| LGT Fund Management Co Ltd. → | 13F manager | – | – | CIK 1911284 |
| LGT Group Foundation → | 13F manager | – | – | CIK 1911278 |
| LGT ILS PARTNERS LTD → | RIA / FO | – | PFAEFFIKON | CRD 175363 |
| LGT PRIVATE DEBT (FRANCE) → | RIA / FO | – | PARIS | CRD 336208 |
| LGVP MANAGEMENT, LLC → | RIA / FO | – | NEW YORK, NY | CRD 319586 |
| LHA Short Alpha Composite II, L.P. → | Issuer | – | – | CIK 2136198 |
| LHM, INC. → | 13F manager | – | – | CIK 2009224 |
| LI ENTERPRISES → | RIA / FO | – | SAN FRANCISCO, CA | CRD 322864 |
| LI0626 a Series of CGF2021 LLC → | Issuer | – | – | CIK 2140810 |
| LIANG CAPITAL MANAGEMENT, LLC → | RIA / FO | – | – | CRD 334844 |
| Liaw Jeffrey → | 13F manager | – | – | CIK 0001429516 |
| LIBERATORE JOSEPH J → | 13F manager | – | – | CIK 0001219789 |
| LIBERTUS CAPITAL → | RIA / FO | – | LUXEMBOURG | CRD 312189 |
| Liberty 77 Capital L.P. → | 13F manager | – | – | CIK 1905374 |
| LIBERTY ASSET PARTNERS → | RIA / FO | – | WILMINGTON, DE | CRD 339485 |
| Liberty Atlantic Advisors LLC → | 13F manager | – | – | CIK 2101909 |
| Liberty City Ventures AI Fund 2 LLC → | Issuer | – | – | CIK 2141476 |
| Liberty Flats JSB Ativore Investor LLC → | Issuer | – | – | CIK 2137133 |
| Liberty Flats TIC XII Investor LP → | Issuer | – | – | CIK 2137127 |
| Liberty Mutual Group Asset Management Inc. → | 13F manager | – | – | CIK 1533497 |
| LIBERTY ONE INVESTMENT MANAGEMENT, LLC → | 13F manager | – | – | CIK 1807328 |
| LIBERTY SQUARE WEALTH PARTNERS LLC → | 13F manager | – | – | CIK 2057655 |
| Liberty Street Advisors, Inc. → | 13F manager | – | – | CIK 1489178 |
| LIBERTY WEALTH MANAGEMENT LLC → | 13F manager | – | – | CIK 1769302 |
| LIBRA WEALTH LLC → | 13F manager | – | – | CIK 1925385 |
| LIBRETTO → | RIA / FO | – | LOS ANGELES, CA | CRD 292052 |
| Lido Advisors, LLC → | 13F manager | – | – | CIK 1650150 |
| Lieb Richard J → | 13F manager | – | – | CIK 0001430075 |
| LIEBAU FREDERIC JACK JR → | 13F manager | – | – | CIK 0001424368 |
| Lieberman Pamela Forbes → | 13F manager | – | – | CIK 0001399481 |
| LIEEF LLC → | RIA / FO | – | IRVINE, CA | CRD 329709 |
| Lieser Brian → | 13F manager | – | – | CIK 0001967061 |
| Lietz Nori Gerardo → | 13F manager | – | – | CIK 0001780550 |
| Life Cycle Investment Partners Ltd → | 13F manager | – | – | CIK 2072459 |
| LIFE INVESTORS MANAGEMENT COMPANY, LP → | RIA / FO | – | SOUTHLAKE, TX | CRD 306905 |
| LIFe IV BEC Co-Invest I, LP → | Issuer | – | – | CIK 2138044 |
| LIFe IV BEC Co-Invest II, LP → | Issuer | – | – | CIK 2138043 |
| LIFE LINE FAMILY HERITAGE FUND MANAGEMENT, LLC → | RIA / FO | – | BEVERLY HILLS, CA | CRD 314550 |
| LIFE LINE WEALTH MANAGEMENT LLC → | 13F manager | – | – | CIK 2035872 |
| Life Planning Partners, Inc → | 13F manager | – | – | CIK 1910934 |
| LIFE X VENTURES MANAGEMENT, LLC → | RIA / FO | – | – | CRD 322699 |
| LIFEFORCE CAPITAL MANAGEMENT, LLC → | RIA / FO | – | CHEVY CHASE, MD | CRD 282550 |
| LifeGoal Investments, LLC → | 13F manager | – | – | CIK 2054684 |
| LifeGuide Financial Advisors, LLC → | 13F manager | – | – | CIK 1908585 |
| LIFELONG WEALTH ADVISORS, INC. → | 13F manager | – | – | CIK 2051717 |
| LifePlan Financial, LLC → | 13F manager | – | – | CIK 1739485 |
| LifePlan Investment Advisors, Inc. → | 13F manager | – | – | CIK 2045484 |
| LIFESCI VENTURE MANAGEMENT, LLC → | RIA / FO | – | NEW YORK, NY | CRD 331751 |
| LifeSteps Financial, Inc. → | 13F manager | – | – | CIK 1801373 |
| Lifestyle Asset Management, Inc. → | 13F manager | – | – | CIK 1845675 |
| Lifetime Wealth Management P.C. → | 13F manager | – | – | CIK 2116339 |
