| JSSI AVIATION CAPITAL MANAGEMENT, LLC → | RIA / FO | – | CHICAGO, IL | CRD 339540 |
| JST CAPITAL ADVISORS, LLC → | RIA / FO | – | HEWLETT, NY | CRD 337205 |
| JSTAR FUND MANAGERS → | RIA / FO | – | – | CRD 336372 |
| JSTAR HORIZON GP II, LLC → | RIA / FO | – | – | CRD 336291 |
| JT Stratford LLC → | 13F manager | – | – | CIK 1689013 |
| JTC AIFM SOLUTIONS UK → | RIA / FO | – | LONDON | CRD 341207 |
| JTC Employer Solutions Trustee Ltd → | 13F manager | – | – | CIK 1875645 |
| JTM EQUITY PARTNERS, LLC → | RIA / FO | – | BROOKLYN, NY | CRD 341181 |
| JU-0515 Fund I, a series of Sajid Rahman Angel Funds, LP → | Issuer | – | – | CIK 2136410 |
| Judlowe Michael → | 13F manager | – | – | CIK 0001882560 |
| JUJO PARTNERS, LLC → | RIA / FO | – | NEW YORK, NY | CRD 340601 |
| Julii Holdings LLC → | Issuer | – | – | CIK 2141403 |
| JUMP CAPITAL → | RIA / FO | – | CHICAGO, IL | CRD 283024 |
| Jump Financial, LLC → | 13F manager | – | – | CIK 1831577 |
| JUMPSPEED VENTURES → | RIA / FO | – | – | CRD 305822 |
| JUMPSTART HEALTH → | RIA / FO | – | NASHVILLE, TN | CRD 309720 |
| JUNA EQUITY PARTNERS, LP → | RIA / FO | – | – | CRD 282372 |
| JUNCTION ENERGY CAPITAL, LLC → | RIA / FO | – | HOUSTON, TX | CRD 298430 |
| JUNCTURE WEALTH STRATEGIES, LLC → | 13F manager | – | – | CIK 1632866 |
| Jung Alexandra A → | 13F manager | – | – | CIK 0001760265 |
| JUNGLE ROCK CAPITAL → | RIA / FO | – | LONDON | CRD 340055 |
| JUNGLE VENTURES PTE LTD → | RIA / FO | – | SINGAPORE | CRD 283090 |
| Juniper Capital Advisors, L.P. → | 13F manager | – | – | CIK 2011609 |
| JUNIPER CAPITAL MANAGEMENT, LLC → | RIA / FO | – | DALLAS, TX | CRD 289115 |
| JUNIPER GP, LLC → | RIA / FO | – | CLARKSVILLE, IN | CRD 339533 |
| Juniper Hill Capital Management LP → | 13F manager | – | – | CIK 1803460 |
| Juniper Investment Company, LLC → | 13F manager | – | – | CIK 1794034 |
| JUNIPER VENTURES MANAGEMENT, LLC → | RIA / FO | – | – | CRD 338723 |
| Junk Investment Group, LLC → | 13F manager | – | – | CIK 2112570 |
| Juno Financial Group LLC → | 13F manager | – | – | CIK 2106874 |
| JUNO INVESTMENT PARTNERS → | RIA / FO | – | DEN HAAG | CRD 171870 |
| Junto Capital Management LP → | 13F manager | – | – | CIK 1595880 |
| JUPITER ASSET MANAGEMENT LTD → | 13F manager | – | – | CIK 1215838 |
| Jupiter Wealth Management LLC → | 13F manager | – | – | CIK 1774207 |
| JUVO VENTURES, LLC → | RIA / FO | – | SALT LAKE CITY, UT | CRD 331443 |
| Juvvadi CM Fund, LLC → | Issuer | – | – | CIK 2137723 |
| JUXTA CAPITAL MANAGEMENT LLC → | RIA / FO | – | NEW YORK, NY | CRD 335475 |
| Juxta Opportunities 5 LLC → | Issuer | – | – | CIK 2137152 |
| JUXTAPOSE → | RIA / FO | – | NEW YORK, NY | CRD 322239 |
| JVEC Alliance Mixed Use LLC → | Issuer | – | – | CIK 2137011 |
| jvl associates llc → | 13F manager | – | – | CIK 1915765 |
| JVP → | RIA / FO | – | JERUSALEM | CRD 162835 |
| JW Asset Management, LLC → | 13F manager | – | – | CIK 1549738 |
| JWBC MANAGEMENT, LLC → | RIA / FO | – | RAMSEY, NJ | CRD 290574 |
| JWS CAPITAL ADVISORS, LLC → | RIA / FO | – | – | CRD 301248 |
| K PROPERTY MANAGER, LLC → | RIA / FO | – | WESTPORT, CT | CRD 292563 |
| K.J. Harrison & Partners Inc → | 13F manager | – | – | CIK 1418359 |
| K1-0514 Fund I, a series of Exitfund Venture, LP → | Issuer | – | – | CIK 2136125 |
| K2 CAPITAL ADV, LLC → | RIA / FO | – | DOWAGIAC, MI | CRD 318055 |
| K2 Financial Inc. → | 13F manager | – | – | CIK 2044711 |
| K2 MANAGEMENT CO. → | RIA / FO | – | GRAND CAYMAN | CRD 324175 |
| K2 PRINCIPAL FUND, L.P. → | 13F manager | – | – | CIK 1461790 |
