager | – | – | CIK 1911621 |
| AUTUMN WIND ASSET MANAGEMENT INC → | RIA / FO | – | RESTON, VA | CRD 110569 |
| AUVRAX TECHNOLOGIES INC → | RIA / FO | – | DENVER, CO | CRD 341628 |
| Auxano Advisors, LLC → | 13F manager | – | – | CIK 1811491 |
| AUXIER ASSET MANAGEMENT LLC → | 13F manager | – | – | CIK 1105863 |
| AUXIN CAPITAL MANAGEMENT, LLC → | RIA / FO | – | SAN FRANCISCO, CA | CRD 336695 |
| AV CAPITAL MANAGEMENT, L.L.C. → | RIA / FO | – | MENLO PARK, CA | CRD 288140 |
| AV Fund V, L.P. → | Issuer | – | – | CIK 2139883 |
| AVAII WEALTH MANAGEMENT, LLC → | 13F manager | – | – | CIK 1904431 |
| Avail Investment Partners, LLC → | 13F manager | – | – | CIK 2134779 |
| Avala Global LP → | 13F manager | – | – | CIK 1948899 |
| Avalon Advisory Group → | 13F manager | – | – | CIK 1802119 |
| AVALON BIOVENTURES MANAGEMENT, LLC → | RIA / FO | – | LA JOLLA, CA | CRD 316674 |
| AVALON CAPITAL MANAGEMENT → | 13F manager | – | – | CIK 1510809 |
| Avalon Global Asset Management LLC → | 13F manager | – | – | CIK 1314273 |
| Avalon Trust Co → | 13F manager | – | – | CIK 1798150 |
| AVALON VENTURES MANAGEMENT, LLC → | RIA / FO | – | LA JOLLA, CA | CRD 161930 |
| AVANDA INVESTMENT MANAGEMENT PTE LTD → | RIA / FO | – | SINGAPORE | CRD 285656 |
| Avanda Investment Management Pte. Ltd. → | 13F manager | – | – | CIK 1650258 |
| AVANT BIO LLC → | RIA / FO | – | NEW YORK, NY | CRD 327673 |
| AVANT BLOCKCHAIN CAPITAL → | RIA / FO | – | GRAND CAYMAN | CRD 333401 |
| Avant Capital LLC → | 13F manager | – | – | CIK 1653443 |
| Avant Financial Advisors LLC → | 13F manager | – | – | CIK 2063243 |
| Avantax Planning Partners, Inc. → | 13F manager | – | – | CIK 1005441 |
| AVANTE CAPITAL PARTNERS LP → | RIA / FO | – | LOS ANGELES, CA | CRD 165358 |
| Avantra Family Wealth, Inc. → | 13F manager | – | – | CIK 1774744 |
| Avantyr Capital Partners, LP → | 13F manager | – | – | CIK 2087378 |
| AVANZ CAPITAL MANAGEMENT LLC → | RIA / FO | – | MIAMI, FL | CRD 167252 |
| Avanza Fonder AB → | 13F manager | – | – | CIK 2035325 |
| AVATAR GROWTH CAPITAL MANAGEMENT LIMITED → | RIA / FO | – | TRIANON | CRD 323116 |
| AVC FUND MANAGEMENT, LLC → | RIA / FO | – | RADNOR, PA | CRD 316829 |
| AVCF LLC → | RIA / FO | – | – | CRD 319381 |
| AVEDON CAPITAL PARTNERS B.V. → | RIA / FO | – | AMSTERDAM | CRD 312290 |
| AVENDUS CAPITAL PTE. LTD. → | RIA / FO | – | SINGAPORE | CRD 321058 |
| AVENDUS PE INVESTMENT ADVISORS PRIVATE LIMITED → | RIA / FO | – | MUMBAI, MAHARASHTRA | CRD 332349 |