| TAEL MANAGEMENT CO. (CAYMAN) LTD → | RIA / FO | – | KUALA LUMPUR | CRD 188519 |
| TAGStone Capital, Inc. → | 13F manager | – | – | CIK 1903044 |
| Tahcar Inc → | Issuer | – | – | CIK 2138771 |
| TAHIRI MOSTAPHA → | 13F manager | – | – | CIK 0001818588 |
| TAIGA FUND MANAGEMENT AS → | RIA / FO | – | OSLO | CRD 297672 |
| Taikang Asset Management (Hong Kong) Co Ltd → | 13F manager | – | – | CIK 1755911 |
| Tailwinds Wealth, LLC → | 13F manager | – | – | CIK 2109222 |
| TAIREN CAPITAL LIMITED → | RIA / FO | – | HONG KONG | CRD 300911 |
| Tairen Capital Ltd → | 13F manager | – | – | CIK 1652062 |
| TAIWANIA CAPITAL MANAGEMENT USA, INC. → | RIA / FO | – | SANTA CLARA, CA | CRD 293352 |
| TAIYO LIFE INSURANCE CO → | 13F manager | – | – | CIK 1254890 |
| TALANTON ADVISORS, LLC → | RIA / FO | – | – | CRD 299779 |
| Talaria Asset Management Pty Ltd → | 13F manager | – | – | CIK 2026352 |
| Talbot Financial, LLC → | 13F manager | – | – | CIK 1966180 |
| TALENT MANAGEMENT L.L.C. → | RIA / FO | – | HOUSTON, TX | CRD 339907 |
| Talisman Wealth Advisors LLC → | 13F manager | – | – | CIK 1962685 |
| TALKOT CAPITAL, LLC → | RIA / FO | – | CORTE MADERA, CA | CRD 164231 |
| TALL TREES CAPITAL MANAGEMENT LP → | RIA / FO | – | – | CRD 307808 |
| Tallia Parenti Grazielle → | 13F manager | – | – | CIK 0002125086 |
| TalnFlo, Inc. → | Issuer | – | – | CIK 2141965 |
| TALOK CAPITAL 0.1 LLC → | RIA / FO | – | – | CRD 336836 |
| Talomon PE Alpha Fund Ltd → | Issuer | – | – | CIK 2139263 |
| Talon Private Wealth, LLC → | 13F manager | – | – | CIK 1990467 |
| Talos Eurisko Asset Management LP → | 13F manager | – | – | CIK 2041062 |
| TAM Capital Management Inc. → | 13F manager | – | – | CIK 1594591 |
| Tamar Securities, LLC → | 13F manager | – | – | CIK 1703081 |
| TAMARACK GLOBAL MANAGER LLC → | RIA / FO | – | GREENWICH, CT | CRD 314862 |
| TAMARIND HILL INVESTMENT MANAGEMENT, LLC → | RIA / FO | – | – | CRD 325904 |
| TAMARIND HILL MANAGEMENT II, LLC → | RIA / FO | – | – | CRD 318491 |
| TAMARIX CAPITAL MANAGEMENT, LLC → | RIA / FO | – | NEW YORK, NY | CRD 307494 |
| Tamiami KD SPV C LLC → | Issuer | – | – | CIK 2139203 |
| TAMPA BAY VENTURES, LLC → | RIA / FO | – | TAMPA, FL | CRD 325354 |
| Tanager Wealth Management LLP → | 13F manager | – | – | CIK 1892929 |
| TANAKA CAPITAL MANAGEMENT INC → | 13F manager | – | – | CIK 816788 |
| TANDEM CAPITAL MANAGEMENT CORP /ADV → | 13F manager | – | – | CIK 873759 |
| Tandem Financial, LLC → | 13F manager | – | – | CIK 2049157 |
| Tandem Investment Advisors, Inc. → | 13F manager | – | – | CIK 1694284 |
| Tandem Investment Partners LLC → | 13F manager | – | – | CIK 2056333 |
| TANDEM PARTNERS GROUP, LLC → | RIA / FO | – | LEHI, UT | CRD 328028 |
| Tandem Wealth Advisors LLC → | 13F manager | – | – | CIK 1842557 |
| TANDEMGROWTH FINANCIAL ADVISORS LLC → | 13F manager | – | – | CIK 2110449 |
| TANG CAPITAL MANAGEMENT LLC → | 13F manager | – | – | CIK 1232621 |
| TANGIBLE INVESTMENT MANAGEMENT LIMITED → | RIA / FO | – | LONDON | CRD 307019 |
| Tanglewood Legacy Advisors, LLC → | 13F manager | – | – | CIK 1965616 |
| Tanglewood Wealth Management, Inc. → | 13F manager | – | – | CIK 1454308 |
| TANGLIN VENTURE PARTNERS PTE. LTD. → | RIA / FO | – | SINGAPORE, SINGAPORE | CRD 314863 |
| TANJUN CAPITAL LIMITED → | RIA / FO | – | ENFIELD | CRD 316479 |
| Tannin Capital LLC → | 13F manager | – | – | CIK 2110834 |
| TANTALLON CAPITAL ADVISORS PTE LTD → | RIA / FO | – | SINGAPORE | CRD 138648 |
| Tao Capital Management LP → | 13F manager | – | – | CIK 1802967 |
