| ALLIANCEBERNSTEIN L.P. → | 13F manager | – | – | CIK 1109448 |
| Allianz Asset Management GmbH → | 13F manager | – | – | CIK 1535323 |
| ALLIANZ CAPITAL PARTNERS GMBH → | RIA / FO | – | MUNICH | CRD 338726 |
| ALLIANZ SE → | 13F manager | – | – | CIK 1127508 |
| Allie Family Office LLC → | 13F manager | – | – | CIK 1908612 |
| Allied Investment Advisors, LLC → | 13F manager | – | – | CIK 1729869 |
| ALLIED STRATEGIC PARTNERS MANAGEMENT, LP → | RIA / FO | – | DALLAS, TX | CRD 315791 |
| Allira Systems, Inc. → | Issuer | – | – | CIK 2137644 |
| ALLIUM FINANCIAL ADVISORS, LLC → | 13F manager | – | – | CIK 2067277 |
| Allocate MQ Holdings, L.P. → | Issuer | – | – | CIK 2136235 |
| Allodium Investment Consultants, LLC → | 13F manager | – | – | CIK 2052983 |
| ALLOS VENTURE MANAGEMENT COMPANY, LTD. → | RIA / FO | – | CINCINNATI, OH | CRD 163236 |
| ALLOY PARTNERS, INC. → | RIA / FO | – | INDIANAPOLIS, IN | CRD 317616 |
| Allred Capital Management, LLC → | 13F manager | – | – | CIK 1765885 |
| Allspring Global Investments Holdings, LLC → | 13F manager | – | – | CIK 1890906 |
| ALLSTATE CORP → | 13F manager | – | – | CIK 899051 |
| ALLUMIA VENTURES MANAGEMENT, LP → | RIA / FO | – | – | CRD 335102 |
| Allworth Financial LP → | 13F manager | – | – | CIK 1555170 |
| Ally Bridge Group (NY) LLC → | 13F manager | – | – | CIK 1822947 |
| Ally Financial Inc. → | 13F manager | – | – | CIK 40729 |
| Ally Invest Advisors Inc. → | 13F manager | – | – | CIK 1706013 |
| Ally Waste Services Topco, LLC → | Issuer | – | – | CIK 2139272 |
| ALM First Financial Advisors, LLC → | 13F manager | – | – | CIK 1950054 |
| ALMA CAPITAL LONDON LIMITED → | RIA / FO | – | LONDON, LONDON | CRD 332579 |
| ALMA GLOBAL INFRASTRUCTURE LLC → | RIA / FO | – | NEW YORK, NY | CRD 306211 |
| ALMANAC MANAGEMENT LLC → | RIA / FO | – | NEW YORK, NY | CRD 326270 |
| Almanack Investment Partners, LLC. → | 13F manager | – | – | CIK 1680613 |
| ALMAZ CAPITAL → | RIA / FO | – | PORTOLA VALLEY, CA | CRD 171092 |
| Almitas Capital LLC → | 13F manager | – | – | CIK 1596468 |
| Almond Zachary D → | 13F manager | – | – | CIK 0002137107 |
| ALOTHON GROUP LLC → | RIA / FO | – | SAO PAULO | CRD 161817 |
| AlpenGlobal Capital LLC → | 13F manager | – | – | CIK 2062492 |
| Alpert Jordan M. → | 13F manager | – | – | CIK 0001518595 |
| Alpha Advisors, LLC/VA → | 13F manager | – | – | CIK 2095967 |
| ALPHA ASCENT VENTURES LLC → | RIA / FO | – | – | CRD 292578 |
| ALPHA ASSOCIATES LTD. → | RIA / FO | – | ZURICH | CRD 167981 |
| ALPHA CAPITAL ADVISORS INC /ADV → | 13F manager | – | – | CIK 1027694 |
| ALPHA EDISON MANAGEMENT COMPANY, LLC → | RIA / FO | – | LOS ANGELES, CA | CRD 284514 |
| Alpha Edison Westwood XXIII, L.L.C. → | Issuer | – | – | CIK 2140416 |
| ALPHA EV, LLC → | RIA / FO | – | TOWSON, MD | CRD 321970 |
| Alpha Family Trust → | 13F manager | – | – | CIK 1568991 |
| Alpha Financial Advisors, LLC → | 13F manager | – | – | CIK 1972138 |
| Alpha Financial Partners LLC → | 13F manager | – | – | CIK 1966219 |
| Alpha Funds VI LLC → | Issuer | – | – | CIK 2138291 |
| Alpha JWC Capital Partners V, L.P. → | Issuer | – | – | CIK 2137369 |
| ALPHA JWC MANAGEMENT, LTD. → | RIA / FO | – | GRAND CAYMAN, CAYMAN ISLANDS | CRD 318580 |
| ALPHA JWC VENTURES PTE. LTD. → | RIA / FO | – | SINGAPORE, SINGAPORE | CRD 318303 |
| Alpha Omega Wealth Management LLC → | 13F manager | – | – | CIK 1665633 |
| ALPHA PAYMENT LTD → | RIA / FO | – | SPRINGS, CO | CRD 337697 |
| ALPHA PRIVATE EQUITY FUNDS MANAGEMENT COMPANY → | RIA / FO | – | LUXEMBOURG | CRD 284478 |
