| SWBC INVESTMENT ADVISORY SERVICES LLC → | RIA / FO | – | AUSTIN, TX | CRD 156155 |
| SWC FOG Frontier Tech Fund IV a Series of SLRTE I LLC → | Issuer | – | – | CIK 2136927 |
| SWC World Models Fund II a Series of SLRTE I LLC → | Issuer | – | – | CIK 2141031 |
| Swed Ryan M. → | 13F manager | – | – | CIK 0002049706 |
| Swedbank AB → | 13F manager | – | – | CIK 946431 |
| SWEENEY & MICHEL, LLC → | 13F manager | – | – | CIK 1979556 |
| Sweeney Brian → | 13F manager | – | – | CIK 0001320298 |
| SWEENEY GERARD H → | 13F manager | – | – | CIK 0000944673 |
| Sweeney Susan E → | 13F manager | – | – | CIK 0001586842 |
| Sweet Chemistry, Inc. → | Issuer | – | – | CIK 2138153 |
| SWELL COLLECTIVE MANAGEMENT → | RIA / FO | – | LEHI, UT | CRD 327353 |
| SWEN CAPITAL PARTNERS → | RIA / FO | – | PARIS | CRD 333594 |
| SWF LLC → | 13F manager | – | – | CIK 2065728 |
| SWIFT VENTURES → | RIA / FO | – | LAFAYETTE, CA | CRD 312847 |
| Swisher Financial Concepts, Inc. → | 13F manager | – | – | CIK 1947503 |
| Swiss Life Asset Management Ltd → | 13F manager | – | – | CIK 1637689 |
| Swiss National Bank → | 13F manager | – | – | CIK 1582202 |
| SWISS RE LTD → | 13F manager | – | – | CIK 1519921 |
| SWISS SELECT ADVISORS, LLC → | RIA / FO | – | DALLAS, TX | CRD 151914 |
| swisspartners Advisors Ltd → | 13F manager | – | – | CIK 1805754 |
| SWITCH VENTURE MANAGEMENT, LLC → | RIA / FO | – | SAN FRANCISCO, CA | CRD 281898 |
| SwitchPoint Financial Planning, LLC → | 13F manager | – | – | CIK 2055526 |
| Swizzle Ventures Fund II, LP → | Issuer | – | – | CIK 2137251 |
| SWMG, LLC → | 13F manager | – | – | CIK 1839255 |
| SWP FINANCIAL LLC → | 13F manager | – | – | CIK 2014200 |
| SWS Partners → | 13F manager | – | – | CIK 1731731 |
| SYB Logistics Inc → | Issuer | – | – | CIK 2137031 |
| Sycale Advisors (NY) LLC → | 13F manager | – | – | CIK 1811522 |
| Sycamore Honey Partners IV LLC → | Issuer | – | – | CIK 2138098 |
| SYCAMORE PARTNERS MANAGEMENT, L.P. → | 13F manager | – | – | CIK 1632833 |
| SYCOMORE ASSET MANAGEMENT → | 13F manager | – | – | CIK 1728681 |
| SYKON CAPITAL LLC → | 13F manager | – | – | CIK 1988408 |
| SYLEBRA CAPITAL LIMITED → | RIA / FO | – | WAN CHAI | CRD 160597 |
| SYLEBRA CAPITAL LLC → | 13F manager | – | – | CIK 2003074 |
| SYLEBRA CAPITAL MANAGEMENT → | RIA / FO | – | GRAND CAYMAN | CRD 319489 |
| Sylvest Advisors, LLC → | 13F manager | – | – | CIK 2044121 |
| SYM FINANCIAL Corp → | 13F manager | – | – | CIK 764739 |
| SymBiosis Capital Partners, LLC → | 13F manager | – | – | CIK 2006045 |
| SYMBOL CAPITAL, LLC → | RIA / FO | – | SAN FRANCISCO, CA | CRD 163105 |
| SYMBOL FUND MANAGEMENT LTD → | RIA / FO | – | – | CRD 319023 |
| Symetra Investment Management Co → | 13F manager | – | – | CIK 1811513 |
| SYMFONIE CAPITAL / SYMFONIE INVESTMENT ADVISORS → | RIA / FO | – | LONDON | CRD 164567 |
| SymKardia, Inc. → | Issuer | – | – | CIK 2141283 |
| SYMMETRY INVESTMENTS (HONG KONG) LIMITED → | RIA / FO | – | HONG KONG | CRD 171483 |
| SYMMETRY INVESTMENTS CAYMAN LIMITED → | RIA / FO | – | GRAND CAYMAN | CRD 329733 |
| SYMMETRY INVESTMENTS JERSEY LIMITED → | RIA / FO | – | ST HELIER | CRD 314983 |
| Symmetry Investments LP → | 13F manager | – | – | CIK 1691919 |
| SYMMETRY INVESTMENTS LP → | RIA / FO | – | ST HELIER | CRD 171484 |
| SYMMETRY INVESTMENTS SINGAPORE PRIVATE LIMITED → | RIA / FO | – | SINGAPORE | CRD 299056 |
| SYMMETRY INVESTMENTS UK LLP → | RIA / FO | – | LONDON | CRD 171476 |
