| ZENZIC CAPITAL → | RIA / FO | – | LONDON | CRD 338781 |
| ZEPHYROS LONDON MARKET IM, LLC → | RIA / FO | – | AUSTIN, TX | CRD 339684 |
| ZERO INFINITY PARTNERS → | RIA / FO | – | NEW YORK, NY | CRD 321074 |
| Zero-G 1, a Series of E1 Funds, LLC → | Issuer | – | – | CIK 2139125 |
| ZETLAND CAPITAL PARTNERS LLP → | RIA / FO | – | LONDON | CRD 290218 |
| ZEVENBERGEN CAPITAL INVESTMENTS LLC → | 13F manager | – | – | CIK 1276918 |
| ZEVIN ASSET MANAGEMENT LLC → | 13F manager | – | – | CIK 1394096 |
| ZEVIX FUND AMERICA LLC → | RIA / FO | – | FORT LAUDERDALE, FL | CRD 338549 |
| Zhang Financial LLC → | 13F manager | – | – | CIK 1776290 |
| ZHEN ADVISORS, LTD. → | RIA / FO | – | GRAND CAYMAN | CRD 283311 |
| ZhenZhen Ventures Series LLC → | Issuer | – | – | CIK 2139215 |
| ZHONG OU RABBIT (HONG KONG) ASSETS MANAGEMENT LIMITED → | RIA / FO | – | HONG KONG | CRD 329461 |
| ZHUHAI SHERPA EQUITY INVESTMENT MANAGEMENT COMPANY LIMITED → | RIA / FO | – | BEIJING | CRD 308824 |
| ZIGG CAPITAL MANAGEMENT COMPANY, LLC → | RIA / FO | – | NEW YORK, NY | CRD 300580 |
| Zigg FIND Opportunity I, LLC → | Issuer | – | – | CIK 2138471 |
| ZILKHA INVESTMENTS, L.P. → | RIA / FO | – | NEW YORK, NY | CRD 170332 |
| Zimmer Mary → | 13F manager | – | – | CIK 0001889364 |
| Zimmer Partners, LP → | 13F manager | – | – | CIK 1565854 |
| Zinnia Wealth Advisory, LLC → | 13F manager | – | – | CIK 2073676 |
| ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/ → | 13F manager | – | – | CIK 109380 |
| ZIZZA SALVATORE J → | 13F manager | – | – | CIK 0000929743 |
| Zoba David C → | 13F manager | – | – | CIK 0001223605 |
| Zoe Diagnostics Inc → | Issuer | – | – | CIK 2141882 |
| ZOLEY GEORGE C → | 13F manager | – | – | CIK 0001012998 |
| ZONE 2 VENTURES LLC → | RIA / FO | – | NEW YORK, NY | CRD 340397 |
| ZOO CAPITAL ADVISORY LTD. → | RIA / FO | – | GEORGETOWN | CRD 308019 |
| ZORA I.I. LTD. → | RIA / FO | – | HERZLIYA PITUACH | CRD 284312 |
| ZOUK CAPITAL LLP → | RIA / FO | – | LONDON | CRD 162937 |
| ZOZOTRADE INC → | RIA / FO | – | NEWARK, NJ | CRD 339009 |
| ZRP Commerce Centre LLC → | Issuer | – | – | CIK 2138766 |
| ZS FUND ADVISERS LLC → | RIA / FO | – | NEW YORK, NY | CRD 325494 |
| Zuckerman Investment Group, LLC → | 13F manager | – | – | CIK 1423296 |
| ZUIKER JOSEPH R. → | 13F manager | – | – | CIK 0001957687 |
| ZULAUF ASSET MANAGEMENT AG → | RIA / FO | – | BAAR | CRD 110597 |
| Zullo Investment Group, Inc. → | 13F manager | – | – | CIK 1909760 |
| Zuma Internet, Inc. → | Issuer | – | – | CIK 2141864 |
| Zurcher Kantonalbank (Zurich Cantonalbank) → | 13F manager | – | – | CIK 1368163 |
| Zurich Insurance Group Ltd/FI → | 13F manager | – | – | CIK 1127799 |
| Zweig-DiMenna Associates LLC → | 13F manager | – | – | CIK 1533950 |
| ZWJ INVESTMENT COUNSEL INC → | 13F manager | – | – | CIK 842782 |
| ZX SQUARED CAPITAL → | RIA / FO | – | – | CRD 338891 |
| ZynergyRetirementPlanningLLC → | 13F manager | – | – | CIK 2031137 |