| ALPHA QUEST PTE. LTD. → | RIA / FO | – | SINGAPORE | CRD 332458 |
| ALPHA VEE ADVISORS → | RIA / FO | – | – | CRD 329205 |
| Alpha Wave Global, LP → | 13F manager | – | – | CIK 1558858 |
| Alpha Wealth Funds, LLC → | 13F manager | – | – | CIK 2059327 |
| Alpha Zero LLC → | 13F manager | – | – | CIK 2079032 |
| Alphabet Inc. → | 13F manager | – | – | CIK 1652044 |
| ALPHACAT → | RIA / FO | – | PEMBROKE | CRD 165909 |
| AlphaCentric Advisors LLC → | 13F manager | – | – | CIK 1913464 |
| ALPHACHI LIMITED → | RIA / FO | – | HONG KONG | CRD 333182 |
| AlphaCore Capital LLC → | 13F manager | – | – | CIK 1713662 |
| Alphadyne Asset Management LP → | 13F manager | – | – | CIK 1535943 |
| ALPHAFORT CAPITAL MANAGEMENT LLC → | RIA / FO | – | SCARSDALE, NY | CRD 337856 |
| AlphaFund Inc → | Issuer | – | – | CIK 2136113 |
| ALPHAGREP UK LIMITED → | RIA / FO | – | LONDON, ENGLAND | CRD 330905 |
| ALPHAHILL CAPITAL LIMITED → | RIA / FO | – | HONG KONG, CENTRAL | CRD 328922 |
| ALPHALEDGER INVESTMENT MANAGEMENT, LLC → | RIA / FO | – | – | CRD 337461 |
| AlphaQuest LLC → | 13F manager | – | – | CIK 1883897 |
| AlphaStar Capital Management, LLC → | 13F manager | – | – | CIK 1633857 |
| ALPHEMY CAPITAL SA → | RIA / FO | – | GENEVA | CRD 329116 |
| ALPHI CAPITAL LP → | RIA / FO | – | TORONTO, ONTARIO | CRD 335349 |
| Alphinity Investment Management Pty Ltd → | 13F manager | – | – | CIK 1731012 |
| ALPINE ASSOCIATES MANAGEMENT INC. → | 13F manager | – | – | CIK 1396835 |
| Alpine Bank Wealth Management → | 13F manager | – | – | CIK 1974910 |
| Alpine Fox Capital LLC → | 13F manager | – | – | CIK 2096493 |
| Alpine Global Management, LLC → | 13F manager | – | – | CIK 1581655 |
| ALPINE INVESTMENT MANAGEMENT LIMITED → | RIA / FO | – | HONG KONG | CRD 323490 |
| Alpine Investment Management Ltd → | 13F manager | – | – | CIK 1964631 |
| Alpine Peaks Capital, LP → | 13F manager | – | – | CIK 1906602 |
| ALPINE PEAKS CAPITAL, LP → | RIA / FO | – | NEW YORK, NY | CRD 290241 |
| ALPINE SPACE VENTURES MANAGEMENT GMBH → | RIA / FO | – | MUNICH, BAVARIA | CRD 325472 |
| ALPINE WOODS CAPITAL INVESTORS, LLC → | 13F manager | – | – | CIK 1226886 |
| AlpInvest Partners B.V. → | 13F manager | – | – | CIK 1512910 |
| ALPS ADVISORS INC → | 13F manager | – | – | CIK 1376113 |
| ALSIS FUNDS, LLC → | RIA / FO | – | MIAMI, FL | CRD 166032 |
| ALSO CAPITAL MANAGEMENT LLC → | RIA / FO | – | NEW YORK, NY | CRD 334024 |
| ALSOP LOUIE PARTNERS → | RIA / FO | – | SAN FRANCISCO, CA | CRD 163299 |
| Alstead Troy → | 13F manager | – | – | CIK 0001450940 |
| Alta Advisers Ltd → | 13F manager | – | – | CIK 1536114 |
| Alta by Girl Math Capital a Series of Clutch Capital LLC → | Issuer | – | – | CIK 2137076 |
| ALTA CAPITAL MANAGEMENT LLC/ → | 13F manager | – | – | CIK 1093589 |
| ALTA EQUITY PARTNERS, LLC → | RIA / FO | – | CONCORD, MA | CRD 162064 |
| ALTA FOX CAPITAL MANAGEMENT, LLC → | 13F manager | – | – | CIK 1858353 |
| Alta Fundamental Advisers LLC → | 13F manager | – | – | CIK 1641604 |
| ALTA GROWTH CAPITAL → | RIA / FO | – | MEXICO CITY | CRD 162484 |
| Alta Park Capital, LP → | 13F manager | – | – | CIK 1621855 |
| ALTA PARTNERS INVESTMENT MANAGER, L.P. → | RIA / FO | – | JACKSON, WY | CRD 330780 |
| Alta Partners Management Company, L.P. → | 13F manager | – | – | CIK 2054419 |
| ALTA PARTNERS MANAGEMENT COMPANY, L.P. → | RIA / FO | – | JACKSON, WY | CRD 288423 |
| ALTA SEMPER CAPITAL LLP → | RIA / FO | – | LONDON | CRD 309826 |
| ALTA VENTURES MEXICO → | RIA / FO | – | SAN PEDRO GARZA GARCIA, NUEVO LEON | CRD 162944 |