| Union Square Park Capital Management, LLC → | 13F manager | – | – | CIK 1666231 |
| UNION SQUARE VENTURES → | RIA / FO | – | NEW YORK, NY | CRD 162375 |
| UNIONROCK PARTNERS, LLC → | RIA / FO | – | DENVER, CO | CRD 314382 |
| Uniplan Investment Counsel, Inc. → | 13F manager | – | – | CIK 1520710 |
| UNIQUE WEALTH, LLC → | 13F manager | – | – | CIK 1957124 |
| Unison Advisors LLC → | 13F manager | – | – | CIK 1695818 |
| Unison Asset Management LLC → | 13F manager | – | – | CIK 1840755 |
| UNISON CAPITAL, INC. → | RIA / FO | – | CHIYODA-KU, TOKYO | CRD 329973 |
| Unisphere Establishment → | 13F manager | – | – | CIK 2012090 |
| UniSuper Management Pty Ltd → | 13F manager | – | – | CIK 1989400 |
| UNITAS CAPITAL → | RIA / FO | – | HONG KONG | CRD 163943 |
| UNITAS CAPITAL → | RIA / FO | – | HONG KONG | CRD 162734 |
| United Advisor Group, LLC → | 13F manager | – | – | CIK 2004873 |
| United Airlines Holdings, Inc. → | 13F manager | – | – | CIK 100517 |
| UNITED AIRLINES VENTURES MANAGEMENT LLC → | RIA / FO | – | CHICAGO, IL | CRD 326636 |
| United American Securities Inc. (d/b/a UAS Asset Management) → | 13F manager | – | – | CIK 1349353 |
| UNITED AQUA LTD → | RIA / FO | – | DENVER, CO | CRD 341856 |
| United Asset Strategies, Inc. → | 13F manager | – | – | CIK 1539948 |
| United Bank → | 13F manager | – | – | CIK 1697791 |
| UNITED BANK → | 13F manager | – | – | CIK 1286478 |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC → | 13F manager | – | – | CIK 1463217 |
| United Capital Management of KS, Inc. → | 13F manager | – | – | CIK 1753219 |
| United Community Bank → | 13F manager | – | – | CIK 2000314 |
| United Financial Planning Group LLC → | 13F manager | – | – | CIK 2088337 |
| UNITED MANAGERS JAPAN INC. → | RIA / FO | – | TOKYO | CRD 166897 |
| UNITED PRIME SOCIETY INC → | RIA / FO | – | SPOKANE, WA | CRD 341858 |
| UNITED SERVICES AUTOMOBILE ASSOCIATION → | 13F manager | – | – | CIK 1021249 |
| United Super Pty Ltd in its capacity as Trustee for the Construction & Building Unions Superannuation Fund → | 13F manager | – | – | CIK 1730896 |
| United Wealth Management, LLC → | 13F manager | – | – | CIK 2055362 |
| Uniting Wealth Partners, LLC → | 13F manager | – | – | CIK 2056414 |
| UNITY ANGELS MANAGEMENT INC. → | RIA / FO | – | LOS ANGELES, CA | CRD 340424 |
| UNITY GROWTH FUND I LLC → | RIA / FO | – | RESTON, VA | CRD 327221 |
| Universa Black Swan Protection Protocol C L.P. → | Issuer | – | – | CIK 2136279 |
| Universa Black Swan Protection Protocol CI L.P. → | Issuer | – | – | CIK 2136236 |
| Universa Black Swan Protection Protocol CII L.P. → | Issuer | – | – | CIK 2136238 |
| Universal- Beteiligungs- und Servicegesellschaft mbH → | 13F manager | – | – | CIK 2057170 |
| University of Cambridge Investment Management Ltd → | 13F manager | – | – | CIK 2103357 |
| UNIVERSITY OF CHICAGO → | 13F manager | – | – | CIK 314957 |
| University of Illinois Foundation → | 13F manager | – | – | CIK 1994249 |
| University of Maryland Foundation, Inc. → | 13F manager | – | – | CIK 1624050 |
| University of Massachusetts Foundation, Inc. → | 13F manager | – | – | CIK 1802874 |
| University of Pittsburgh - Of the Commonwealth System of Higher Education → | 13F manager | – | – | CIK 1896071 |
| UNIVERSITY OF TEXAS/TEXAS AM INVESTMENT MANAGEMENT CO → | 13F manager | – | – | CIK 1019231 |
| University of Wisconsin Foundation → | 13F manager | – | – | CIK 1697228 |
| UNIVEST FINANCIAL Corp → | 13F manager | – | – | CIK 102212 |
| UNLESS MANAGEMENT LP → | RIA / FO | – | BOULDER, CO | CRD 318549 |
| UNLOCK VENTURE PARTNERS → | RIA / FO | – | – | CRD 291983 |
| Unmet Frontier Fund I, L.P. → | Issuer | – | – | CIK 2137830 |
