Universe · entity
Thomas J. Herzfeld Advisors, Inc.
Institutional manager (13F) · CIK 1509510
13F holdings · as of 2026-03-31 · top 50 · reported portfolio $278M
| # | Issuer | Value | Shares |
|---|---|---|---|
| 1 | FS Specialty Lending Fund | $35M | 2,808,727 |
| 2 | PIMCO Dynamic Income Strategy Fund | $28M | 1,253,348 |
| 3 | FS Credit Opportunities Corp | $19M | 3,679,935 |
| 4 | Highland Floating Rate Opportunities Fund | $16M | 2,715,661 |
| 5 | Herzfeld Credit Income Fund, Inc. | $13M | 807,215 |
| 6 | ProShares TR | $12M | 796,652 |
| 7 | Guggenheim Strategic Opp Fund | $11M | 1,015,400 |
| 8 | Saba Capital Income & Opport | $10M | 1,417,189 |
| 9 | ProShares UltraShort S&P500 | $8M | 108,584 |
| 10 | ASA Gold and Precious Metals Ltd | $8M | 125,885 |
| 11 | Saba Capital Income & Opport II | $6M | 774,518 |
| 12 | PIMCO Access Income Fund | $6M | 439,995 |
| 13 | Bluerock Private Real Estate Fund | $6M | 362,504 |
| 14 | Duff & Phelps Utility and Infrastructure Fund Inc. | $6M | 391,497 |
| 15 | Simplify Exchange Traded Fun | $5M | 117,701 |
| 16 | Nuveen Floating Rate Income | $5M | 713,294 |
| 17 | Brookfield Real Assets Incom | $4M | 340,641 |
| 18 | iShares Tr | $4M | 79,468 |
| 19 | Eagle Pointe Income Company | $4M | 394,000 |
| 20 | Neuberger Berman MLP Income Fund Inc | $3M | 323,526 |
| 21 | Kayne Anderson Energy Infrst | $3M | 234,136 |
| 22 | BlackRock Energy and Resources Trust | $3M | 181,116 |
| 23 | Clearbridge Energy Midstrm O | $3M | 59,023 |
| 24 | PIMCO Corporate & Income Opp Fund | $3M | 249,976 |
| 25 | Direxion Shares ETF Tr | $3M | 58,011 |
| 26 | Rivernorth Flexible Mun Income Fund II, Inc. | $3M | 229,634 |
| 27 | The Taiwan Fund Inc | $3M | 41,499 |
| 28 | PIMCO Dynamic Income Fd | $3M | 154,860 |
| 29 | ProShares TR | $3M | 116,263 |
| 30 | BlackRock Res & Commodities Strat Trust | $3M | 216,752 |
| 31 | Columbia Seligman Premium Technology Growth Fund | $3M | 66,224 |
| 32 | Angel Oak Final Strategies Incm Trm Trst | $2M | 193,430 |
| 33 | Nuveen S&P 500 Dynamic Overw | $2M | 149,092 |
| 34 | Invesco Exch Trd SLF IDX Fd | $2M | 98,083 |
| 35 | Invesco Exch Trd SLF IDX Fd | $2M | 96,212 |
| 36 | Destiny Tech100 Inc | $2M | 82,806 |
| 37 | First Trust Ultra Short Duration Municipal | $2M | 109,973 |
| 38 | Oxford Lane Cap Corp | $2M | 222,539 |
| 39 | Cohen & Steers Limited Duration Preferred and Income Fund, Inc. | $2M | 103,791 |
| 40 | NYLI CBRE Gbl Infr Megtrnds | $2M | 130,723 |
| 41 | General American Investors Co Inc | $2M | 32,661 |
| 42 | BlackRock Tech and Private Eq | $2M | 280,753 |
| 43 | SRH Total Return Fund Inc | $2M | 107,778 |
| 44 | BlackRock Science and Technology Trust II | $2M | 82,672 |
| 45 | PGIM Short Dur Hig yld Opp F | $2M | 113,577 |
| 46 | Central Securities Corp | $2M | 36,505 |
| 47 | Thornburg Incm Builder Opp Tr | $1M | 69,502 |
| 48 | Exchange Listed FDS Tr | $1M | 64,610 |
| 49 | The Gabelli Dividend & Income Trust | $1M | 51,278 |
| 50 | Nuveen Mortgage and Income Fund | $1M | 72,639 |
Source: sec_edgar_13f · public regulatory · retrieved 2026-06-29. Public SEC data; no contact information.