| Kennebec Savings Bank → | 13F manager | – | – | CIK 2043536 |
| KENNEDY CAPITAL MANAGEMENT LLC → | 13F manager | – | – | CIK 884589 |
| KENNEDY INVESTMENT GROUP, INC. → | 13F manager | – | – | CIK 1978005 |
| Kennedy Janet H → | 13F manager | – | – | CIK 0001707323 |
| KENNICOTT CAPITAL MANAGEMENT LLC → | 13F manager | – | – | CIK 1863265 |
| Kenningham Daryl → | 13F manager | – | – | CIK 0001528681 |
| Kennon-Green & Company, LLC → | 13F manager | – | – | CIK 1963352 |
| Kennondale Capital Management LLC → | 13F manager | – | – | CIK 2055199 |
| Kenora Financial, LLC → | 13F manager | – | – | CIK 1990080 |
| Kenro Capital Education Affiliates II Pte. Ltd. → | Issuer | – | – | CIK 2141972 |
| KENSICO CAPITAL MANAGEMENT CORP → | 13F manager | – | – | CIK 1113000 |
| Kensington Asset Management, LLC → | 13F manager | – | – | CIK 1979884 |
| Kensington Investment Counsel, LLC → | 13F manager | – | – | CIK 1845536 |
| Kentucky Farm Bureau Mutual Insurance Co → | 13F manager | – | – | CIK 2131132 |
| Kentucky Retirement Systems → | 13F manager | – | – | CIK 1537783 |
| Kentucky Retirement Systems Insurance Trust Fund → | 13F manager | – | – | CIK 1584686 |
| Kentucky Trust Co → | 13F manager | – | – | CIK 2054100 |
| KEPHA PARTNERS MANAGEMENT LLC → | RIA / FO | – | WALTHAM, MA | CRD 161541 |
| Kepler Cheuvreux (Suisse) SA → | 13F manager | – | – | CIK 2096459 |
| Kepos Capital LP → | 13F manager | – | – | CIK 1512020 |
| KEPPEL CREDIT FUND MANAGEMENT PTE LTD → | RIA / FO | – | SINGAPORE | CRD 331035 |
| KEPPEL FUND MANAGEMENT LIMITED → | RIA / FO | – | SINGAPORE | CRD 162842 |
| Kera Capital Partners, Inc. → | 13F manager | – | – | CIK 2040353 |
| Kercheville Advisors, LLC → | 13F manager | – | – | CIK 1890748 |
| KERNS CAPITAL MANAGEMENT, LLC → | RIA / FO | – | – | CRD 322713 |
| KEROGEN CAPITAL (UK) LIMITED → | RIA / FO | – | LONDON | CRD 295043 |
| KEROGEN CAPITAL (ASIA) LIMITED → | RIA / FO | – | HONG KONG | CRD 164934 |
| KEROGEN CAPITAL II LIMITED → | RIA / FO | – | GRAND CAYMAN | CRD 295054 |
| KERR FINANCIAL PLANNING Corp → | 13F manager | – | – | CIK 2095947 |
| Kerrigan Dennis Francis → | 13F manager | – | – | CIK 0001799888 |
| Kerrisdale Advisers, LLC → | 13F manager | – | – | CIK 1569688 |
| Kerusso Capital Management LLC → | 13F manager | – | – | CIK 2029597 |
| Kesler Dale Craig → | 13F manager | – | – | CIK 0001470946 |
| Kesler, Norman & Wride, LLC → | 13F manager | – | – | CIK 1840455 |
| KESSLER BERND F → | 13F manager | – | – | CIK 0001481618 |
| Kessler Investment Group, LLC → | 13F manager | – | – | CIK 1525947 |
| KESTENBAUM CAPITAL, LLC → | RIA / FO | – | – | CRD 323268 |
| KESTER CAPITAL LLP → | RIA / FO | – | LONDON | CRD 174588 |
| Kestra Advisory Services, LLC → | 13F manager | – | – | CIK 1830819 |
| KESTRA INSTITUTIONAL SERVICES, LLC → | RIA / FO | – | AUSTIN, TX | CRD 151790 |
| Kestra Investment Management, LLC → | 13F manager | – | – | CIK 1962449 |
| KESTRA PRIVATE WEALTH SERVICES, LLC → | 13F manager | – | – | CIK 1649451 |
| KESTREL INVESTMENT MANAGEMENT CORP → | 13F manager | – | – | CIK 917579 |
| KESTREL0X1 → | RIA / FO | – | – | CRD 329704 |
| Keswani Sanjay Chandru → | 13F manager | – | – | CIK 0001818524 |
| Ketron Financial → | 13F manager | – | – | CIK 2113129 |
| KETTLE HILL CAPITAL MANAGEMENT, LLC → | 13F manager | – | – | CIK 1387369 |
| Keudell/Morrison Wealth Management → | 13F manager | – | – | CIK 1785498 |
| KEVER JIM D → | 13F manager | – | – | CIK 0001105965 |
| KEY 1 CAPITAL MANAGEMENT LTD → | RIA / FO | – | HERZLIYA | CRD 331433 |