| K2 VENTURE MANAGEMENT LIMITED → | RIA / FO | – | GRAND CAYMAN | CRD 324174 |
| K50 VENTURES → | RIA / FO | – | ENCINITAS, CA | CRD 326197 |
| K8 MANAGEMENT, LLC → | RIA / FO | – | BROOKLYN, NY | CRD 327369 |
| K9 VENTURES, LLC → | RIA / FO | – | PALO ALTO, CA | CRD 165537 |
| KADENSA CAPITAL LIMITED → | RIA / FO | – | CENTRAL | CRD 285524 |
| KADENSA CAPITAL Ltd → | 13F manager | – | – | CIK 1720980 |
| Kadri Ilham → | 13F manager | – | – | CIK 0001566514 |
| KAE CAPITAL MANAGEMENT PRIVATE LIMITED → | RIA / FO | – | MUMBAI | CRD 175414 |
| Kaenon Systems, LLC → | Issuer | – | – | CIK 2141693 |
| Kagan Cocozza Asset Management → | 13F manager | – | – | CIK 2064489 |
| KAHN BROTHERS GROUP INC → | 13F manager | – | – | CIK 1039565 |
| KAI MANAGEMENT GROUP, LLC → | RIA / FO | – | NEW YORK, NY | CRD 326826 |
| KAILASH CAPITAL RESEARCH LLC → | RIA / FO | – | – | CRD 304509 |
| Kailix Advisors LLC → | 13F manager | – | – | CIK 1970731 |
| KAIROI FUND MANAGEMENT, LLC → | RIA / FO | – | SAN ANTONIO, TX | CRD 329168 |
| KAIROS HEALTH CAPITAL MANAGEMENT, LLC → | RIA / FO | – | – | CRD 329879 |
| KAIROS INVESTMENT ADVISORS, LLC → | RIA / FO | – | NEW YORK, NY | CRD 310502 |
| KAIROS MANAGERS, LLC → | RIA / FO | – | NEW YORK, NY | CRD 291857 |
| KAIROS VENTURE INVESTMENTS, LLC → | RIA / FO | – | BEVERLY HILLS, CA | CRD 281869 |
| Kaizen Financial Strategies → | 13F manager | – | – | CIK 1842013 |
| KAIZEN INVESTMENT MANAGEMENT PTE. LTD → | RIA / FO | – | SINGAPORE | CRD 329370 |
| KALAARI CAPITAL ADVISORS PVT LTD → | RIA / FO | – | BANGALORE | CRD 162999 |
| Kalea Ventures Funds LLC - Series 1 → | Issuer | – | – | CIK 2141596 |
| Kalea Ventures Funds LLC - Series 3 → | Issuer | – | – | CIK 2141588 |
| Kalea Ventures Funds LLC - Series I ECT → | Issuer | – | – | CIK 2137434 |
| Kalea Ventures Funds LLC - Series I XHS → | Issuer | – | – | CIK 2137433 |
| Kalehua Capital Management LLC → | 13F manager | – | – | CIK 2106181 |
| KALEHUA CAPITAL MANAGEMENT LLC → | RIA / FO | – | DALLAS, TX | CRD 325290 |
| KALEIDO CAPITAL PARTNERS LIMITED → | RIA / FO | – | HONG KONG | CRD 342284 |
| KALEIDOSCOPE CAPITAL LP → | 13F manager | – | – | CIK 1702912 |
| KALEIDOSCOPE FUND I, LP → | Issuer | – | – | CIK 2141295 |
| KALKA INVESTMENT MANAGEMENT, LLC → | RIA / FO | – | WHITE PLAINS, NY | CRD 175274 |
| KALMIA ADVISORS INC. → | RIA / FO | – | ROCKVILLE CENTRE, NY | CRD 311763 |
| Kalumet Partners AssortAI SPV a Series of CGF2021 LLC → | Issuer | – | – | CIK 2138107 |
| KALYSTA CAPITAL PRIVATE LTD MAURITIUS → | RIA / FO | – | PORT-LOUIS | CRD 175454 |
| KAMERRA HOLDINGS, LLC → | RIA / FO | – | AUSTIN, TX | CRD 334548 |
| Kampmann Melissa S. → | 13F manager | – | – | CIK 1999898 |
| Kamunting Street Capital Management, L.P. → | 13F manager | – | – | CIK 1317267 |
| KANAWHA CAPITAL MANAGEMENT LLC → | 13F manager | – | – | CIK 1164478 |
| KANDERS WARREN B → | 13F manager | – | – | CIK 0000935577 |
| Kane Co Wealth Management, Inc. → | 13F manager | – | – | CIK 2109915 |
| KANE INVESTMENT MANAGEMENT, INC. → | 13F manager | – | – | CIK 2056671 |
| Kane Katharine → | 13F manager | – | – | CIK 0002032065 |
| Kanen Wealth Management LLC → | 13F manager | – | – | CIK 1681614 |
| KANTAME CAPITAL PARTNERS → | RIA / FO | – | DOVER, DE | CRD 343068 |
| Kapenstein James M. → | 13F manager | – | – | CIK 0002140162 |
| Kapitalo Investimentos Ltda → | 13F manager | – | – | CIK 1798686 |
| KAPOR CAPITAL MANAGEMENT COMPANY L.L.C. → | RIA / FO | – | OAKLAND, CA | CRD 317692 |