| WOODWARD DIVERSIFIED CAPITAL, LLC → | 13F manager | – | – | CIK 1846177 |
| Woody Darren G → | 13F manager | – | – | CIK 0001302116 |
| Wooldridge Michael G. → | 13F manager | – | – | CIK 0001666215 |
| WOORI VENTURE PARTNERS US, INC. → | RIA / FO | – | PALO ALTO, CA | CRD 310495 |
| WORK-BENCH MANAGEMENT, LLC → | RIA / FO | – | NEW YORK, NY | CRD 289087 |
| WORKING CAPITAL → | RIA / FO | – | WASHINGTON D.C., DC | CRD 314887 |
| Working Capital Advisors (UK) Ltd. → | 13F manager | – | – | CIK 1807878 |
| WORKING CAPITAL ADVISORS (UK) LTD. → | RIA / FO | – | LONDON | CRD 285894 |
| Working Capital Innovation Fund III, L.P. → | Issuer | – | – | CIK 2138861 |
| WORKING CAPITAL MANAGEMENT PTE. LTD. → | RIA / FO | – | SINGAPORE | CRD 285121 |
| WORKLIFE VENTURES MANAGEMENT, LLC → | RIA / FO | – | WALNUT, CA | CRD 321047 |
| WORKSHOP FUND MANAGEMENT LLC → | RIA / FO | – | – | CRD 332111 |
| World Card Ltd → | Issuer | – | – | CIK 2142196 |
| WORLD EQUITY GROUP, INC. → | 13F manager | – | – | CIK 878770 |
| World Investment Advisors → | 13F manager | – | – | CIK 1652594 |
| World Models Fund I a Series of FOG Ventures Fund III LLC → | Issuer | – | – | CIK 2137450 |
| WORLD TOTAL RETURN INC. → | RIA / FO | – | – | CRD 174971 |
| WORLDBUILD VENTURES MANAGEMENT, LLC → | RIA / FO | – | – | CRD 340186 |
| WORLDLY PARTNERS MANAGEMENT, LLC → | 13F manager | – | – | CIK 1904574 |
| WORLDQUANT MILLENNIUM ADVISORS LLC → | 13F manager | – | – | CIK 1745981 |
| WORMSER FRERES GESTION → | 13F manager | – | – | CIK 2051288 |
| Worth Asset Management, LLC → | 13F manager | – | – | CIK 1927285 |
| Worth Financial Advisory Group, LLC → | 13F manager | – | – | CIK 1964358 |
| Worth Venture Partners, LLC → | 13F manager | – | – | CIK 1696778 |
| Worthington Financial Partners, LLC → | 13F manager | – | – | CIK 2111427 |
| WorthPointe, LLC → | 13F manager | – | – | CIK 1921448 |
| WP Advisors, LLC → | 13F manager | – | – | CIK 1697796 |
| WPB RE VENTURES FUND i, LLC → | Issuer | – | – | CIK 2139967 |
| WPC US GP LLC → | RIA / FO | – | WEST PALM BEACH, FL | CRD 339201 |
| WPG Advisers, LLC → | 13F manager | – | – | CIK 2067343 |
| WPWealth LLP → | 13F manager | – | – | CIK 1950118 |
| WRAPMANAGER INC → | 13F manager | – | – | CIK 1266014 |
| WRB SERRA PARTNERS → | RIA / FO | – | TAMPA, FL | CRD 281062 |
| Wrenne Financial Planning LLC → | 13F manager | – | – | CIK 2023054 |
| WRH ENERGY PARTNERS, L.L.C. → | RIA / FO | – | – | CRD 162489 |
| WRIGHT ANDREW WILLIAM BANASICK → | 13F manager | – | – | CIK 0002026608 |
| WRIGHT INVESTORS SERVICE INC → | 13F manager | – | – | CIK 108572 |
| Wright Wealth LLC → | 13F manager | – | – | CIK 2046147 |
| Wrocklage Robert → | 13F manager | – | – | CIK 0001694589 |
| WS MANAGEMENT LLLP → | 13F manager | – | – | CIK 877338 |
| WSG Fund, LP → | Issuer | – | – | CIK 2136284 |
| WSORT FINANCE INC → | RIA / FO | – | SPOKANE, WA | CRD 329964 |
| WT ASSET MANAGEMENT LIMITED → | RIA / FO | – | CENTRAL, HONG KONG | CRD 306967 |
| WT Asset Management Ltd → | 13F manager | – | – | CIK 1780365 |
| WT Wealth Management → | 13F manager | – | – | CIK 1780507 |
| WTW Liquid Diversifiers Fund (US Onshore), L.P. → | Issuer | – | – | CIK 2140028 |
| WULFF, HANSEN & CO. → | 13F manager | – | – | CIK 108634 |
| WURM GERALD B → | 13F manager | – | – | CIK 0001193469 |
| WUXI HEALTHCARE VENTURES MANAGEMENT US LLC → | RIA / FO | – | BOSTON, MA | CRD 294622 |
