| Kidder Stephen W → | 13F manager | – | – | CIK 1314377 |
| KIDS CAPITAL MANAGEMENT, L.P. → | 13F manager | – | – | CIK 1909180 |
| KIDS CAPITAL MANAGEMENT, L.P. → | RIA / FO | – | LOS ANGELES, CA | CRD 287764 |
| KIECKHEFER GROUP LLC → | 13F manager | – | – | CIK 2051613 |
| KIG INVESTMENT MANAGEMENT, LLC → | RIA / FO | – | KEY BISCAYNE, FL | CRD 305498 |
| Kiker Wealth Management, LLC → | 13F manager | – | – | CIK 2042502 |
| KILCOYNE MOIRA A. → | 13F manager | – | – | CIK 0001743252 |
| KILEY JUERGENS WEALTH MANAGEMENT, LLC → | 13F manager | – | – | CIK 1723223 |
| Killalea Peter Thomas → | 13F manager | – | – | CIK 0001638728 |
| Kilner Capital Advisors, LLC → | 13F manager | – | – | CIK 2109522 |
| Kiltearn Partners LLP → | 13F manager | – | – | CIK 1582633 |
| Kilter Group LLC → | 13F manager | – | – | CIK 2058915 |
| KilterHowling LLC → | 13F manager | – | – | CIK 1759354 |
| Kim Matthew M. → | 13F manager | – | – | CIK 0002082705 |
| KIM, LLC → | 13F manager | – | – | CIK 1888968 |
| Kimelman & Baird, LLC → | 13F manager | – | – | CIK 1318103 |
| KIMMELL JOSEPH A. → | 13F manager | – | – | CIK 0001784342 |
| Kimmeridge Energy Management Company, LLC → | 13F manager | – | – | CIK 1706220 |
| KIN VENTURES MANAGEMENT COMPANY, LLC → | RIA / FO | – | – | CRD 322955 |
| KINDERGARTEN VENTURES, LLC → | RIA / FO | – | – | CRD 316404 |
| KINDRED CAPITAL ADVISORS LLC → | RIA / FO | – | NORWALK, CT | CRD 285215 |
| KINEA US ASSET MANAGEMENT LLC → | RIA / FO | – | COCONUT GROVE, FL | CRD 339762 |
| Kinetic Partners Management, LP → | 13F manager | – | – | CIK 1911448 |
| KINETIC VENTURES, L.L.C. → | RIA / FO | – | CHEVY CHASE, MD | CRD 144453 |
| KineticArc Inc. → | Issuer | – | – | CIK 2139784 |
| KINETICOS LIFE SCIENCES MANAGEMENT LLC → | RIA / FO | – | RALEIGH, NC | CRD 318515 |
| KING LUTHER CAPITAL MANAGEMENT CORP → | 13F manager | – | – | CIK 310051 |
| King Sarah H. → | 13F manager | – | – | CIK 0001700587 |
| KING STREET CAPITAL MANAGEMENT, L.P. → | 13F manager | – | – | CIK 1218199 |
| King Wealth Management Group → | 13F manager | – | – | CIK 1568235 |
| KINGBIRD INVESTMENT MANAGEMENT → | RIA / FO | – | NEWTOWN, PA | CRD 308069 |
| KINGDOM CAPITAL MANAGEMENT, INC. → | RIA / FO | – | PALM BEACH GARDENS, FL | CRD 269899 |
| Kingdom Energy Fund I Limited Partnership → | Issuer | – | – | CIK 2140595 |
| Kingdom Financial Group LLC. → | 13F manager | – | – | CIK 1962236 |
| KINGDON CAPITAL MANAGEMENT, L.L.C. → | 13F manager | – | – | CIK 1000097 |
| KINGFISHER INVESTMENT ADVISORS, LLC → | RIA / FO | – | NIWOT, CO | CRD 168144 |
| KINGSBROOK PARTNERS LP → | RIA / FO | – | NEW YORK, NY | CRD 157383 |
| Kingsbury Pictures LLC → | Issuer | – | – | CIK 2136757 |
| Kingsley Lawrence D → | 13F manager | – | – | CIK 0001301427 |
| Kingsman Wealth Management, Inc. → | 13F manager | – | – | CIK 2066184 |
| Kingstone Capital Partners Texas, LLC → | 13F manager | – | – | CIK 2057208 |
| KINGSTOWN CAPITAL → | RIA / FO | – | NEW YORK, NY | CRD 147740 |
| Kingsview Wealth Management, LLC → | 13F manager | – | – | CIK 1791965 |
| KINGSWAY CAPITAL PARTNERS LIMITED → | RIA / FO | – | LONDON | CRD 291956 |
| KINGSWOOD WEALTH ADVISORS, LLC → | 13F manager | – | – | CIK 1987855 |
| Kinloch Capital, LLC → | 13F manager | – | – | CIK 1818557 |
| Kinsale Capital Group, Inc. → | 13F manager | – | – | CIK 1669162 |
| Kintayl Capital LP → | 13F manager | – | – | CIK 2032385 |
| KINTBURY CAPITAL LLP → | RIA / FO | – | LONDON | CRD 192513 |
