| WACO VENTURES MANAGEMENT OPCO, LP → | RIA / FO | – | WACO, TX | CRD 307042 |
| WADDELL & ASSOCIATES, LLC → | 13F manager | – | – | CIK 1776757 |
| WAFRA INC. → | 13F manager | – | – | CIK 920440 |
| WAG PCS Fund I LP → | Issuer | – | – | CIK 2137561 |
| WAGMI 193 - WAGMI Master LLC → | Issuer | – | – | CIK 2137013 |
| WAGNER CARBON MANAGEMENT LLC → | RIA / FO | – | LYME, NH | CRD 321971 |
| Wagner Wealth Management, Corp → | 13F manager | – | – | CIK 2109867 |
| Wagner Wealth Management, LLC → | 13F manager | – | – | CIK 1728657 |
| WAGONER G RICHARD JR → | 13F manager | – | – | CIK 0001181664 |
| WAHA INVESTMENTS LTD → | RIA / FO | – | ABU DHABI, MARYAH ISLAND | CRD 341430 |
| Wahed Invest LLC → | 13F manager | – | – | CIK 1763146 |
| Wainwright Simon → | 13F manager | – | – | CIK 0002004828 |
| WAJSGRAS DAVID C → | 13F manager | – | – | CIK 0001193800 |
| Wakefield Asset Management LLLP → | 13F manager | – | – | CIK 1600435 |
| WALDEN CATALYST MANAGEMENT, LLC → | RIA / FO | – | SAN FRANCISCO, CA | CRD 315491 |
| WALDEN INTERNATIONAL → | RIA / FO | – | SAN FRANCISCO, CA | CRD 163393 |
| Waldman Reid Alexander → | 13F manager | – | – | CIK 0002107415 |
| Waldron Private Equity Fund I, L.P. → | Issuer | – | – | CIK 2140034 |
| Waldron Private Wealth LLC → | 13F manager | – | – | CIK 1598180 |
| WALKABOUT VENTURES LLC → | RIA / FO | – | SANTA BARBARA, CA | CRD 304706 |
| Walker Asset Management, LLC → | 13F manager | – | – | CIK 1923053 |
| WALKER BRIAN C → | 13F manager | – | – | CIK 0001202922 |
| Walker Financial Services, Inc. → | 13F manager | – | – | CIK 1965479 |
| Walker Helgi C. → | 13F manager | – | – | CIK 0002134352 |
| Walkner Condon Financial Advisors LLC → | 13F manager | – | – | CIK 1817494 |
| Wall Capital Group, Inc. → | 13F manager | – | – | CIK 1699803 |
| Wall Street Financial Group, Inc. → | 13F manager | – | – | CIK 2019337 |
| WALLACE → | RIA / FO | – | – | CRD 340165 |
| Wallace Advisory Group, LLC → | 13F manager | – | – | CIK 1932645 |
| Wallace Capital Management Inc. → | 13F manager | – | – | CIK 1459754 |
| Wallace Hart LLC → | 13F manager | – | – | CIK 2018963 |
| WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC → | 13F manager | – | – | CIK 1812177 |
| Wallen Millard L. → | 13F manager | – | – | CIK 0002111754 |
| WALLER FINANCIAL PLANNING GROUP, INC → | 13F manager | – | – | CIK 1736079 |
| Walleye Capital LLC → | 13F manager | – | – | CIK 1758720 |
| Walleye Partners, LLC → | 13F manager | – | – | CIK 2068376 |
| Walleye Trading LLC → | 13F manager | – | – | CIK 1388391 |
| Wallington Asset Management, LLC → | 13F manager | – | – | CIK 1426754 |
| Walmart Inc. → | 13F manager | – | – | CIK 104169 |
| Walnut Level Capital LLC → | 13F manager | – | – | CIK 1803088 |
| WALNUT PRIVATE EQUITY PARTNERS, LLC → | 13F manager | – | – | CIK 1599275 |
| Walser Wealth Management Company, A Ltd Liability Co → | 13F manager | – | – | CIK 2112280 |
| Walsh & Associates, LLC → | 13F manager | – | – | CIK 2135144 |
| Walsh Paul J. → | 13F manager | – | – | CIK 0001915500 |
| Walsky Investment Management, Inc. → | 13F manager | – | – | CIK 2110046 |
| WALTER & KEENAN WEALTH MANAGEMENT LLC /IN/ /ADV → | 13F manager | – | – | CIK 752365 |
| Walter Public Investments Inc. → | 13F manager | – | – | CIK 1925251 |
| Walton Leigh → | 13F manager | – | – | CIK 0001802859 |
| Waratah Capital Advisors Ltd. → | 13F manager | – | – | CIK 1539919 |
| Warberg Asset Management LLC → | 13F manager | – | – | CIK 1597506 |