| Unmet Frontier Fund VCA I, L.P. → | Issuer | – | – | CIK 2137826 |
| UNOVIS ASSET MANAGEMENT LLC → | RIA / FO | – | – | CRD 311800 |
| UNPOPULAR VENTURES → | RIA / FO | – | – | CRD 312118 |
| Untapped Ventures Fund II, LP → | Issuer | – | – | CIK 2140577 |
| UNTITLED INVESTMENTS LP → | 13F manager | – | – | CIK 1808696 |
| UNUSUAL VENTURES → | RIA / FO | – | MENLO PARK, CA | CRD 297551 |
| Up Capital Management, Inc. → | 13F manager | – | – | CIK 2117787 |
| UP PARTNERS MANAGEMENT COMPANY, LLC → | RIA / FO | – | SANTA MONICA, CA | CRD 309765 |
| UP STRATEGIC WEALTH INVESTMENT ADVISORS LLC → | 13F manager | – | – | CIK 2011649 |
| UPDATA PARTNERS → | RIA / FO | – | WASHINGTON, D.C., DC | CRD 160994 |
| UPI MANAGEMENT, LLC → | RIA / FO | – | LOS ANGELES, CA | CRD 175182 |
| UPLAND INVESTMENT ADVISORS, LLC → | RIA / FO | – | NEW PROVIDENCE, NJ | CRD 304149 |
| UPMARKET MANAGEMENT LLC → | RIA / FO | – | NEW YORK, NY | CRD 336095 |
| UPPALURI SUBBARAO V → | 13F manager | – | – | CIK 0001389406 |
| Upper Left Wealth Management, LLC → | 13F manager | – | – | CIK 1911228 |
| Upper90 Crusoe Loan III SPV LLC → | Issuer | – | – | CIK 2138659 |
| Upper90 Payjoy SPV, LLC → | Issuer | – | – | CIK 2138670 |
| UPRETY CAPITAL → | RIA / FO | – | WEST CHESTER, OH | CRD 337708 |
| UPRISING MANAGEMENT, LLC → | RIA / FO | – | SAN FRANCISCO, CA | CRD 174730 |
| UpRound by Brinc LLC → | Issuer | – | – | CIK 2141454 |
| UPSIDE PARTNERSHIP → | RIA / FO | – | MILL VALLEY, CA | CRD 172594 |
| Upstart Power Technologies, Inc. → | Issuer | – | – | CIK 2137818 |
| UPSTATE ADVISERS INC → | RIA / FO | – | PITTSFORD, NY | CRD 341449 |
| UPTICK CAPITAL MANAGEMENT, LLC → | RIA / FO | – | LAKE OSWEGO, OR | CRD 328602 |
| UPTICK PARTNERS, LLC → | 13F manager | – | – | CIK 2005353 |
| Uptown Financial Advisors LLC → | 13F manager | – | – | CIK 2066147 |
| UPTURN CORPORATION → | RIA / FO | – | – | CRD 290614 |
| UPWELLING CAPITAL GROUP LLC → | RIA / FO | – | DAVIS, CA | CRD 164653 |
| UPWEST LABS MANAGEMENT, LLC → | RIA / FO | – | PALO ALTO, CA | CRD 297392 |
| Urban Financial Advisory Corp → | 13F manager | – | – | CIK 2005378 |
| URBAN INNOVATION MANAGEMENT LLC → | RIA / FO | – | SAN FRANCISCO, CA | CRD 325983 |
| URBAN PARTNERS MANAGEMENT COMPANY S.A. → | RIA / FO | – | LUXEMBOURG | CRD 332597 |
| Urban Wealth Management, LLC → | 13F manager | – | – | CIK 1845521 |
| URBANSTONE CAPITAL LLC → | RIA / FO | – | – | CRD 333772 |
| Uribe John → | 13F manager | – | – | CIK 0002003250 |
| Urricelqui Alejandro Alberto → | 13F manager | – | – | CIK 0002119446 |
| URS Advisory LLC → | 13F manager | – | – | CIK 2111352 |
| Ursa Fund Management, LLC → | 13F manager | – | – | CIK 1693838 |
| URSULA MANAGEMENT, LLC → | RIA / FO | – | LOCUST VALLEY, NY | CRD 172889 |
| US Asset Management LLC → | 13F manager | – | – | CIK 1882673 |
| US BANCORP \DE\ → | 13F manager | – | – | CIK 36104 |
| US ISRAEL GEFEN CAPITAL MANAGEMENT LTD → | RIA / FO | – | HERZLIYA PITUACH | CRD 286142 |
| USA FINANCIAL FORMULAS → | 13F manager | – | – | CIK 1633716 |
| USAA INVESTMENT SERVICES COMPANY → | RIA / FO | – | SAN ANTONIO, TX | CRD 5475 |
| USAdvisors Wealth Management, LLC → | 13F manager | – | – | CIK 1735605 |
| USCF Advisers LLC → | 13F manager | – | – | CIK 1633971 |
| USEX INC → | RIA / FO | – | DENVER, CO | CRD 342295 |
| USHI RE FI LLC → | Issuer | – | – | CIK 2141597 |
| USI SECURITIES, INC. → | RIA / FO | – | GLASTONBURY, CT | CRD 43793 |
| USS Investment Management Ltd → | 13F manager | – | – | CIK 1587381 |
| UTA INVESTCORP INVESTMENT MANAGEMENT, LLC → | RIA / FO | – | NEW YORK, NY | CRD 324979 |
| UTA VENTURES CAPITAL PARTNERS INVESTMENT MANAGER LLC → | RIA / FO | – | BEVERLY HILLS, CA | CRD 309978 |