| Key Capital Management, INC → | 13F manager | – | – | CIK 2107249 |
| Key Client Fiduciary Advisors, LLC → | 13F manager | – | – | CIK 1912612 |
| Key FInancial Inc → | 13F manager | – | – | CIK 1801720 |
| KEY INVESTMENT MANAGEMENT, LLC → | RIA / FO | – | CHICAGO, IL | CRD 342226 |
| KEY INVESTMENT PARTNERS LLC → | RIA / FO | – | DENVER, CO | CRD 299384 |
| KEYBANC CAPITAL MARKETS RESEARCH, LLC → | RIA / FO | – | CLEVELAND, OH | CRD 326557 |
| KEYBANK NATIONAL ASSOCIATION/OH → | 13F manager | – | – | CIK 1089877 |
| Keyes, Stange & Wooten Wealth Management, LLC → | 13F manager | – | – | CIK 2011352 |
| Keyframe Capital Partners, L.P. → | 13F manager | – | – | CIK 1830175 |
| KEYHAVEN CAPITAL PARTNERS LIMITED → | RIA / FO | – | LONDON | CRD 146544 |
| KEYNOTE FINANCIAL SERVICES LLC → | 13F manager | – | – | CIK 2026127 |
| KEYROCK CAPITAL MANAGEMENT LIMITED → | RIA / FO | – | HONG KONG | CRD 299521 |
| KEYSTONE BITCOIN → | RIA / FO | – | PITTSBURGH, PA | CRD 338785 |
| Keystone Financial Group → | 13F manager | – | – | CIK 1729299 |
| Keystone Financial Group, Inc. → | 13F manager | – | – | CIK 2053642 |
| Keystone Financial Planning, Inc. → | 13F manager | – | – | CIK 1596906 |
| KEYSTONE FINANCIAL RESOURCES, LLC → | RIA / FO | – | BRENTWOOD, TN | CRD 341495 |
| Keystone Financial Services → | 13F manager | – | – | CIK 1865158 |
| Keystone Financial Services, LLC → | 13F manager | – | – | CIK 2046033 |
| Keystone Global Partners, LLC → | 13F manager | – | – | CIK 1764057 |
| KEYSTONE GROUP, L.P. → | 13F manager | – | – | CIK 806250 |
| KEYSTONE INVESTORS PTE. LTD. → | RIA / FO | – | SINGAPORE, SINGAPORE | CRD 318768 |
| Keystone Opportunity Fund 1 LLC → | Issuer | – | – | CIK 2139675 |
| KEYSTONE VENTURE TRUST INC. → | RIA / FO | – | COLORADO SPRINGS, CO | CRD 340534 |
| Keystone Wealth Services, LLC → | 13F manager | – | – | CIK 1866189 |
| KEYTONE VENTURES → | RIA / FO | – | HONG KONG | CRD 163386 |
| KEYVANTAGE WEALTH, LLC → | 13F manager | – | – | CIK 2050555 |
| KEYWISE CAPITAL MANAGEMENT (HK) Ltd → | 13F manager | – | – | CIK 1474069 |
| KFA Private Wealth Group, LLC → | 13F manager | – | – | CIK 1800556 |
| KFG WEALTH MANAGEMENT, LLC → | 13F manager | – | – | CIK 1919344 |
| KG Capital Management → | 13F manager | – | – | CIK 1771687 |
| KG FUNDS MANAGEMENT → | RIA / FO | – | NEW YORK, NY | CRD 163281 |
| KH2 CAPITAL MANAGEMENT LTD → | RIA / FO | – | TEL AVIV | CRD 340235 |
| KHALL LLC → | 13F manager | – | – | CIK 1569242 |
| Khan Imran → | 13F manager | – | – | CIK 1699292 |
| KHANER CAPITAL LP → | RIA / FO | – | NEW YORK, NY | CRD 163013 |
| Khanna Somesh → | 13F manager | – | – | CIK 0002050456 |
| Khator Renu → | 13F manager | – | – | CIK 0001694495 |
| KHAYKIN OLEG → | 13F manager | – | – | CIK 0001278725 |
| KHIS Custodian LP → | 13F manager | – | – | CIK 2055575 |
| KHOSLA VENTURES, LLC → | RIA / FO | – | MENLO PARK, CA | CRD 162910 |
| Khrom Capital Management LLC → | 13F manager | – | – | CIK 1877963 |
| KHT Software Inc. → | Issuer | – | – | CIK 2141227 |
| Khurana Akash → | 13F manager | – | – | CIK 0001832407 |
| Kiai Parsa → | 13F manager | – | – | CIK 0001766850 |
| KIARA ADVISORS PTE LTD → | RIA / FO | – | SINGAPORE | CRD 284221 |
| Kibo Health Inc. → | Issuer | – | – | CIK 2139820 |
| KICKING HORSE INVESTMENT MANAGEMENT, LLC → | RIA / FO | – | PLANO, TX | CRD 163974 |
| KICKSTAND VENTURES, LLC. → | 13F manager | – | – | CIK 2000355 |
| KICKSTART CAPITAL, LLC → | RIA / FO | – | COTTONWOOD HEIGHTS, UT | CRD 167541 |