| WARBURG PINCUS & CO. → | 13F manager | – | – | CIK 0000929408 |
| WARBURG PINCUS LLC → | 13F manager | – | – | CIK 1162870 |
| Warburton Capital Management, LLC → | 13F manager | – | – | CIK 2054795 |
| Ward Elizabeth A → | 13F manager | – | – | CIK 0001934557 |
| WARLOCK INC → | RIA / FO | – | DENVER, CO | CRD 340437 |
| WARLOCK LTD. → | RIA / FO | – | LOUISVILLE, KY | CRD 342413 |
| Warm Springs Advisors Inc. → | 13F manager | – | – | CIK 2057078 |
| WARNER CYNTHIA J → | 13F manager | – | – | CIK 0001570212 |
| WARNER FINANCIAL, INC → | 13F manager | – | – | CIK 1927175 |
| Warner Group LLC → | 13F manager | – | – | CIK 2073617 |
| WARREN FINANCIAL SERVICE → | RIA / FO | – | EXTON, PA | CRD 119066 |
| Warren Street Wealth Advisors, LLC → | 13F manager | – | – | CIK 1703496 |
| WARSHAW ASSET MANAGEMENT, LLC → | RIA / FO | – | – | CRD 337641 |
| Warsop Thomas W III → | 13F manager | – | – | CIK 0001384334 |
| Warther Private Wealth, LLC → | 13F manager | – | – | CIK 1954551 |
| WARWICK CAPITAL PARTNERS → | RIA / FO | – | LONDON | CRD 161384 |
| Warwick Investment Management, Inc. → | 13F manager | – | – | CIK 1931041 |
| WASATCH ADVISORS LP → | 13F manager | – | – | CIK 814133 |
| WASATCH MANAGEMENT PARTNERS, L.L.C. → | RIA / FO | – | SALT LAKE CITY, UT | CRD 113322 |
| Wasatch NSD Holdings, LLC → | Issuer | – | – | CIK 2138681 |
| Wasatch NSD QP Holdings, LLC → | Issuer | – | – | CIK 2138680 |
| WASATCH ST QOZ FUND, LLC → | Issuer | – | – | CIK 2138617 |
| WASHBURN CAPITAL MANAGEMENT, INC. → | 13F manager | – | – | CIK 1793923 |
| WASHINGTON CAPITAL MANAGEMENT, INC → | Issuer | – | – | CIK 928566 |
| WASHINGTON CAPITAL MANAGEMENT, INC → | 13F manager | – | – | CIK 928566 |
| WASHINGTON GROWTH STRATEGIES LLC → | 13F manager | – | – | CIK 2044575 |
| Washington Kenneth E → | 13F manager | – | – | CIK 0001781051 |
| WASHINGTON STATE INVESTMENT BOARD → | 13F manager | – | – | CIK 943712 |
| Washington Trust Advisors, Inc. → | 13F manager | – | – | CIK 1900099 |
| WASHINGTON TRUST BANK → | 13F manager | – | – | CIK 861787 |
| WASHINGTON TRUST Co → | 13F manager | – | – | CIK 1079736 |
| WASHINGTON UNIVERSITY → | 13F manager | – | – | CIK 903603 |
| Wasserstein Management, L.P. → | 13F manager | – | – | CIK 1751492 |
| WATCHFIRE VENTURES, LLC → | RIA / FO | – | MONTECITO, CA | CRD 309929 |
| Watchman Group, Inc. → | 13F manager | – | – | CIK 1748726 |
| Watchtower Advisors, LP → | 13F manager | – | – | CIK 1807092 |
| Water Es Vida Technologies, Inc. → | Issuer | – | – | CIK 2138765 |
| WATER ISLAND CAPITAL LLC → | 13F manager | – | – | CIK 1222765 |
| Water Timer, Inc. → | Issuer | – | – | CIK 2136265 |
| Waterfall Asset Management, LLC → | 13F manager | – | – | CIK 1570717 |
| Waterford Advisors, LLC → | 13F manager | – | – | CIK 1960657 |
| Waterfront Capital Partners, LLC → | 13F manager | – | – | CIK 1595077 |
| WATERFRONT INTERNATIONAL LTD. → | RIA / FO | – | TORONTO, ONTARIO | CRD 289101 |
| Waterfront Wealth Inc. → | 13F manager | – | – | CIK 1775210 |
| WATERLAND PRIVATE EQUITY INVESTMENTS → | RIA / FO | – | BUSSUM | CRD 161877 |
| WATERLINE VENTURES, LLC → | RIA / FO | – | CAMBRIDGE, MA | CRD 173281 |
| Waterloo Capital, L.P. → | 13F manager | – | – | CIK 1730942 |
| Waterloo Trails Holdings, LP → | Issuer | – | – | CIK 2139239 |
| WATERMARK INVESTMENT MANAGEMENT COMPANY, LLC → | RIA / FO | – | COLUMBUS, OH | CRD 317176 |
| WATEROUS ENERGY FUND → | RIA / FO | – | CALGARY, ALBERTA | CRD 298574 |