| STEEL PARTNERS HOLDINGS L.P. → | 13F manager | – | – | CIK 1452857 |
| STEEL PARTNERS HOLDINGS L.P. → | 13F manager | – | – | CIK 0001452857 |
| Steele Capital Management, Inc. → | 13F manager | – | – | CIK 1646695 |
| STEELEHARBOUR MANAGEMENT COMPANY LLC → | RIA / FO | – | SARASOTA, FL | CRD 308979 |
| STEELHEAD PARTNERS LLC → | 13F manager | – | – | CIK 1133521 |
| Steelhead Wealth Management LLC → | 13F manager | – | – | CIK 2140776 |
| SteelPeak Wealth, LLC → | 13F manager | – | – | CIK 1801868 |
| STEELSKY VENTURES → | RIA / FO | – | ATLANTA, GA | CRD 323389 |
| Stefano Caroti → | 13F manager | – | – | CIK 0001657833 |
| STEFFENS FINANCIAL CORP → | RIA / FO | – | BYRAM TOWNSHIP, NJ | CRD 342546 |
| Steffes Financial, Ltd. → | 13F manager | – | – | CIK 2110878 |
| Stegent Equity Advisors, Inc. → | 13F manager | – | – | CIK 1908976 |
| STEGINSKY CAPITAL LLC → | 13F manager | – | – | CIK 1120048 |
| Stegner Investment Associates Inc. → | 13F manager | – | – | CIK 1907433 |
| Steigerwald, Gordon & Koch Inc. → | 13F manager | – | – | CIK 1731876 |
| STEIN MARTIN E JR → | 13F manager | – | – | CIK 0001171042 |
| STEINBERG ASSET MANAGEMENT LLC → | 13F manager | – | – | CIK 1169883 |
| STEINBERG INDIA ADVISORS PVT LTD → | RIA / FO | – | MUMBAI, MH | CRD 292746 |
| STEINBERG INDIA ASSET MANAGEMENT, LTD. → | RIA / FO | – | PORT ST. LOUIS, MAURITIUS | CRD 306292 |
| STEINBERG JOSEPH S → | 13F manager | – | – | CIK 0000924255 |
| STEINBERGANNA WEALTH MANAGEMENT → | 13F manager | – | – | CIK 2089528 |
| Steiner Judith A → | 13F manager | – | – | CIK 0001439122 |
| Stelac Advisory Services LLC → | 13F manager | – | – | CIK 1519676 |
| Stellar Alpha Capital Fund LP → | Issuer | – | – | CIK 2136463 |
| STELLAR MANAGEMENT PARTNERS LLC → | RIA / FO | – | SHORT HILLS, NJ | CRD 333500 |
| STELLAR PATH INSTITUTE LTD → | RIA / FO | – | DENVER, CO | CRD 340723 |
| STELLAR VENTURES MANAGEMENT, LLC → | RIA / FO | – | LOS ALTOS, CA | CRD 322454 |
| STELLARIS ADVISORS LLP → | RIA / FO | – | BANGALORE, KARANTAKA | CRD 322270 |
| STELLARIS INVESTMENT MANAGEMENT 3 IFSC LLP → | RIA / FO | – | GANDHINAGAR, GUJARAT | CRD 338844 |
| STELLARIS VENTURE ADVISORS 2 LLP → | RIA / FO | – | BANGALORE, KARANATAKA | CRD 321091 |
| STELLATION MANAGEMENT LLC → | RIA / FO | – | MIAMI BEACH, FL | CRD 315558 |
| Stembrook Asset Management, LLC → | 13F manager | – | – | CIK 2109734 |
| STEMPOINT CAPITAL LP → | 13F manager | – | – | CIK 1952142 |
| Stenger Family Office, LLC → | 13F manager | – | – | CIK 2056106 |
| Stenham Asset Management (UK) Plc → | 13F manager | – | – | CIK 2093782 |
| Stenham Asset Management Ltd → | 13F manager | – | – | CIK 1840750 |
| STEP ADVISERS, LLC → | RIA / FO | – | PALO ALTO, CA | CRD 322349 |
| STEP AHEAD CAPITAL, LLC → | RIA / FO | – | HERMOSA BEACH, CA | CRD 315229 |
| Step Capital Management Pte. Ltd. → | 13F manager | – | – | CIK 2091341 |
| STEPAN F QUINN JR → | 13F manager | – | – | CIK 0001229289 |
| STEPH & CO → | 13F manager | – | – | CIK 941519 |
| Stephen Andrea M → | 13F manager | – | – | CIK 0001565966 |
| STEPHEN J. GARRY & ASSOCIATES, LLC → | 13F manager | – | – | CIK 2056402 |
| Stephens Greth Foundation → | 13F manager | – | – | CIK 2107267 |
| STEPHENS GROUP ASSET MANAGEMENT, LLC → | 13F manager | – | – | CIK 1726808 |
| Stephens Group, LLC → | 13F manager | – | – | CIK 1427999 |
| STEPHENS INC /AR/ → | 13F manager | – | – | CIK 757657 |
| Stephens Investment Management Group LLC → | 13F manager | – | – | CIK 1314440 |
| Stephenson & Company, Inc. → | 13F manager | – | – | CIK 2001544 |