| Symmetry Partners, LLC → | 13F manager | – | – | CIK 1697493 |
| SYMMETRY PEAK MANAGEMENT LLC → | 13F manager | – | – | CIK 1389234 |
| SYMMETRY PEAK MANAGEMENT, LLC → | RIA / FO | – | RADNOR, PA | CRD 129678 |
| Symphony Financial Services, Inc. → | 13F manager | – | – | CIK 2031979 |
| Symphony Financial, Ltd. Co. → | 13F manager | – | – | CIK 1800687 |
| SYN VENTURES MANAGEMENT LLC → | RIA / FO | – | – | CRD 315560 |
| SYN VENTURES SEED MANAGEMENT LLC → | RIA / FO | – | – | CRD 328931 |
| Synaptic Spike GenAI LLC → | Issuer | – | – | CIK 2139494 |
| Sync.VC 2026 Hark Fund, a Series of A Master Series, LLC → | Issuer | – | – | CIK 2136169 |
| Syncona Portfolio Ltd → | 13F manager | – | – | CIK 1725042 |
| SYNCRACY OPERATIONAL MANAGEMENT LLC → | RIA / FO | – | – | CRD 319424 |
| Synergy Asset Management, LLC → | 13F manager | – | – | CIK 1699080 |
| Synergy Financial Group, LTD → | 13F manager | – | – | CIK 1905669 |
| Synergy Investment Management, LLC → | 13F manager | – | – | CIK 2053786 |
| Syngal Sonia → | 13F manager | – | – | CIK 0001589927 |
| SYNO INFINITY LTD → | RIA / FO | – | DENVER, CO | CRD 337844 |
| SYNOVA LLP → | RIA / FO | – | LONDON | CRD 173443 |
| SYNTAGMA CAPITAL MANAGEMENT SA → | RIA / FO | – | IXELLES | CRD 325437 |
| SYNTAX RESEARCH, INC. → | 13F manager | – | – | CIK 1999827 |
| Syntegra Private Wealth Group, LLC → | 13F manager | – | – | CIK 1964298 |
| SYNTHESIS CAPITAL LLP → | RIA / FO | – | LONDON | CRD 319758 |
| Synthetics Inc. → | Issuer | – | – | CIK 2140294 |
| SYON CAPITAL LLC → | 13F manager | – | – | CIK 1999353 |
| SYQUANT CAPITAL SAS → | 13F manager | – | – | CIK 1766392 |
| Systelligence, LLC → | 13F manager | – | – | CIK 1882691 |
| SYSTEM 2 CAPITAL LLP → | RIA / FO | – | LONDON | CRD 321192 |
| Systematic Alpha Investments, LLC → | 13F manager | – | – | CIK 1806755 |
| SYSTEMATIC FINANCIAL MANAGEMENT LP → | 13F manager | – | – | CIK 1085936 |
| SYSTEMATIC MANAGEMENT AB → | RIA / FO | – | STOCKHOLM | CRD 312239 |
| Systrade AG → | 13F manager | – | – | CIK 1818160 |
| Syverson Strege & Co → | 13F manager | – | – | CIK 1682057 |
| Szyman Catherine M. → | 13F manager | – | – | CIK 0001438538 |
| T CAPITAL PARTNERS → | RIA / FO | – | TOKYO | CRD 312681 |
| T. Rowe Price Investment Management, Inc. → | 13F manager | – | – | CIK 1897612 |
| T1V I GC SPV June 2026 a Series of CGF2021 LLC → | Issuer | – | – | CIK 2141246 |
| T2 Metals Corp. → | Issuer | – | – | CIK 877028 |
| T2D3 Recursive a Series of CGF2021 LLC → | Issuer | – | – | CIK 2137210 |
| T3 Companies, LLC → | 13F manager | – | – | CIK 2052441 |
| T4F 3 by Play Money a Series of Clutch Capital LLC → | Issuer | – | – | CIK 2137065 |
| T4G MANAGEMENT LLC → | RIA / FO | – | LANSING, MI | CRD 335567 |
| TABLEAUX LLC → | 13F manager | – | – | CIK 2060663 |
| Tabor Asset Management, LP → | 13F manager | – | – | CIK 1834780 |
| TABR Capital Management, LLC → | 13F manager | – | – | CIK 1805603 |
| TACHYON ENTIER CAPITAL → | RIA / FO | – | NEWARK, DE | CRD 343249 |
| Tacita Capital Inc → | 13F manager | – | – | CIK 1846287 |
| Taconic Capital Advisors LP → | 13F manager | – | – | CIK 1390113 |
| TACORA MANAGEMENT COMPANY LTD. → | RIA / FO | – | SANTIAGO | CRD 163671 |
| TACORA MANAGEMENT COMPANY II LTD. → | RIA / FO | – | SANTIAGO | CRD 162736 |
| TacticalMind AI, LLC → | Issuer | – | – | CIK 2138455 |
| Tactive Advisors, LLC → | 13F manager | – | – | CIK 2002409 |