| THE STAGWELL GROUP LLC → | RIA / FO | – | MIAMI BEACH, FL | CRD 175350 |
| THE UMBRELLA CORPORATION → | RIA / FO | – | BEVERLY HILLS, CA | CRD 340959 |
| THE VENTURE CITY MANAGEMENT, LLC → | RIA / FO | – | MIAMI, FL | CRD 289954 |
| THE VENTURE COLLECTIVE LLC → | RIA / FO | – | MIAMI BEACH, FL | CRD 313874 |
| THE WEAVER AI CAPITAL ADVISORS LTD → | RIA / FO | – | DENVER, CO | CRD 340771 |
| THE WESTLY GROUP → | RIA / FO | – | MENLO PARK, CA | CRD 161882 |
| THE WICKS GROUP OF COMPANIES III, LLC → | RIA / FO | – | NEW YORK, NY | CRD 157918 |
| THE WINTHROP CORPORATION → | RIA / FO | – | SHELTON, CT | CRD 105273 |
| THE ZABEL COMPANIES, LLC → | RIA / FO | – | CHARLOTTE, NC | CRD 298721 |
| THEIA → | RIA / FO | – | – | CRD 334442 |
| THELEME PARTNERS (DIFC) LIMITED → | RIA / FO | – | DUBAI INTERNATIONAL FINANCIAL CENTRE | CRD 342597 |
| Theleme Partners LLP → | 13F manager | – | – | CIK 1511881 |
| THELEME PARTNERS LLP → | RIA / FO | – | LONDON | CRD 157257 |
| Thematic Opportunities Portfolio S.A. SICAV-RAIF → | Issuer | – | – | CIK 2138593 |
| Themes Management Co LLC → | 13F manager | – | – | CIK 2107564 |
| Themis-HO-0527 Fund I, a series of Platform Funds 2026, LP → | Issuer | – | – | CIK 2138641 |
| THEORIA CAPITAL MANAGEMENT PTE. LTD. → | RIA / FO | – | SINGAPORE | CRD 324632 |
| THEORY FINANCIAL LLC → | 13F manager | – | – | CIK 1899158 |
| THEORY VENTURES MANAGEMENT, LLC → | RIA / FO | – | PORTOLA VALLEY, CA | CRD 326119 |
| THERALASE TECHNOLOGIES INC /FI → | Issuer | – | – | CIK 923883 |
| THEVGPRO LTD → | RIA / FO | – | DENVER, CO | CRD 339726 |
| THIEL BIO, L.L.C. → | RIA / FO | – | WEST HOLLYWOOD, CA | CRD 324760 |
| Thiel Macro LLC → | 13F manager | – | – | CIK 1562087 |
| THIN LINE CAPITAL, LLC → | RIA / FO | – | – | CRD 304900 |
| Think Investments LP → | 13F manager | – | – | CIK 1635999 |
| THINK+ VENTURES MANAGEMENT, LLC → | RIA / FO | – | PALO ALTO, CA | CRD 318340 |
| THIRD AVENUE MANAGEMENT LLC → | 13F manager | – | – | CIK 1099281 |
| THIRD KIND VENTURE CAPITAL → | RIA / FO | – | NEW YORK, NY | CRD 288091 |
| Third Point LLC → | 13F manager | – | – | CIK 1040273 |
| THIRD PRIME CAPITAL MANAGEMENT L.P. → | RIA / FO | – | NEW YORK, NY | CRD 286375 |
| Third Rock Ventures VII, L.P. → | Issuer | – | – | CIK 2136590 |
| THIRD ROCK VENTURES, LLC. → | RIA / FO | – | BOSTON, MA | CRD 161185 |
| THIRD SPACE CAPITAL MANAGEMENT LP → | RIA / FO | – | NEW YORK, NY | CRD 337586 |
| Third View Private Wealth, LLC → | 13F manager | – | – | CIK 2083406 |
| THIRDBASE CAPITAL GP, LLC → | RIA / FO | – | – | CRD 318984 |
| Thirdbase Opportunity LP - Series AL → | Issuer | – | – | CIK 2138009 |
| Thirdbase Opportunity LP - Series ER III → | Issuer | – | – | CIK 2141734 |
| Thirdbase Opportunity LP - Series PA → | Issuer | – | – | CIK 2138008 |
| Thirdbase Opportunity LP - Series RT → | Issuer | – | – | CIK 2138007 |
| THIRTY SEVEN CAPITAL MANAGEMENT LP → | RIA / FO | – | NEW YORK, NY | CRD 297631 |
| THOMA BRAVO, L.P. → | 13F manager | – | – | CIK 1450701 |
| Thoma Capital Management LLC → | 13F manager | – | – | CIK 2060298 |
| Thoman A. Randall → | 13F manager | – | – | CIK 0001498492 |
| Thomas Andrea B → | 13F manager | – | – | CIK 0001779769 |
| THOMAS ANDREW G → | 13F manager | – | – | CIK 0001757657 |
| Thomas David A → | 13F manager | – | – | CIK 0001579773 |
| Thomas J. Herzfeld Advisors, Inc. → | 13F manager | – | – | CIK 1509510 |
| Thomas L'Quentus → | 13F manager | – | – | CIK 0001889219 |
| Thomas Lizanne → | 13F manager | – | – | CIK 0001305419 |
| THOMAS S FUND ADVISER LLC → | RIA / FO | – | – | CRD 333040 |