| TAO PRIVATE WEALTH, LLC → | RIA / FO | – | TULSA, OK | CRD 340979 |
| Tape Bridge, LP → | Issuer | – | – | CIK 2141087 |
| TAPESTRY VC → | RIA / FO | – | HOUSTON, TX | CRD 319548 |
| Taproot Management LP → | 13F manager | – | – | CIK 2074098 |
| Tara 8051 LLC → | Issuer | – | – | CIK 2137004 |
| Tarantino Christina M. → | 13F manager | – | – | CIK 0002104714 |
| Tarbox Family Office, Inc. → | 13F manager | – | – | CIK 1599603 |
| TARGET GLOBAL SELECTED OPPORTUNITIES LP → | RIA / FO | – | GRAND CAYMAN | CRD 311110 |
| TARGET PARTNERS GMBH → | RIA / FO | – | MUNICH | CRD 164257 |
| Targeted Financial Services LLC → | 13F manager | – | – | CIK 1758288 |
| TARPON GESTORA DE RECURSOS LTDA → | RIA / FO | – | SAO PAULO, SP | CRD 326606 |
| Tarsadia Capital, LLC → | 13F manager | – | – | CIK 1777371 |
| Tarvin Landon C → | 13F manager | – | – | CIK 0002058080 |
| TASK FORCE X CAPITAL MANAGEMENT, LLC → | RIA / FO | – | FORT MILL, SC | CRD 321841 |
| Tassel Capital Management, Inc. → | 13F manager | – | – | CIK 1999208 |
| TASSEO ECOSYSTEM LLC → | RIA / FO | – | CHICAGO, IL | CRD 338761 |
| TATA CAPITAL PTE LTD → | RIA / FO | – | 079911 | CRD 163375 |
| TAU VENTURES, LLC → | RIA / FO | – | PALO ALTO, CA | CRD 306230 |
| TAULA CAPITAL MANAGEMENT (ITALY) SRL → | RIA / FO | – | ST HELIER | CRD 329854 |
| TAULA CAPITAL MANAGEMENT (SWITZERLAND) SARL → | RIA / FO | – | ST HELIER | CRD 331987 |
| Taur, Inc. → | Issuer | – | – | CIK 2137980 |
| TAURUS FUNDS MANAGEMENT → | RIA / FO | – | SYDNEY | CRD 162888 |
| Taurus Mining Finance Fund No. 3, L.P. → | Issuer | – | – | CIK 2139793 |
| TAURUS VENTURES → | RIA / FO | – | – | CRD 283523 |
| TAURUS VENTURES CAPITAL MANAGEMENT, LLC → | RIA / FO | – | BANGKOK | CRD 319485 |
| Tavares Nogueira Rogerio → | 13F manager | – | – | CIK 0002119640 |
| TAYEH CAPITAL GROUP → | RIA / FO | – | NEW YORK, NY | CRD 339639 |
| Tayeh Capital Group Fund I-A, L.P. → | Issuer | – | – | CIK 2140708 |
| Taylor & Morgan Wealth Management, LLC → | 13F manager | – | – | CIK 1844266 |
| Taylor Allen Gordon → | 13F manager | – | – | CIK 0002072386 |
| Taylor Financial Group, Inc. → | 13F manager | – | – | CIK 2012516 |
| Taylor Frigon Capital Management LLC → | 13F manager | – | – | CIK 1632665 |
| Taylor Hoffman Capital Management LLC → | 13F manager | – | – | CIK 2042493 |
| TAYLOR MAURICE M JR → | 13F manager | – | – | CIK 0000940455 |
| Taylor Securities Services, Inc. → | 13F manager | – | – | CIK 2115182 |
| TAYLOR STUART A II → | 13F manager | – | – | CIK 0001208954 |
| TB Alternative Assets Ltd. → | 13F manager | – | – | CIK 1483503 |
| TB Capital Gestao de Recursos Ltda. → | 13F manager | – | – | CIK 2077092 |
| TB EARLY MANAGEMENT LIMITED → | RIA / FO | – | GRAND CAYMAN | CRD 161999 |
| TB MANAGEMENT HOLDINGS LIMITED → | RIA / FO | – | GRAND CAYMAN | CRD 163174 |
| tbd opportunity I a Series of CGF2021 LLC → | Issuer | – | – | CIK 2136311 |
| TBG Acquisitions, Inc. → | Issuer | – | – | CIK 2140138 |
| TBH Global Asset Management, LLC → | 13F manager | – | – | CIK 1787125 |
| TBJP LLC → | RIA / FO | – | INEZ, TX | CRD 342932 |
| TBL-VV, LLC → | RIA / FO | – | SALT LAKE, UT | CRD 340728 |
| TC WORKS, LLC → | RIA / FO | – | SAN FRANCISCO, CA | CRD 297332 |
| TCD 272 Tri-Market Industrial Investment II LP → | Issuer | – | – | CIK 2140357 |
| TCD 272 Tri-Market Industrial Investment LP → | Issuer | – | – | CIK 2138263 |
| TCD 272 Tri-Market Industrial Investment LP III → | Issuer | – | – | CIK 2140372 |
| TCFG Investment Advisors, LLC → | 13F manager | – | – | CIK 2121836 |