| TWENTY VC LLP → | RIA / FO | – | LONDON | CRD 316359 |
| TWENTYTWO INVESTMENT MANAGEMENT → | RIA / FO | – | PARIS | CRD 311465 |
| TWIN CAPITAL MANAGEMENT INC → | 13F manager | – | – | CIK 1059187 |
| Twin Cities Retirement Group LLC → | 13F manager | – | – | CIK 2109366 |
| TWIN CITY PRIVATE WEALTH, LLC → | 13F manager | – | – | CIK 2021982 |
| TWIN FOCUS CAPITAL PARTNERS, LLC → | 13F manager | – | – | CIK 1387761 |
| Twin Lakes Capital Management, LLC → | 13F manager | – | – | CIK 1847794 |
| Twin Lions Management LLC → | 13F manager | – | – | CIK 2055318 |
| TWIN OAKS FUND MANAGEMENT, LLC → | RIA / FO | – | DALLAS, TX | CRD 289885 |
| TWIN PEAKS WEALTH ADVISORS, LLC → | 13F manager | – | – | CIK 2006218 |
| Twin Securities, Inc. → | 13F manager | – | – | CIK 1351351 |
| Twin Tree Management, LP → | 13F manager | – | – | CIK 1535588 |
| TWINBEECH CAPITAL LP → | 13F manager | – | – | CIK 1769646 |
| Twirl Jam LRF LLC → | Issuer | – | – | CIK 2136620 |
| Two Cities Press Inc → | Issuer | – | – | CIK 2137878 |
| Two Creeks Capital Management, LP → | 13F manager | – | – | CIK 1606430 |
| TWO HAWKS CAPITAL MANAGEMENT, LP → | RIA / FO | – | – | CRD 342299 |
| Two Point Capital Management, Inc. → | 13F manager | – | – | CIK 1962382 |
| Two Seas Capital LP → | 13F manager | – | – | CIK 1823138 |
| TWO SIGMA ADVISERS, LP → | 13F manager | – | – | CIK 1478735 |
| TWO SIGMA INVESTMENTS, LP → | 13F manager | – | – | CIK 1179392 |
| TWO SIGMA SECURITIES, LLC → | 13F manager | – | – | CIK 1450144 |
| Two West Capital Advisors LLC → | 13F manager | – | – | CIK 2026617 |
| Two-GE-0527 Fund I, a series of Platform Funds 2026, LP → | Issuer | – | – | CIK 2138923 |
| Two-GE-0530 Fund II, a series of Platform Funds 2026, LP → | Issuer | – | – | CIK 2138990 |
| TX CAPITAL (HK) LIMITED → | RIA / FO | – | HONG KONG | CRD 298424 |
| Tyagarajan N. V. → | 13F manager | – | – | CIK 0001408239 |
| TYBOURNE CAPITAL MANAGEMENT (HK) LTD → | RIA / FO | – | HONG KONG | CRD 164723 |
| Tyche Wealth Partners LLC → | 13F manager | – | – | CIK 2004818 |
| TYLER BRIAN S. → | 13F manager | – | – | CIK 0001382297 |
| TYNDALL CAPITAL PARTNERS L P → | 13F manager | – | – | CIK 1219314 |
| TYPE ONE MANAGEMENT → | RIA / FO | – | MALIBU, CA | CRD 331097 |
| TYRELL LLC → | RIA / FO | – | SAN JUAN, PR | CRD 336576 |
| Tyro Capital Management LLC → | 13F manager | – | – | CIK 1915395 |
| TYRUS CAPITAL S.A.M. → | RIA / FO | – | MONACO | CRD 164398 |
| U S GLOBAL INVESTORS INC → | 13F manager | – | – | CIK 754811 |
| U.S. Capital Wealth Advisors, LLC → | 13F manager | – | – | CIK 1808915 |
| U.S. INSTITUTIONAL CORPORATION → | RIA / FO | – | CHESTERFIELD, MO | CRD 135555 |
| U.S. VENTURE PARTNERS → | RIA / FO | – | MENLO PARK, CA | CRD 160112 |
| Uber Technologies, Inc → | 13F manager | – | – | CIK 1543151 |
| UBIQUITY MANAGEMENT, LLC → | RIA / FO | – | KANSAS CITY, MO | CRD 311168 |
| UBIQUITY VENTURES MANAGEMENT, LLC → | RIA / FO | – | – | CRD 291239 |
| UBQ VENTURES → | RIA / FO | – | – | CRD 342045 |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC → | 13F manager | – | – | CIK 861177 |
| UBS ASSET MANAGEMENT FUNDS LTD → | RIA / FO | – | LONDON | CRD 173081 |
| UBS FARMLAND INVESTORS LLC → | RIA / FO | – | HARTFORD, CT | CRD 107754 |
| UBS Group AG → | 13F manager | – | – | CIK 1610520 |
| UC Ventures FLM a Series of CGF2021 LLC → | Issuer | – | – | CIK 2138116 |
| UC VENTURES, LLC → | RIA / FO | – | SAN FRANCISCO, CA | CRD 340754 |
| UCK PARTNERS → | RIA / FO | – | SEOUL | CRD 328369 |
| UCLA Foundation → | 13F manager | – | – | CIK 1735775 |
