| Puri Mandakini → | 13F manager | – | – | CIK 0001407197 |
| Purkiss Capital Advisors LLC → | 13F manager | – | – | CIK 2053150 |
| Purpose Unlimited Inc. → | 13F manager | – | – | CIK 2115120 |
| PURSUE WEALTH PARTNERS LLC → | 13F manager | – | – | CIK 1911091 |
| Pursuit of Bella Inc. → | Issuer | – | – | CIK 2136205 |
| PURSUIT WEALTH STRATEGIES, LLC → | 13F manager | – | – | CIK 2116904 |
| Purus Wealth Management, LLC → | 13F manager | – | – | CIK 1844250 |
| Purvis Tom E. → | 13F manager | – | – | CIK 0001721027 |
| Puryear Pamela → | 13F manager | – | – | CIK 0001840088 |
| Puthenveetil Reji → | 13F manager | – | – | CIK 0001826896 |
| Putney Financial Group LLC → | 13F manager | – | – | CIK 2056907 |
| PUZO MICHAEL J → | 13F manager | – | – | CIK 1053914 |
| PV API LP → | Issuer | – | – | CIK 2139640 |
| PVG ASSET MANAGEMENT CORP → | 13F manager | – | – | CIK 820434 |
| PVGLOBAL LLC → | RIA / FO | – | SAN FRANCISCO, CA | CRD 294039 |
| PVI Co Inc. → | Issuer | – | – | CIK 2136929 |
| PW ADVISORS, LLC \ FL → | 13F manager | – | – | CIK 2095919 |
| PW KB Co-Invest, LP → | Issuer | – | – | CIK 2139554 |
| PW Nova Financial Services LLC → | 13F manager | – | – | CIK 2127408 |
| PWV CAPITAL MANAGEMENT LLC → | RIA / FO | – | – | CRD 326491 |
| PX3 Partners Cyber LP → | Issuer | – | – | CIK 2136283 |
| PX3 PARTNERS LIMITED → | RIA / FO | – | LONDON | CRD 324423 |
| PYA Waltman Capital, LLC → | 13F manager | – | – | CIK 1800135 |
| PYTHAGORAS MANAGEMENT COMPANY LLC → | RIA / FO | – | – | CRD 316939 |
| PYTHON NEXT, INC. → | Issuer | – | – | CIK 2137098 |
| PZENA INVESTMENT MANAGEMENT LLC → | 13F manager | – | – | CIK 1027796 |
| Q FUND MANAGEMENT (HONG KONG) LIMITED → | RIA / FO | – | HONG KONG | CRD 284023 |
| Q Fund Management (Hong Kong) Ltd → | 13F manager | – | – | CIK 2078832 |
| Q Global Advisors, LLC → | 13F manager | – | – | CIK 1469589 |
| Q-ENERGY PRIVATE EQUITY, S.G.E.I.C., S.A. → | RIA / FO | – | MADRID | CRD 314598 |
| Q3 ADVISORS, LLC → | RIA / FO | – | – | CRD 284220 |
| Q3 Asset Management → | 13F manager | – | – | CIK 1732543 |
| QARMA TECHNOLOGY, INC. → | RIA / FO | – | LONDON | CRD 130751 |
| QBIT CAPITAL → | RIA / FO | – | ZURICH | CRD 326637 |
| QCP GMBH → | RIA / FO | – | MUNICH | CRD 173158 |
| QED INVESTORS, LLC → | RIA / FO | – | ALEXANDRIA, VA | CRD 284908 |
| QIMING GLOBAL MANAGEMENT, LLC → | RIA / FO | – | HONG KONG | CRD 309395 |
| QIMING U.S. VENTURES MANAGEMENT, LLC → | RIA / FO | – | CAMBRIDGE, MA | CRD 287471 |
| QIMING VENTURE PARTNERS → | RIA / FO | – | HONG KONG | CRD 160844 |
| Qivurn Data Centers Inc. → | Issuer | – | – | CIK 2142182 |
| Qorra Health, Inc. → | Issuer | – | – | CIK 2139618 |
| QOVEX INC → | RIA / FO | – | CLEVELAND, OH | CRD 335649 |
| QP WEALTH MANAGEMENT, LLC → | 13F manager | – | – | CIK 1802496 |
| QPE NO. 3 MANAGEMENT PTY LIMITED → | RIA / FO | – | SYDNEY, NSW | CRD 163090 |
| QRG CAPITAL MANAGEMENT, INC. → | 13F manager | – | – | CIK 1996454 |
| QS-TWO A SERIES OF ETERNA MASTER LLC → | Issuer | – | – | CIK 2140935 |
| Qsemble Capital Management, LP → | 13F manager | – | – | CIK 1766159 |
| QSM Asset Management Ltd → | 13F manager | – | – | CIK 2058325 |
| QSO CAPITAL MANAGEMENT LLC → | RIA / FO | – | FORT LAUDERDALE, FL | CRD 340892 |
| QT SECURITIES INC. → | RIA / FO | – | NEW YORK, NY | CRD 333654 |
| QTR Family Wealth, LLC → | 13F manager | – | – | CIK 2067954 |
| Qtron Investments LLC → | 13F manager | – | – | CIK 1768099 |
| Quad-Cities Investment Group, LLC → | 13F manager | – | – | CIK 1741426 |
