| REYNOLDS E. LELAND → | 13F manager | – | – | CIK 0001597888 |
| Rezny Wealth Management, Inc. → | 13F manager | – | – | CIK 1535859 |
| RF INVESTMENT MANAGEMENT COMPANY LLC → | RIA / FO | – | NEW YORK, NY | CRD 314984 |
| RF&L WEALTH MANAGEMENT, LLC → | 13F manager | – | – | CIK 1965915 |
| RFC TRADING, LLC → | RIA / FO | – | – | CRD 167126 |
| RFG - Bristol Wealth Advisors, LLC → | 13F manager | – | – | CIK 2055104 |
| RFG Advisory, LLC → | 13F manager | – | – | CIK 1633387 |
| RFG HOLDINGS, INC. → | 13F manager | – | – | CIK 1845210 |
| RFP Financial Group LLC → | 13F manager | – | – | CIK 1956564 |
| RGM Capital, LLC → | 13F manager | – | – | CIK 1323953 |
| RH NV ADVISORS LLC → | RIA / FO | – | NEW YORK, NY | CRD 325398 |
| RH OG1 LIMITED PARTNERSHIP → | Issuer | – | – | CIK 2140183 |
| RH Tailwind Management, LLC → | 13F manager | – | – | CIK 2065331 |
| RH TAILWIND MANAGEMENT, LLC → | RIA / FO | – | WEST CONSHOHOCKEN, PA | CRD 336543 |
| Rhea John B → | 13F manager | – | – | CIK 0001694266 |
| Rhenman & Partners Asset Management AB → | 13F manager | – | – | CIK 1599882 |
| Rheos Capital Works Inc. → | 13F manager | – | – | CIK 1735445 |
| Rhino Investment Partners, Inc → | 13F manager | – | – | CIK 1828776 |
| RHL GROUP, LLC → | 13F manager | – | – | CIK 2066311 |
| RHO CAPITAL PARTNERS → | RIA / FO | – | NEW YORK, NY | CRD 160655 |
| RHODES INVESTMENT ADVISORS INC /ADV → | 13F manager | – | – | CIK 1005186 |
| Rhodes Thomas Wayne → | 13F manager | – | – | CIK 0001548371 |
| RHODON INVESTMENT MANAGEMENT LIMITED → | RIA / FO | – | LONDON | CRD 339700 |
| RHONE VC LLC → | RIA / FO | – | – | CRD 331453 |
| RHS Financial, LLC → | 13F manager | – | – | CIK 1766514 |
| RHUMBLINE ADVISERS → | 13F manager | – | – | CIK 1115418 |
| RI CAPITAL ADVISORS LTD. → | RIA / FO | – | LONDON | CRD 289471 |
| RIA Advisory Group LLC → | 13F manager | – | – | CIK 1958384 |
| Rialto Wealth Management, LLC → | 13F manager | – | – | CIK 2054966 |
| Ribbit Management Company, LLC → | 13F manager | – | – | CIK 1836733 |
| RICE HALL JAMES & ASSOCIATES, LLC → | 13F manager | – | – | CIK 1230765 |
| Rice Jill M → | 13F manager | – | – | CIK 0001817497 |
| Rice Partnership, LLC → | 13F manager | – | – | CIK 1736736 |
| RICEBERG VENTURES, LLC → | RIA / FO | – | – | CRD 329804 |
| Richard Bernstein Advisors LLC → | 13F manager | – | – | CIK 1528214 |
| Richard C. Young & CO., LTD. → | 13F manager | – | – | CIK 1387304 |
| Richard P Slaughter Associates Inc → | 13F manager | – | – | CIK 1811783 |
| Richard Stephen → | 13F manager | – | – | CIK 0001823843 |
| Richard W. Paul & Associates, LLC → | 13F manager | – | – | CIK 1964203 |
| Richard Young Associates, Ltd. → | 13F manager | – | – | CIK 2107563 |
| RICHARDS MICHAEL L → | 13F manager | – | – | CIK 0001807269 |
| RICHARDS, MERRILL & PETERSON, INC. → | 13F manager | – | – | CIK 90108 |
| Richardson Capital Management LLC → | 13F manager | – | – | CIK 1621646 |
| RICHARDSON FINANCIAL SERVICES INC. → | 13F manager | – | – | CIK 2012303 |
| RICHARDSON WILLIAM A → | 13F manager | – | – | CIK 0000946467 |
| Richmond Brothers, Inc. → | 13F manager | – | – | CIK 1540462 |
| RICHMOND GLOBAL VENTURES → | RIA / FO | – | LAS VEGAS, NV | CRD 174282 |
| RICHMOND HILL INVESTMENT CO., LP → | RIA / FO | – | AUSTIN, TX | CRD 341072 |
| Richmond Investment Services, LLC → | 13F manager | – | – | CIK 2031991 |
| Richwood Investment Advisors, LLC → | 13F manager | – | – | CIK 1911900 |
