| Recurrent Investment Advisors LLC → | 13F manager | – | – | CIK 1803146 |
| RED & BLUE VENTURES → | RIA / FO | – | – | CRD 310359 |
| RED BEARD VENTURES MANAGEMENT LLC → | RIA / FO | – | – | CRD 319144 |
| RED CEDAR INVESTMENT MANAGEMENT, LLC → | 13F manager | – | – | CIK 1734398 |
| RED CELL MANAGEMENT, LLC → | RIA / FO | – | TYSONS, VA | CRD 315048 |
| RED CRANE WEALTH MANAGEMENT, LLC → | 13F manager | – | – | CIK 1686343 |
| RED DOOR CAPITAL MANAGEMENT LIMITED → | RIA / FO | – | HONG KONG | CRD 305874 |
| Red Door Wealth Management, LLC → | 13F manager | – | – | CIK 1783599 |
| RED FORT CAPITAL MANAGEMENT COMPANY, LLC → | RIA / FO | – | EBENE | CRD 163485 |
| RED GLASS MANAGEMENT, LLC → | RIA / FO | – | MENLO PARK, CA | CRD 338676 |
| RED HILLS HOLDINGS, LLC → | RIA / FO | – | LAS VEGAS, NV | CRD 291642 |
| RED LIGHTHOUSE INVESTMENT MANAGEMENT, LLC → | 13F manager | – | – | CIK 1962166 |
| Red Mountain Financial, LLC → | 13F manager | – | – | CIK 1997650 |
| RED OAK PARTNERS, LLC → | RIA / FO | – | BOCA RATON, FL | CRD 172149 |
| RED REEF ADVISORS LLC → | 13F manager | – | – | CIK 2122970 |
| Red Spruce Capital, LLC → | 13F manager | – | – | CIK 1795356 |
| RED SWAN VENTURES MANAGEMENT, LLC → | RIA / FO | – | – | CRD 319063 |
| Red Tortoise LLC → | 13F manager | – | – | CIK 1910488 |
| Red Tree Management, LLC → | 13F manager | – | – | CIK 2055980 |
| RED TREE MANAGEMENT, LLC → | RIA / FO | – | REDWOOD CITY, CA | CRD 311115 |
| Red Wave Investments LLC → | 13F manager | – | – | CIK 1846493 |
| REDBUD VENTURES MANAGEMENT, LLC → | RIA / FO | – | AUSTIN, TX | CRD 324463 |
| REDDING GREEN CAPITAL → | RIA / FO | – | – | CRD 315933 |
| Rede Wealth, LLC → | 13F manager | – | – | CIK 1842054 |
| Redfern Tavata LLC → | Issuer | – | – | CIK 2138306 |
| REDHAWK ADVISORY → | RIA / FO | – | BIRMINGHAM, AL | CRD 297454 |
| Redhawk Wealth Advisors, Inc. → | 13F manager | – | – | CIK 1535811 |
| REDHEDGE ASSET MANAGEMENT LLP → | RIA / FO | – | LONDON | CRD 331762 |
| REDICHIP GP, L.P. → | RIA / FO | – | – | CRD 319483 |
| RedJay Asset Management Inc. → | 13F manager | – | – | CIK 2057370 |
| Redman Heather B → | 13F manager | – | – | CIK 0001887532 |
| Redmile Group, LLC → | 13F manager | – | – | CIK 1425738 |
| REDMOND ANDREA → | 13F manager | – | – | CIK 0001479834 |
| Redmond Asset Management, LLC → | 13F manager | – | – | CIK 1567890 |
| Redpoint Management, LLC → | 13F manager | – | – | CIK 1689508 |
| REDPOINT VENTURES → | RIA / FO | – | WOODSIDE, CA | CRD 161680 |
| Redrock Investments LLC → | Issuer | – | – | CIK 2137701 |
| REDSTONE WEALTH MANAGEMENT, LLC → | 13F manager | – | – | CIK 2049950 |
| REDVIEW CAPITAL ADVISORS II LIMITED → | RIA / FO | – | CAMANA BAY | CRD 301510 |
| REDVIEW CAPITAL ADVISORS LTD. → | RIA / FO | – | CAMANA BAY | CRD 281755 |
| REDW Wealth LLC → | 13F manager | – | – | CIK 1688931 |
| REDWOOD CAPITAL MANAGEMENT, LLC → | 13F manager | – | – | CIK 1316622 |
| REDWOOD CAPITAL PARTNERS LLC → | RIA / FO | – | – | CRD 333386 |
| Redwood Dislocation IV Private Investors Offshore, L.P. → | Issuer | – | – | CIK 2137084 |
| Redwood Dislocation IV Private Investors, LLC → | Issuer | – | – | CIK 2137085 |
| Redwood Family Wealth LLC → | 13F manager | – | – | CIK 2116118 |
| Redwood Financial Network Corp → | 13F manager | – | – | CIK 1927724 |
| Redwood Grove Capital, LLC → | 13F manager | – | – | CIK 1691170 |
| Redwood Investment Management, LLC → | 13F manager | – | – | CIK 1717479 |
| Redwood Park Advisors LLC → | 13F manager | – | – | CIK 2056274 |
| Redwood Wealth Management Group, LLC → | 13F manager | – | – | CIK 1963839 |
