| River Wealth Advisors LLC → | 13F manager | – | – | CIK 1642570 |
| River Wood Jackson LLC → | Issuer | – | – | CIK 2139952 |
| RIVER'S EDGE WEALTH MANAGEMENT, LLC → | 13F manager | – | – | CIK 2109861 |
| Riverbend Wealth Management, LLC → | 13F manager | – | – | CIK 2055570 |
| RIVERBRIDGE PARTNERS LLC → | 13F manager | – | – | CIK 1112325 |
| RIVERCHASE WEALTH MANAGEMENT, LLC → | 13F manager | – | – | CIK 2055985 |
| RiverFront Investment Group, LLC → | 13F manager | – | – | CIK 1469751 |
| RiverGlades Family Offices LLC → | 13F manager | – | – | CIK 1619779 |
| Rivermont Capital Management LP → | 13F manager | – | – | CIK 1965613 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC → | 13F manager | – | – | CIK 1447578 |
| RIVEROAK INVESTMENT CORP., LLC → | RIA / FO | – | STAMFORD, CT | CRD 163707 |
| RiverPark Advisors, LLC → | 13F manager | – | – | CIK 1484256 |
| Riverpoint Wealth Management Holdings, LLC → | 13F manager | – | – | CIK 1682733 |
| RIVERROCK ASSET MANAGEMENT LLC → | RIA / FO | – | HOUSTON, TX | CRD 147691 |
| Rivers Aaron Roszell → | 13F manager | – | – | CIK 0002128394 |
| RIVERSEDGE ADVISORS, LLC → | 13F manager | – | – | CIK 1787663 |
| Riverstone Advisors, LLC → | 13F manager | – | – | CIK 1763404 |
| RIVERSTONE HOLDINGS LLC → | 13F manager | – | – | CIK 1247497 |
| RiverTree Advisors, LLC → | 13F manager | – | – | CIK 1872501 |
| RIVERVEST VENTURE PARTNERS → | RIA / FO | – | ST. LOUIS, MO | CRD 160239 |
| Riverview Capital Advisers, LLC → | 13F manager | – | – | CIK 1962933 |
| Riverview Trust Co → | 13F manager | – | – | CIK 1593600 |
| RIVERWALK CAPITAL III, LLC → | RIA / FO | – | SAN ANTONIO, TX | CRD 308938 |
| RIVERWALK CAPITAL, LLC → | RIA / FO | – | SAN ANTONIO, TX | CRD 288854 |
| Riverwater Partners LLC → | 13F manager | – | – | CIK 1882572 |
| Rivery Legacy Fund, L.P. → | Issuer | – | – | CIK 2139904 |
| Rivet Holdco, LLC → | Issuer | – | – | CIK 2141842 |
| RIVET VENTURES MANAGEMENT, LLC → | RIA / FO | – | MIAMI, FL | CRD 174878 |
| RIVI CAPITAL LLC → | RIA / FO | – | AUSTIN, TX | CRD 283779 |
| RIVR 316 LLC → | Issuer | – | – | CIK 2138800 |
| RIVULET CAPITAL, LLC → | 13F manager | – | – | CIK 1566691 |
| RIVULET CAPITAL, LLC → | RIA / FO | – | – | CRD 163597 |
| Rivvun AI Inc. → | Issuer | – | – | CIK 2136648 |
| Rizzo Mario → | 13F manager | – | – | CIK 0001727054 |
| RJ20, INC. → | RIA / FO | – | – | CRD 149575 |
| RJA Asset Management LLC → | 13F manager | – | – | CIK 1671817 |
| RK Capital Management, LLC/FL → | 13F manager | – | – | CIK 1905218 |
| RKL Wealth Management LLC → | 13F manager | – | – | CIK 1604723 |
| RLH Capital LLC → | 13F manager | – | – | CIK 2008031 |
| RLS Wealth Management LP LLC → | Issuer | – | – | CIK 2138502 |
| RM Financial Services, LLC → | 13F manager | – | – | CIK 2109852 |
| RM MANAGER, LLC → | RIA / FO | – | ORLANDO, FL | CRD 186512 |
| RMG Wealth Management LLC → | 13F manager | – | – | CIK 1844731 |
| RMR Capital Management, LLC → | 13F manager | – | – | CIK 2032709 |
| RMR Wealth Builders → | 13F manager | – | – | CIK 1803848 |
| RMXD AVENUE SOUTH INVESTMENTS, LLC → | Issuer | – | – | CIK 2141650 |
| RO-0526 Fund I, a series of Exitfund Venture, LP → | Issuer | – | – | CIK 2138353 |
| ROACH CAPITAL, LLC → | RIA / FO | – | – | CRD 316065 |
| Roan Capital Partners → | 13F manager | – | – | CIK 2124783 |
| ROAN HFH, LP → | RIA / FO | – | MOUNT HOLLY, NC | CRD 336443 |
| ROARING BLUE LION CAPITAL MANAGEMENT, L.P. → | RIA / FO | – | DALLAS, TX | CRD 137355 |