| UDINE WEALTH MANAGEMENT, INC. → | 13F manager | – | – | CIK 1907240 |
| UFENAU CAPITAL PARTNERS AG → | RIA / FO | – | PFAFFIKON SCHWYZ | CRD 284169 |
| UG Investment Advisers Ltd. → | 13F manager | – | – | CIK 1697814 |
| UGH Multifamily Portfolios 2026 LLC → | Issuer | – | – | CIK 2138267 |
| UHLMANN PRICE SECURITIES, LLC → | 13F manager | – | – | CIK 1035344 |
| Uhrenbacher Christian Stephan → | 13F manager | – | – | CIK 0002071313 |
| UK TRUST (UKT) WEALTH MANAGEMENT LTD → | RIA / FO | – | DENVER, CO | CRD 338576 |
| Ulland Investment Advisors, LLC → | 13F manager | – | – | CIK 1911497 |
| Ullmann Wealth Partners Group, LLC → | 13F manager | – | – | CIK 1697725 |
| Ultraspice Opportunity - TAB, LP → | Issuer | – | – | CIK 2138543 |
| ULTRATECH CAPITAL PARTNERS → | RIA / FO | – | ALEXANDRIA, VA | CRD 333767 |
| ULU VENTURES MANAGEMENT COMPANY, LLC → | RIA / FO | – | PALO ALTO, CA | CRD 286433 |
| Ulysses Management LLC → | 13F manager | – | – | CIK 1510912 |
| UMATIYA INVESTMENT GROUP FUND 1 LP → | RIA / FO | – | AUSTIN, TX | CRD 336415 |
| UMB Bank, n.a. → | 13F manager | – | – | CIK 933429 |
| UMBONO COMMODITY FUND MANAGEMENT, LLC → | RIA / FO | – | THE WOODLANDS, TX | CRD 306608 |
| Umpleby III Donald J → | 13F manager | – | – | CIK 0001566320 |
| UNBIASED, INC. → | RIA / FO | – | LONDON | CRD 323880 |
| UNBOX CAPITAL GESTÃO DE RECURSOS FINANCEIROS LTDA. → | RIA / FO | – | SÃO PAULO | CRD 321788 |
| UNBUNDLED CAPITAL LLC → | RIA / FO | – | – | CRD 308516 |
| UNC Management Company, Inc. → | 13F manager | – | – | CIK 1911286 |
| UNCAP MANAGER LLC → | RIA / FO | – | MIAMI, FL | CRD 338292 |
| Uncommon Cents Investing LLC → | 13F manager | – | – | CIK 1729754 |
| UNCOMMON DENOMINATOR MANAGEMENT LLC → | RIA / FO | – | NEW YORK, NY | CRD 333751 |
| UNCOMMON MANAGEMENT GROUP, LLC → | RIA / FO | – | BEVERLY HILLS, CA | CRD 339031 |
| UNCOMMON VC, LLC → | RIA / FO | – | – | CRD 321607 |
| Unconventional Investor, LLC → | 13F manager | – | – | CIK 1910387 |
| UNCORK CAPITAL → | RIA / FO | – | SAN FRANCISCO, CA | CRD 308145 |
| UNCORRELATED ADVISORS LLC → | RIA / FO | – | LAS VEGAS, NV | CRD 305290 |
| UNDERSCORE.VC MANAGEMENT COMPANY, LLC → | RIA / FO | – | BOSTON, MA | CRD 283164 |
| Undeterred Capital III, LP → | Issuer | – | – | CIK 2138169 |
| UNDOMIEL, LLC → | RIA / FO | – | – | CRD 342147 |
| Unicom Capital LLC → | 13F manager | – | – | CIK 1541197 |
| UNICOM Systems, Inc. → | 13F manager | – | – | CIK 1996154 |
| UNICORN ASSET MANAGEMENT LIMITED → | RIA / FO | – | LONDON | CRD 335300 |
| UNICORN CAPITAL PARTNERS → | RIA / FO | – | GEORGE TOWN | CRD 277055 |
| UNICORN DX ADVISORS LIMITED → | RIA / FO | – | GEORGE TOWN, GRAND CAYMAN | CRD 314637 |
| UNIFI INVESTMENT MANAGEMENT LLP → | RIA / FO | – | GANDHINAGAR, GUJARAT | CRD 324683 |
| UNIFI VENTURES, LLC → | RIA / FO | – | LOUISVILLE, CO | CRD 336630 |
| Unified Investment Management → | 13F manager | – | – | CIK 2054855 |
| Uniform Bio Inc. → | Issuer | – | – | CIK 2136781 |
| Unify Financial Advisors → | 13F manager | – | – | CIK 2126814 |
| UNIGESTION SA → | RIA / FO | – | GENEVA | CRD 299224 |
| UNIO CAPITAL LLC → | 13F manager | – | – | CIK 1730565 |
| Union Bancaire Privee, UBP SA → | 13F manager | – | – | CIK 1716607 |
| Union Heritage Capital, LLC → | 13F manager | – | – | CIK 1862428 |
| UNION HERITAGE VENTURE PARTNERS LLC → | RIA / FO | – | DETROIT, MI | CRD 319588 |
| UNION LABS → | RIA / FO | – | SAN MATEO, CA | CRD 312102 |
| UNION SAVINGS BANK → | 13F manager | – | – | CIK 1985855 |