| REDWOODS CAPITAL PARTNERS, LLC → | RIA / FO | – | – | CRD 334698 |
| Reed Arian Simone → | 13F manager | – | – | CIK 0001906214 |
| REED DEBRA L → | 13F manager | – | – | CIK 0001225947 |
| Reed James T Jr → | 13F manager | – | – | CIK 0001568808 |
| REED JAN STERN → | 13F manager | – | – | CIK 0001124181 |
| REEF PASS INVESTORS → | RIA / FO | – | OLD GREENWICH, CT | CRD 334433 |
| Reezil Tilt SPV LLC → | Issuer | – | – | CIK 2136101 |
| REFACTOR CAPITAL MANAGEMENT, LLC → | RIA / FO | – | BURLINGAME, CA | CRD 308137 |
| Refined Wealth Management → | 13F manager | – | – | CIK 1724729 |
| REFINERY VENTURES MANAGEMENT, LLC → | RIA / FO | – | CINCINNATI, OH | CRD 330622 |
| REFLEXIVE CAPITAL MANAGEMENT LP → | RIA / FO | – | SAN FRANCISCO, CA | CRD 327416 |
| Refocus Marketplace, Inc. → | Issuer | – | – | CIK 2141159 |
| REFORGE CAPITAL, LLC → | RIA / FO | – | ORLANDO, FL | CRD 330206 |
| REFORMATION MANAGEMENT, LLC → | RIA / FO | – | MIAMI, FL | CRD 317893 |
| REFRACT VENTURES → | RIA / FO | – | – | CRD 337960 |
| REG INVESTORS A SERIES OF WESTERN FRONTIER MASTER LLC → | Issuer | – | – | CIK 2141272 |
| REGAL FUNDS MANAGEMENT ASIA PTE LIMITED → | RIA / FO | – | SINGAPORE | CRD 299134 |
| Regal Investment Advisors LLC → | 13F manager | – | – | CIK 1559789 |
| REGAL PARTNERS (HONG KONG) LIMITED → | RIA / FO | – | HONG KONG | CRD 338964 |
| REGAL PARTNERS FUNDS MANAGEMENT PTY LIMITED → | RIA / FO | – | SYDNEY | CRD 340791 |
| Regal Partners Ltd → | 13F manager | – | – | CIK 1577774 |
| REGALIS SOLUTIONS LLC → | RIA / FO | – | MENLO PARK, CA | CRD 300001 |
| REGATTA CAPITAL GROUP, LLC → | 13F manager | – | – | CIK 1911488 |
| REGEN VENTURES MANAGEMENT PTY LTD → | RIA / FO | – | BYRON BAY, NEW SOUTH WALES | CRD 318075 |
| Regency Capital Management Inc.\DE → | 13F manager | – | – | CIK 1863894 |
| REGENERATION.VC, LLC → | RIA / FO | – | REDONDO BEACH, CA | CRD 319784 |
| REGENERON PHARMACEUTICALS, INC. → | 13F manager | – | – | CIK 872589 |
| Regent Peak Wealth Advisors LLC → | 13F manager | – | – | CIK 1803329 |
| Regents Gate Capital LLP → | 13F manager | – | – | CIK 2020935 |
| REGENTS OF THE UNIVERSITY OF CALIFORNIA → | 13F manager | – | – | CIK 315054 |
| REGIMEN WEALTH, LLC → | 13F manager | – | – | CIK 1963863 |
| REGIONS FINANCIAL CORP → | 13F manager | – | – | CIK 1281761 |
| Register Financial Advisors LLC → | 13F manager | – | – | CIK 1962636 |
| Rehmann Capital Advisory Group → | 13F manager | – | – | CIK 1633037 |
| Reichert Thomas → | 13F manager | – | – | CIK 0002036282 |
| REICON WEALTH ADVISORS, LLC → | 13F manager | – | – | CIK 1888847 |
| REIGN VENTURES MANAGEMENT, LLC → | RIA / FO | – | BROOKLYN, NY | CRD 316633 |
| REIGO BY MEITAV FUND ADVISORY LTD → | RIA / FO | – | BNEI BRAK | CRD 328744 |
| REIGO INVESTMENTS LTD → | RIA / FO | – | EVEN-YEHUDA | CRD 322797 |
| REIK & CO., LLC → | 13F manager | – | – | CIK 1388028 |
| REINFORE INVESTMENT ADVISORS LIMITED → | RIA / FO | – | SHENZHEN | CRD 269992 |
| REINFORE INVESTMENT MANAGEMENT LTD. → | RIA / FO | – | GRAND CAYMAN | CRD 269989 |
| REINHART PARTNERS, LLC. → | 13F manager | – | – | CIK 1080298 |
| Reitan Colleen F → | 13F manager | – | – | CIK 0001740730 |
| Relay Investment, a series of BlueArc Private Direct Investments, LP → | Issuer | – | – | CIK 2138872 |
| RELAY INVESTMENTS MANAGEMENT, LLC → | RIA / FO | – | BOSTON, MA | CRD 170538 |
| RELAY VENTURES → | RIA / FO | – | TORONTO | CRD 327759 |
| RELEVANCE CAPITAL MANAGEMENT, LLC → | RIA / FO | – | BRENTWOOD, TN | CRD 327080 |
| RELIANT CONSULTING & RESEARCH, INC. → | RIA / FO | – | – | CRD 114445 |