| Rider Michael J → | 13F manager | – | – | CIK 0001982205 |
| Ridge Creek Global, Inc → | 13F manager | – | – | CIK 2111429 |
| RIDGE VENTURES → | RIA / FO | – | SAN FRANCISCO, CA | CRD 162304 |
| Ridgeback Capital Investments L.P. → | 13F manager | – | – | CIK 1423994 |
| RIDGECREST WEALTH PARTNERS, LLC → | 13F manager | – | – | CIK 1860719 |
| Ridgeline Wealth Planning, LLC → | 13F manager | – | – | CIK 2013788 |
| Ridgeline Wealth, LLC → | 13F manager | – | – | CIK 1934226 |
| Ridgepath Capital Management LLC → | 13F manager | – | – | CIK 1943071 |
| RIDGEPEAK PARTNERS → | RIA / FO | – | AUSTIN, TX | CRD 316695 |
| Ridgewood Investments LLC → | 13F manager | – | – | CIK 1703556 |
| RIDGEWOOD PRIVATE EQUITY PARTNERS → | RIA / FO | – | MONTVALE, NJ | CRD 283321 |
| RIDIRE CAPITAL MANAGEMENT LLC → | RIA / FO | – | – | CRD 339943 |
| Riggs Asset Managment Co. Inc. → | 13F manager | – | – | CIK 1601348 |
| RIHO Partners, LLC → | 13F manager | – | – | CIK 2112884 |
| RIK SAYLOR FINANCIAL, INC. → | 13F manager | – | – | CIK 2045268 |
| RINCON VENTURE MANAGEMENT, LP → | RIA / FO | – | – | CRD 163238 |
| Ring Mountain Capital, LLC → | 13F manager | – | – | CIK 2051343 |
| Rings Capital Management LLC → | 13F manager | – | – | CIK 1771122 |
| Rinkey Investments → | 13F manager | – | – | CIK 1730774 |
| RIO SIERRAS LP → | RIA / FO | – | DALLAS, TX | CRD 333376 |
| Riordan Kevin F → | 13F manager | – | – | CIK 0001738014 |
| RIP Brands, Inc. → | Issuer | – | – | CIK 2136170 |
| RIPARIAN CAPITAL PARTNERS → | RIA / FO | – | BRISBANE, QUEENSLAND | CRD 314621 |
| RIPOSTE CAPITAL LLC → | 13F manager | – | – | CIK 1672355 |
| Ripple Effect Asset Management LP → | 13F manager | – | – | CIK 2031590 |
| RIPPLE MANAGER INC. → | RIA / FO | – | TORONTO | CRD 324739 |
| RISCURA SOLUTIONS (UK) LIMITED → | RIA / FO | – | LONDON | CRD 336474 |
| Rise Advisors, LLC → | 13F manager | – | – | CIK 1831316 |
| Rise Opportunities 16 LLC → | Issuer | – | – | CIK 2139600 |
| Rishi Girish D → | 13F manager | – | – | CIK 0001578454 |
| RISING PHOENIX CAPITAL → | RIA / FO | – | DALLAS, TX | CRD 342604 |
| Rising Stella Capital Pte. Ltd → | 13F manager | – | – | CIK 2113017 |
| RISING TIDE FUND MANAGERS, LLC → | RIA / FO | – | – | CRD 288656 |
| Risk Paradigm Group, LLC → | 13F manager | – | – | CIK 1569886 |
| RIT CAPITAL PARTNERS PLC → | 13F manager | – | – | CIK 939334 |
| Rithm Capital Corp. → | 13F manager | – | – | CIK 1556593 |
| RITHOLTZ WEALTH MANAGEMENT → | 13F manager | – | – | CIK 1698218 |
| Ritter Alpha, LP → | 13F manager | – | – | CIK 1910323 |
| Ritter Daniher Financial Advisory LLC / DE → | 13F manager | – | – | CIK 1936603 |
| RITUAL CAPITAL MANAGEMENT COMPANY, LLC → | RIA / FO | – | MENLO PARK, CA | CRD 328031 |
| RIVAGE INVESTMENT US LLC → | RIA / FO | – | NEW YORK, NY | CRD 337592 |
| RIVAS CANYON ROAD ADVISERS LLC → | RIA / FO | – | – | CRD 284403 |
| RIVE PRIVATE INVESTMENT SWITZERLAND S.A. → | RIA / FO | – | GENEVA | CRD 291322 |
| RIVEAN CAPITAL B.V. → | RIA / FO | – | AMSTERDAM | CRD 162161 |
| River Bend Holdings, LLC → | 13F manager | – | – | CIK 2107417 |
| River Mason City II, LLC → | Issuer | – | – | CIK 2141077 |
| River Mason City, LLC → | Issuer | – | – | CIK 2141076 |
| River Road Asset Management, LLC → | 13F manager | – | – | CIK 1341401 |
| RIVER SEA NETWORK → | RIA / FO | – | – | CRD 333371 |
| River Street Advisors LLC → | 13F manager | – | – | CIK 1964897 |