| LifeWealth Investments, LLC → | 13F manager | – | – | CIK 2033794 |
| Lifeworks Advisors, LLC → | 13F manager | – | – | CIK 1882132 |
| Lifeyrissjodur verzlunarmanna (Pension Fund of Commerce) → | 13F manager | – | – | CIK 2139779 |
| LIFT-TECH, INC. → | Issuer | – | – | CIK 837241 |
| LIFTOUT CAPITAL → | RIA / FO | – | GREENWOOD VILLAGE, CO | CRD 327583 |
| LiftPoint Family Wealth Advisors LLC → | 13F manager | – | – | CIK 2110810 |
| LIG FUND MANAGEMENT, LLC → | RIA / FO | – | CHICAGO, IL | CRD 328199 |
| LIGATURE QUARTERLY FUND LLC → | RIA / FO | – | – | CRD 315657 |
| LIGHT RAY VENTURES, LLC → | RIA / FO | – | NEW YORK, NY | CRD 328413 |
| LIGHT STREET CAPITAL MANAGEMENT, LLC → | 13F manager | – | – | CIK 1569049 |
| LIGHTBANK → | RIA / FO | – | CHICAGO, IL | CRD 319430 |
| LIGHTBOX MANAGEMENT LIMITED → | RIA / FO | – | TRIANON | CRD 285504 |
| LIGHTCONE VENTURES → | RIA / FO | – | ROCKVILLE, MD | CRD 339044 |
| LIGHTHOUSE AMC PRIVATE LIMITED → | RIA / FO | – | MUMBAI, MAHARASHTRA | CRD 333326 |
| LIGHTHOUSE CANTON PTE LTD → | RIA / FO | – | SINGAPORE | CRD 285456 |
| Lighthouse Financial LLC → | 13F manager | – | – | CIK 2057556 |
| LIGHTHOUSE FINANCIAL SERVICES INC /ADV → | 13F manager | – | – | CIK 1068979 |
| Lighthouse Investment Partners, LLC → | 13F manager | – | – | CIK 1600344 |
| LIGHTHOUSE NETWORK VENTURES LLC → | RIA / FO | – | RICHMOND, VA | CRD 342115 |
| Lighthouse Technology Holdings Inc. → | Issuer | – | – | CIK 2136920 |
| Lighthouse Wealth Management Inc. → | 13F manager | – | – | CIK 2042810 |
| LIGHTNING CAPITAL MANAGEMENT GROUP LLC → | RIA / FO | – | – | CRD 292535 |
| LIGHTNING EXCHANGE LTD → | RIA / FO | – | DENVER, CO | CRD 336375 |
| LIGHTNING SHARK CAPITAL GROUP LTD. → | RIA / FO | – | NEW YORK, NY | CRD 338401 |
| LIGHTPATH TECHNOLOGIES INC → | Issuer | – | – | CIK 889971 |
| LIGHTROCK LLP → | RIA / FO | – | LONDON | CRD 323745 |
| Lightrock Netherlands B.V. → | 13F manager | – | – | CIK 2041485 |
| LIGHTSHED VENTURES GROUP, LP → | RIA / FO | – | – | CRD 314117 |
| LIGHTSHIFT CAPITAL MANAGEMENT LIMITED → | RIA / FO | – | ROAD TOWN, TORTOLA | CRD 323091 |
| LIGHTSPEED INDIA PARTNERS ADVISORS LLP → | RIA / FO | – | NEW DELHI | CRD 310954 |
| Lightspeed Management Company, L.L.C. → | 13F manager | – | – | CIK 1702122 |
| Lightspeed SPV-A5, LLC → | Issuer | – | – | CIK 2141637 |
| Lightspeed Velocity Fund, L.P. → | Issuer | – | – | CIK 2137275 |
| LightSquare Wealth Management, LLC → | 13F manager | – | – | CIK 2118318 |
| LIGHTSTONE VENTURES → | RIA / FO | – | PORTOLA VALLEY, CA | CRD 168121 |
| LIGHTSWITCH CAPITAL MANAGEMENT, L.P. → | RIA / FO | – | NEW YORK, NY | CRD 319223 |
| LILIUM GROUP → | RIA / FO | – | HOUSTON, TX | CRD 317404 |
| LILLY ENDOWMENT INC → | 13F manager | – | – | CIK 316011 |
| LIM ADVISORS LIMITED → | RIA / FO | – | HONG KONG | CRD 159888 |
| LIMEN MARKETS SERIES 2026-A LLC → | Issuer | – | – | CIK 2136313 |
| Limestone Investment Advisors LP → | 13F manager | – | – | CIK 2075597 |
| LIMESTONE VALUE PARTNERS, LLC → | RIA / FO | – | HOUSTON, TX | CRD 152510 |
| LIMETREE CAPITAL ADVISORS LIMITED → | RIA / FO | – | HONG KONG | CRD 336147 |
| LIMETREE CAPITAL PARTNERS HOLDINGS LIMITED → | RIA / FO | – | GRAND CAYMAN | CRD 163593 |
| LIMITLESS ASSET MANAGEMENT INC. → | RIA / FO | – | WILMINGTON, DE | CRD 332885 |
| LINCLUDEN MANAGEMENT LTD → | 13F manager | – | – | CIK 1058231 |
| LINCOLN CAPITAL CORP → | 13F manager | – | – | CIK 872359 |
| Lincoln Capital LLC → | 13F manager | – | – | CIK 1633862 |
| LINCOLN NATIONAL CORP → | 13F manager | – | – | CIK 59558 |