| ROARING BROOK HOLDINGS LLC → | RIA / FO | – | NEW YORK, NY | CRD 333337 |
| Robbins Farley → | 13F manager | – | – | CIK 1847820 |
| Robeco Institutional Asset Management B.V. → | 13F manager | – | – | CIK 1418773 |
| Robeco Schweiz AG → | 13F manager | – | – | CIK 1418427 |
| Robert B. Daugherty Foundation → | 13F manager | – | – | CIK 1515721 |
| Robert Bosch GmbH → | 13F manager | – | – | CIK 1882360 |
| ROBERT WOOD JOHNSON FOUNDATION → | 13F manager | – | – | CIK 315157 |
| Roberts Capital Advisors, LLC → | 13F manager | – | – | CIK 1883719 |
| ROBERTS CAPITAL ADVISORS, LLC → | RIA / FO | – | DENVER, CO | CRD 226548 |
| Roberts Financial Services LLC → | 13F manager | – | – | CIK 1767602 |
| Roberts Foundation → | 13F manager | – | – | CIK 1595747 |
| ROBERTS GLORE & CO INC /IL/ → | 13F manager | – | – | CIK 1017115 |
| Roberts Mark T. → | 13F manager | – | – | CIK 0001859255 |
| Roberts Wealth Advisors, LLC → | 13F manager | – | – | CIK 1885319 |
| Robertson Opportunity Capital, LLC → | 13F manager | – | – | CIK 1352122 |
| Robertson Stephens Wealth Management, LLC → | 13F manager | – | – | CIK 1767307 |
| Robin Bay Capital I, LLC → | Issuer | – | – | CIK 2136899 |
| ROBIN HOWARD W → | 13F manager | – | – | CIK 0001206869 |
| ROBIN MARKETS INC → | RIA / FO | – | GREENWOOD VILLAGE, CO | CRD 338821 |
| Robinhood Asset Management, LLC → | 13F manager | – | – | CIK 2067588 |
| ROBINSON CAPITAL MANAGEMENT, LLC → | 13F manager | – | – | CIK 1599795 |
| Robinson Dashiell I → | 13F manager | – | – | CIK 0001716998 |
| ROBINSON PAUL C → | 13F manager | – | – | CIK 0001200509 |
| ROBINSON SMITH WEALTH ADVISORS LLC → | 13F manager | – | – | CIK 2008554 |
| Robinson Value Management, Ltd. → | 13F manager | – | – | CIK 1694283 |
| Robinswood Financial LLC → | 13F manager | – | – | CIK 2139748 |
| Robison Kim E → | 13F manager | – | – | CIK 0001702713 |
| Roble, Belko & Company, Inc → | 13F manager | – | – | CIK 1642305 |
| ROBO ADVISOR, INC. → | RIA / FO | – | LAKE MARY, FL | CRD 155976 |
| ROBOCAP ASSET MANAGEMENT LIMITED → | RIA / FO | – | LONDON, ENGLAND | CRD 325028 |
| Robocap Asset Management Ltd → | 13F manager | – | – | CIK 2030580 |
| ROBOHACK MANAGER, LLC → | RIA / FO | – | VENTURA, CA | CRD 334254 |
| Robot Ventures Co-Invest, LP - Series Lepton → | Issuer | – | – | CIK 2139697 |
| ROBOT VENTURES MANAGEMENT, LLC → | RIA / FO | – | – | CRD 324017 |
| ROBOTTI ROBERT → | 13F manager | – | – | CIK 1105838 |
| ROBOTTI ROBERT → | 13F manager | – | – | CIK 0001105838 |
| ROC CAPITAL PTY LIMITED → | RIA / FO | – | SYDNEY, NSW | CRD 298264 |
| ROC Holdings SPV III, LP → | Issuer | – | – | CIK 2142302 |
| ROC PARTNERS (HK) LIMITED → | RIA / FO | – | CENTRAL | CRD 298250 |
| ROCANA-SEMILLERO ADVISORS PR LLC → | RIA / FO | – | SAN JUAN, PR | CRD 331188 |
| ROCANA-SEMILLERO ADVISORS US LLC → | RIA / FO | – | MIAMI BEACH, FL | CRD 331227 |
| Roche John C → | 13F manager | – | – | CIK 0001428157 |
| Rochefort Ventures II (QP), a series of BlueArc Global Alternatives, LLC → | Issuer | – | – | CIK 2141012 |
| Rochester Wealth Strategies, LLC → | 13F manager | – | – | CIK 1958456 |
| Rock Creek Group LLC → | 13F manager | – | – | CIK 1484067 |
| Rock Funding LLC → | Issuer | – | – | CIK 2142455 |
| ROCK HEALTH CAPITAL → | RIA / FO | – | – | CRD 322958 |
| ROCK MITCHELL → | 13F manager | – | – | CIK 0001240676 |
| Rock Point Advisors, LLC → | 13F manager | – | – | CIK 1301540 |