| Quadcap Wealth Management, LLC → | 13F manager | – | – | CIK 2009674 |
| QUADPOINT PARTNERS LLC → | RIA / FO | – | BROOKLYN, NY | CRD 327511 |
| QUADRANCE CAPITAL PARTNERS, LLC → | RIA / FO | – | MIAMI, FL | CRD 341178 |
| Quadrance Frontier Leaders I, LLC → | Issuer | – | – | CIK 2137067 |
| QUADRANT CAPITAL GROUP LLC → | 13F manager | – | – | CIK 1650717 |
| Quadrant Private Wealth Management, LLC → | 13F manager | – | – | CIK 1727454 |
| QUADRATIC BUSAN ENERGY MANAGEMENT LLC → | RIA / FO | – | SAN FRANCISCO, CA | CRD 334461 |
| Quadratic Capital Management LLC → | 13F manager | – | – | CIK 1697722 |
| Quadrature Capital Ltd → | 13F manager | – | – | CIK 1651424 |
| QUADRE INVESTMENTS ADVISORS, LLC → | RIA / FO | – | – | CRD 291041 |
| QUADRIA CAPITAL → | RIA / FO | – | SINGAPORE | CRD 277151 |
| QUADRIGA → | RIA / FO | – | MADRID | CRD 341753 |
| QUADRIGA CAPITAL IIIA GP LIMITED → | RIA / FO | – | ST. HELIER | CRD 295115 |
| QUADRIGA CAPITAL IV GP LIMITED → | RIA / FO | – | ST HELIER, CHANNEL ISLANDS | CRD 163630 |
| QUAERO CAPITAL SAS FRANCE → | RIA / FO | – | PARIS | CRD 330453 |
| Quail Co-Invest SCSp → | Issuer | – | – | CIK 2140079 |
| QUAKE CAPITAL → | RIA / FO | – | AUSTIN, TX | CRD 290746 |
| Quaker Capital Investments, LLC → | 13F manager | – | – | CIK 1633648 |
| Quaker Wealth Management, LLC → | 13F manager | – | – | CIK 1733472 |
| Qualitas McLendon-Chisholm LLC → | Issuer | – | – | CIK 2136213 |
| QUALTUS INVESTMENT PARTNERS LLC → | RIA / FO | – | KEY BISCAYNE, FL | CRD 333274 |
| QUAN CAPITAL MANAGEMENT (US) LLC → | RIA / FO | – | LAS VEGAS, NV | CRD 299480 |
| QUAN CAPITAL MANAGEMENT, LLC → | RIA / FO | – | GRAND CAYMAN | CRD 291205 |
| QUAN VEST CONSULTANTS INC → | RIA / FO | – | MANHASSET, NY | CRD 104714 |
| QUANGENTICS INC. → | RIA / FO | – | – | CRD 338078 |
| QUANTA ENERGY MANAGEMENT → | RIA / FO | – | GREENWICH, CT | CRD 313010 |
| QUANTALIS ASSET MANAGEMENT LTD → | RIA / FO | – | BOULDER, CO | CRD 337611 |
| Quantbot Technologies LP → | 13F manager | – | – | CIK 1512991 |
| Quantedge Capital Pte Ltd → | 13F manager | – | – | CIK 1561418 |
| QUANTEDGE CAPITAL PTE LTD. → | RIA / FO | – | SINGAPORE | CRD 160363 |
| Quantessence Capital LLC → | 13F manager | – | – | CIK 2009590 |
| QUANTIFY CHAOS ADVISORS, LLC → | 13F manager | – | – | CIK 2107086 |
| QUANTIFY SECURITIES INVESTMENT COMPANY LTD → | RIA / FO | – | DENVER, CO | CRD 341578 |
| Quantinno Capital Management LP → | 13F manager | – | – | CIK 1759654 |
| QUANTITATIVE FINANCE LLC → | RIA / FO | – | – | CRD 323380 |
| Quantitative Investment Management, LLC → | 13F manager | – | – | CIK 1445911 |
| QUANTONATION VENTURES SAS → | RIA / FO | – | PARIS | CRD 339014 |
| QUANTUM CAPITAL INVESTMENT GROUP LLC → | RIA / FO | – | MADRID | CRD 341090 |
| Quantum Capital Management, LLC / NJ → | 13F manager | – | – | CIK 1513125 |
| Quantum Eretz II LLC → | Issuer | – | – | CIK 2137953 |
| Quantum Financial Advisors, LLC → | 13F manager | – | – | CIK 1929139 |
| QUANTUM FINANCIAL INSTITUTE LTD → | RIA / FO | – | DENVER, CO | CRD 340045 |
| Quantum Financial Planning Services, Inc. → | 13F manager | – | – | CIK 2050169 |
| Quantum Portfolio Management LLC → | 13F manager | – | – | CIK 2003672 |
| Quantum Private Wealth, LLC → | 13F manager | – | – | CIK 1929662 |
| QUANTUM TECHNOLOGIES INVESTMENT MANAGEMENT LLC → | RIA / FO | – | – | CRD 337626 |
| Quantum Technologies Investors 3 LP - Series 2 → | Issuer | – | – | CIK 2139056 |