| WVN Angel Round May 2026 a Series of CGF2021 LLC → | Issuer | – | – | CIK 2137241 |
| WVZN26 a Series of CGF2021 LLC → | Issuer | – | – | CIK 2138081 |
| WWB ASSET MANAGEMENT LLC → | RIA / FO | – | NEW YORK, NY | CRD 298047 |
| WXHV, LLC → | RIA / FO | – | GRAND CAYMAN | CRD 281327 |
| WYCOFF W KIRK → | 13F manager | – | – | CIK 0000949197 |
| Wynn Capital, LLC → | 13F manager | – | – | CIK 2009900 |
| WYNNEFIELD CAPITAL INC → | 13F manager | – | – | CIK 1251567 |
| WYO VC MANAGEMENT I LLC → | RIA / FO | – | CODY, WY | CRD 335106 |
| WYOMING FINANCIAL GROUP, INC. → | RIA / FO | – | CHEYENNE, WY | CRD 336340 |
| Wyrick Jason → | 13F manager | – | – | CIK 0002066768 |
| WYSZOMIERSKI JACK L → | 13F manager | – | – | CIK 0001023225 |
| X International Holdings, Inc. → | Issuer | – | – | CIK 2137491 |
| X Series SC CN a Series of EHZ LLC → | Issuer | – | – | CIK 2136272 |
| X-Athletics, LLC → | Issuer | – | – | CIK 2140534 |
| X-FLEXI INC. → | RIA / FO | – | NEW YORK, NY | CRD 338694 |
| X-Growth Funding LLC → | Issuer | – | – | CIK 2136344 |
| X-Square Capital, LLC → | 13F manager | – | – | CIK 1729300 |
| X/SEED CAPITAL → | RIA / FO | – | SAN FRANCISCO, CA | CRD 160343 |
| X26 Orange Fund, a series of Capitalize Funds LP → | Issuer | – | – | CIK 2139356 |
| XANDER INVESTMENT MANAGEMENT PTE. LTD. → | RIA / FO | – | SINGAPORE | CRD 312433 |
| Xcel Wealth Management, LLC → | 13F manager | – | – | CIK 1791002 |
| XCHANGEFUND LLC → | RIA / FO | – | VINEYARD, UT | CRD 337242 |
| XE FUND ADVISORY, LLC → | RIA / FO | – | – | CRD 334194 |
| Xena Financial Planning, LLC → | 13F manager | – | – | CIK 2101744 |
| XENON AIFM S.A. → | RIA / FO | – | LUXEMBOURG | CRD 337968 |
| XFUND MANAGEMENT COMPANY, LLC → | RIA / FO | – | PALO ALTO, CA | CRD 176521 |
| Xiamen Xinweidachuang Investment Partnership (Limited Partnership) → | 13F manager | – | – | CIK 1910318 |
| Xian Ming → | 13F manager | – | – | CIK 0001743879 |
| XINGTAI CAPITAL MANAGEMENT LIMITED → | RIA / FO | – | HONG KONG | CRD 310952 |
| XIOS LLC → | RIA / FO | – | AUSTIN, TX | CRD 342370 |
| XML Financial, LLC → | 13F manager | – | – | CIK 1800465 |
| XN LP → | 13F manager | – | – | CIK 1756558 |
| XN Opportunities 2026 - Series 1 LP → | Issuer | – | – | CIK 2136422 |
| XNOVA VC → | RIA / FO | – | SAN JOSE, CA | CRD 341362 |
| XPath Partners, LP → | Issuer | – | – | CIK 2137746 |
| XPLORER CAPITAL MANAGEMENT, LLC → | RIA / FO | – | – | CRD 293460 |
| XPONANCE LLC → | 13F manager | – | – | CIK 1637541 |
| XPV WATER PARTNERS INC. → | RIA / FO | – | TORONTO | CRD 165503 |
| XRC INVESTMENT ADVISORS LLC → | RIA / FO | – | AIKEN, SC | CRD 318074 |
| XTELLUS ADVISORS LLC → | RIA / FO | – | MIAMI, FL | CRD 313437 |
| XTX Topco Ltd → | 13F manager | – | – | CIK 1828301 |
| XUEQIU HOLDINGS LIMITED → | RIA / FO | – | BEIJING | CRD 291464 |
| XVC → | RIA / FO | – | GRAND CAYMAN | CRD 297889 |
| XXEC, Inc. → | 13F manager | – | – | CIK 1828822 |
| XXI WEALTH, LLC → | 13F manager | – | – | CIK 2047463 |
| XY Capital Ltd → | 13F manager | – | – | CIK 1933132 |
| XY Planning Network, Inc. → | 13F manager | – | – | CIK 1873438 |
| XYZ VENTURE CAPITAL → | RIA / FO | – | – | CRD 306233 |
| Y COMBINATOR → | RIA / FO | – | MOUNTAIN VIEW, CA | CRD 171730 |
| Y INVESTMENTS, LLC → | RIA / FO | – | CHARLOTTE, NC | CRD 338675 |
| Y-INTERCEPT (HONG KONG) LIMITED → | RIA / FO | – | HONG KONG | CRD 299916 |