| Kintegral Advisory, LLC → | 13F manager | – | – | CIK 1569518 |
| KINTERRA CAPITAL CORP. → | RIA / FO | – | TORONTO, ONTARIO | CRD 321071 |
| KINTRA WEALTH, LLC → | 13F manager | – | – | CIK 1904432 |
| KINYAN CAPITAL MANAGEMENT LLC → | RIA / FO | – | NEW YORK, NY | CRD 166766 |
| KIPVEN MANAGEMENT(BVI) LTD → | RIA / FO | – | ROAD TOWN, TORTOLA | CRD 322929 |
| Kirk Rose M. → | 13F manager | – | – | CIK 0001820260 |
| KIRKOSWALD ASSET MANAGEMENT ASIA PTE. LTD. → | RIA / FO | – | SINGAPORE | CRD 341109 |
| Kirkoswald Asset Management LLC → | 13F manager | – | – | CIK 1795594 |
| KIRKOSWALD CAPITAL PARTNERS LLP → | RIA / FO | – | LONDON | CRD 171671 |
| KIRKOSWALD GLOBAL MANAGEMENT SERVICES LTD. → | RIA / FO | – | ALBANY, NEW PROVIDENCE | CRD 322811 |
| KIRMANI PARTNERS → | RIA / FO | – | LAKE MARY, FL | CRD 337612 |
| KIRR MARBACH & CO LLC /IN/ → | 13F manager | – | – | CIK 764112 |
| KIRTLAND CAPITAL PARTNERS → | RIA / FO | – | ORANGE VILLAGE, OH | CRD 159774 |
| KIRTLAND HILLS CAPITAL MANAGEMENT, LLC → | 13F manager | – | – | CIK 2019084 |
| KISH BANCORP INC → | Issuer | – | – | CIK 803742 |
| KISSNER CHARLES → | 13F manager | – | – | CIK 0001188095 |
| KITCHEN VENTURES, LLC → | RIA / FO | – | NEW YORK, NY | CRD 307423 |
| KITCHING PARTNERS, LLC → | 13F manager | – | – | CIK 2010145 |
| Kite Lake Capital Management (UK) LLP → | 13F manager | – | – | CIK 1687444 |
| KITE LAKE CAPITAL MANAGEMENT (UK) LLP → | RIA / FO | – | LONDON | CRD 168309 |
| Kite Partners Fund 9, LLC → | Issuer | – | – | CIK 2137105 |
| Kiwi Voice Assistant I I, a series of Capitalize Investments LLC → | Issuer | – | – | CIK 2136425 |
| KIWOOM ASSET MANAGEMENT ASIA PTE. LTD. → | RIA / FO | – | SINGAPORE | CRD 338581 |
| KIZE CAPITAL LP → | 13F manager | – | – | CIK 1798860 |
| KJ Capital LLC → | Issuer | – | – | CIK 2136614 |
| KKA MANAGEMENT GMBH → | RIA / FO | – | BERLIN | CRD 323240 |
| KKM Financial LLC → | 13F manager | – | – | CIK 2001943 |
| KKR ALTERNATIVE INVESTMENT MANAGEMENT → | RIA / FO | – | DUBLIN | CRD 226531 |
| Klaas Financial Asset Advisors, LLC → | 13F manager | – | – | CIK 1819279 |
| KLAKNA GROUP LTD → | RIA / FO | – | SEATTLE, WA | CRD 340430 |
| KLAR PARTNERS → | RIA / FO | – | LONDON | CRD 311707 |
| Klauder Mary N → | 13F manager | – | – | CIK 0001978019 |
| KLCM Advisors, Inc. → | 13F manager | – | – | CIK 1166620 |
| Klee Ann R. → | 13F manager | – | – | CIK 0001796076 |
| Kleeman Raymond → | 13F manager | – | – | CIK 0001923056 |
| Klehm Henry III → | 13F manager | – | – | CIK 0001363863 |
| Klein Dale E. → | 13F manager | – | – | CIK 0001493467 |
| Klein James D. → | 13F manager | – | – | CIK 0002058497 |
| KLEIN JONATHAN C → | 13F manager | – | – | CIK 0001261117 |
| Klein Karin → | 13F manager | – | – | CIK 0001670481 |
| Klein Lawrence Otto → | 13F manager | – | – | CIK 0001762583 |
| KLEIN PAVLIS & PEASLEY FINANCIAL, INC. → | 13F manager | – | – | CIK 1907480 |
| KLEINER PERKINS → | RIA / FO | – | MENLO PARK, CA | CRD 161035 |
| KLEMP WALTER V → | 13F manager | – | – | CIK 0000938419 |
| KLI ASSET MANAGEMENT LLP → | RIA / FO | – | LONDON | CRD 299898 |
| KLINGENSTEIN FIELDS & CO LP → | 13F manager | – | – | CIK 859872 |
| KLINGENSTEIN FIELDS ADVISORS → | RIA / FO | – | NEW YORK, NY | CRD 304186 |
| KLINGER.IO ADVISORS LLC → | RIA / FO | – | – | CRD 305800 |
| Klingman & Associates, LLC → | 13F manager | – | – | CIK 1662449 |
| KLINKLOANS FUND → | RIA / FO | – | GILBERT, AZ | CRD 330004 |
| KLIPPER MITCHELL S → | 13F manager | – | – | CIK 0001038859 |