| Stephenson Dave → | 13F manager | – | – | CIK 0001834164 |
| StepStone Group LP → | 13F manager | – | – | CIK 1502287 |
| STEPSTONE GROUP PRIVATE DEBT AG → | RIA / FO | – | ZURICH | CRD 301039 |
| STERLING ADVISORY SERVICES, INC. → | RIA / FO | – | HERNDON, VA | CRD 163874 |
| Sterling Capital Management LLC → | 13F manager | – | – | CIK 1329883 |
| Sterling Financial Planning, Inc. → | 13F manager | – | – | CIK 1844278 |
| Sterling Group Wealth Management, LLC → | 13F manager | – | – | CIK 1852307 |
| STERLING INVESTMENT ADVISORS LLC /ADV → | 13F manager | – | – | CIK 1009198 |
| Sterling Investment Advisors, Ltd. → | 13F manager | – | – | CIK 1701132 |
| Sterling Investment Counsel, LLC → | 13F manager | – | – | CIK 1925853 |
| STERLING INVESTMENT MANAGEMENT, LLC → | 13F manager | – | – | CIK 1509873 |
| Sterling Manor Financial, LLC → | 13F manager | – | – | CIK 1842015 |
| Sterling Wealth Advisors Inc → | 13F manager | – | – | CIK 1943937 |
| Sterling Wealth Management, Inc. → | 13F manager | – | – | CIK 2011149 |
| Stern Howard Steven → | 13F manager | – | – | CIK 0001275746 |
| STERN JAMES F → | 13F manager | – | – | CIK 0001399737 |
| Sterneck Capital Management, LLC → | 13F manager | – | – | CIK 1438574 |
| STERRETT STEPHEN E → | 13F manager | – | – | CIK 0001235739 |
| STERTZER SIMON H → | 13F manager | – | – | CIK 0001031689 |
| STEVENS CAPITAL MANAGEMENT LP → | 13F manager | – | – | CIK 1134813 |
| STEVENS CAPITAL PARTNERS → | 13F manager | – | – | CIK 1965176 |
| Steward Partners Investment Advisory, LLC → | 13F manager | – | – | CIK 1723397 |
| Stewardship Advisors, LLC → | 13F manager | – | – | CIK 1733219 |
| STEWARDSHIP CONCEPTS FINANCIAL SERVICES LLC → | 13F manager | – | – | CIK 2105785 |
| Stewart Bonita C. → | 13F manager | – | – | CIK 0001619944 |
| Stewart Shawn → | 13F manager | – | – | CIK 0002021247 |
| STEYN CAPITAL MANAGEMENT (PTY) LTD → | RIA / FO | – | BELLVILLE, CAPE TOWN | CRD 286460 |
| Sthira Capital LLC → | Issuer | – | – | CIK 2137716 |
| Stieven Capital Advisors, L.P. → | 13F manager | – | – | CIK 1388279 |
| STIFEL FINANCIAL CORP → | 13F manager | – | – | CIK 720672 |
| STIFEL STRATEGIE CONSULTING PARTNERS LTD. → | RIA / FO | – | ENGLEWOOD, CO | CRD 335333 |
| STIFEL WEALTH TRACKER → | RIA / FO | – | ST. LOUIS, MO | CRD 291897 |
| Stiles Financial Services Inc → | 13F manager | – | – | CIK 1904832 |
| STILL LAKE CAPITAL, LLC → | RIA / FO | – | WILTON, CT | CRD 287469 |
| STILLBROOK CAPITAL LIMITED → | RIA / FO | – | HONG KONG | CRD 314793 |
| STILLMARK MANAGEMENT LLC → | RIA / FO | – | LOS ANGELES, CA | CRD 305462 |
| Stillwater Capital Advisors, LLC → | 13F manager | – | – | CIK 1482970 |
| Stillwater LLC → | 13F manager | – | – | CIK 1965218 |
| Stillwater Private Wealth, LLC → | 13F manager | – | – | CIK 2137933 |
| Stillwater Wealth Management Group → | 13F manager | – | – | CIK 2063941 |
| Stilwell Joseph → | 13F manager | – | – | CIK 0001113303 |
| Stilwell Value LLC → | 13F manager | – | – | CIK 1397076 |
| STIRLING HEIGHTS → | RIA / FO | – | SOUTH JORDAN, UT | CRD 332724 |
| STIRLING SQUARE CAPITAL PARTNERS → | RIA / FO | – | LONDON | CRD 161081 |
| Stirlingshire Investments, Inc. → | 13F manager | – | – | CIK 1829271 |
| STOCK FINANCE LTD → | RIA / FO | – | DENVER, CO | CRD 338959 |
| Stock Solution, Inc. → | Issuer | – | – | CIK 2137996 |
| STOCK YARDS BANK & TRUST CO → | 13F manager | – | – | CIK 741073 |
| Stockbridge Partners LLC → | 13F manager | – | – | CIK 1505183 |
| STOCKERT DAVID P → | 13F manager | – | – | CIK 0001233000 |
| Stockman Wealth Management, Inc. → | 13F manager | – | – | CIK 1389400 |