| Thomas Shundrawn A → | 13F manager | – | – | CIK 0001717894 |
| THOMAS STORY & SON LLC → | 13F manager | – | – | CIK 1505207 |
| THOMIST CAPITAL MANAGEMENT, LP → | 13F manager | – | – | CIK 1767809 |
| Thomopoulos Joanne → | 13F manager | – | – | CIK 0002015950 |
| THOMPSON DAVIS & CO., INC. → | 13F manager | – | – | CIK 1017284 |
| THOMPSON HUTTON, LLC → | RIA / FO | – | MENLO PARK, CA | CRD 309442 |
| THOMPSON INVESTMENT MANAGEMENT, INC. → | 13F manager | – | – | CIK 1277279 |
| Thompson Laura K → | 13F manager | – | – | CIK 0001589405 |
| THOMPSON SIEGEL & WALMSLEY LLC → | 13F manager | – | – | CIK 1008322 |
| Thompson Tony → | 13F manager | – | – | CIK 0001942267 |
| Thomson David → | 13F manager | – | – | CIK 0001297976 |
| THOR TRADING ADVISORS, LLC → | 13F manager | – | – | CIK 2057073 |
| THORA CAPITAL, LLC → | RIA / FO | – | CHICAGO, IL | CRD 304741 |
| THORNAPPLE RIVER CAPITAL → | RIA / FO | – | GRAND RAPIDS, MI | CRD 291052 |
| THORNBURG INVESTMENT MANAGEMENT INC → | 13F manager | – | – | CIK 1145020 |
| ThornTree Capital Partners LP → | 13F manager | – | – | CIK 1688511 |
| THOROUGHBRED FINANCIAL SERVICES, LLC → | 13F manager | – | – | CIK 1091370 |
| THORPE ABBOTTS CAPITAL, LLC → | RIA / FO | – | – | CRD 290974 |
| Thorsen Wayne → | 13F manager | – | – | CIK 0001960786 |
| THOUGHTFUL MONEY LLC → | RIA / FO | – | RENO, NV | CRD 329306 |
| THREADGILL FINANCIAL, LLC → | 13F manager | – | – | CIK 1814104 |
| Three Arch Wealth Management LLC → | 13F manager | – | – | CIK 2109462 |
| Three Bearings Fiduciary Advisors, Inc. → | 13F manager | – | – | CIK 2140230 |
| Three Bridge Wealth Advisors, LLC → | 13F manager | – | – | CIK 1950962 |
| Three Cord True Wealth Management, LLC → | 13F manager | – | – | CIK 2056001 |
| THREE COURT, LP → | RIA / FO | – | NEW YORK, NY | CRD 170477 |
| THREE LIONS CAPITAL MANAGEMENT, LLC → | RIA / FO | – | LA JOLLA, CA | CRD 316943 |
| Three Magnolias Financial Advisors, LLC → | 13F manager | – | – | CIK 2056795 |
| THREE RIVERS FUND ADVISORS, LLC → | RIA / FO | – | PITTSBURGH, PA | CRD 168454 |
| Three Seasons Wealth, LLC → | 13F manager | – | – | CIK 2044495 |
| THREE-SIXTY HEALTH VENTURE PARTNERS, LLC → | RIA / FO | – | PASADENA, CA | CRD 297546 |
| THREEFIFTY CAPITAL, LLC → | RIA / FO | – | ASHBURN, VA | CRD 312673 |
| THREEM HOLDING LTD → | RIA / FO | – | DENVER, CO | CRD 341125 |
| THRESHOLD MANAGEMENT, LLC → | RIA / FO | – | PALO ALTO, CA | CRD 305977 |
| THRESHOLD VENTURES I MANAGEMENT COMPANY, LLC → | RIA / FO | – | PALO ALTO, CA | CRD 326413 |
| THRESHOLD VENTURES II MANAGEMENT COMPANY, LLC → | RIA / FO | – | PALO ALTO, CA | CRD 326501 |
| Thrive Capital Management, LLC → | 13F manager | – | – | CIK 1845943 |
| Thrive Capital Management, LLC → | 13F manager | – | – | CIK 1765681 |
| Thrive Therapies Group, Inc. → | Issuer | – | – | CIK 2141455 |
| THRIVE VENTURES, LTD. → | RIA / FO | – | SÃO PAULO | CRD 328054 |
| Thrive Wealth Management, LLC → | 13F manager | – | – | CIK 1847610 |
| THRIVENT FINANCIAL FOR LUTHERANS → | 13F manager | – | – | CIK 314984 |
| Thrivvy, Inc. → | Issuer | – | – | CIK 2139846 |
| Throne, Inc. → | Issuer | – | – | CIK 2136127 |
| Throop Darren D → | 13F manager | – | – | CIK 0001643655 |
| THRYVE WEALTH MANAGEMENT LLC → | 13F manager | – | – | CIK 2113283 |
| Thunder GPU, Inc. → | Issuer | – | – | CIK 2140166 |
| Thurber Lynn C → | 13F manager | – | – | CIK 0001042559 |
| THURSDAY VENTURES MANAGEMENT LLC → | RIA / FO | – | BRANDON, FL | CRD 316609 |
| THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. → | 13F manager | – | – | CIK 319933 |