| Ironsides Asset Advisors, LLC → | 13F manager | – | – | CIK 1615135 |
| Ironsides LLC → | Issuer | – | – | CIK 2136817 |
| IRONSPRING, LLC → | RIA / FO | – | AUSTIN, TX | CRD 304355 |
| Ironvine Capital Partners, LLC → | 13F manager | – | – | CIK 1730478 |
| IRONWOOD CAPITAL CONNECTICUT I LLC → | RIA / FO | – | AVON, CT | CRD 321171 |
| Ironwood Financial, llc → | 13F manager | – | – | CIK 1630360 |
| Ironwood Investment Counsel, LLC → | 13F manager | – | – | CIK 1330463 |
| IRONWOOD INVESTMENT MANAGEMENT LLC → | 13F manager | – | – | CIK 1127761 |
| IRONWOOD WEALTH MANAGEMENT, INC. → | 13F manager | – | – | CIK 1844821 |
| Ironwood Wealth Management, LLC. → | 13F manager | – | – | CIK 1692820 |
| IROQUOIS CAPITAL MANAGEMENT, LLC → | RIA / FO | – | SCARSDALE, NY | CRD 159769 |
| Irth Capital Management LP → | 13F manager | – | – | CIK 2046144 |
| IRVING PLACE CAPITAL MANAGEMENT, L.P. → | RIA / FO | – | NEW YORK, NY | CRD 157579 |
| ISA VENTURES FUND MANAGEMENT, LLC → | RIA / FO | – | CEDAR RAPIDS, IA | CRD 310048 |
| Isabella Capital Management LLP → | 13F manager | – | – | CIK 2134988 |
| ISABELLA CAPITAL MANAGEMENT LLP → | RIA / FO | – | WESTMINSTER, LONDON | CRD 337760 |
| iSAM Funds (UK) Ltd → | 13F manager | – | – | CIK 1919867 |
| ISECTORS, LLC → | RIA / FO | – | APPLETON, WI | CRD 147589 |
| ISEED VENTURES, LLC → | RIA / FO | – | SAN FRANCISCO, CA | CRD 297342 |
| ISELECT FUND MANAGEMENT, LLC → | RIA / FO | – | ST. LOUIS, MO | CRD 285182 |
| ISHANA CAPITAL LIMITED → | RIA / FO | – | HONG KONG | CRD 289388 |
| Ishara Investments LP → | 13F manager | – | – | CIK 2111609 |
| Ishaug Anthony D → | 13F manager | – | – | CIK 0001444464 |
| Islander Capital Partners, L.P. → | 13F manager | – | – | CIK 2081714 |
| ISLANDER CAPITAL PARTNERS, L.P. → | RIA / FO | – | SAN FRANCISCO, CA | CRD 326856 |
| ISLAY CAPITAL MANAGEMENT, LLC → | 13F manager | – | – | CIK 1738560 |
| ISOMER CAPITAL LLP → | RIA / FO | – | LONDON | CRD 331630 |
| ISQ Cube Safety Co-Invest, L.P. → | Issuer | – | – | CIK 2136287 |
| ISRAEL CLEANTECH VENTURES → | RIA / FO | – | RA'ANANA | CRD 162838 |
| Israel Discount Bank of New York → | 13F manager | – | – | CIK 1706511 |
| ISTANBUL PORTFOY YONETIMI A.S. → | RIA / FO | – | ISTANBUL | CRD 339095 |
| Istavridis Eleni → | 13F manager | – | – | CIK 0001828780 |
| ISTHMUS PARTNERS, LLC → | 13F manager | – | – | CIK 1639666 |
| ISV MANAGEMENT COMPANY, LLC → | RIA / FO | – | WEST PALM BEACH, FL | CRD 317760 |
| ISV MC, LLC → | RIA / FO | – | WEST PALM BEACH, FL | CRD 339779 |
| ISV Titan Opportunity Fund II, L.P. → | Issuer | – | – | CIK 2138366 |
| ISZO CAPITAL MANAGEMENT LP → | RIA / FO | – | NEW YORK, NY | CRD 314316 |
| ITAU BBA USA SECURITIES, INC. → | RIA / FO | – | NEW YORK, NY | CRD 118817 |
| Itau Unibanco Holding S.A. → | 13F manager | – | – | CIK 1132597 |
| ITC BROADBAND MANAGER LLC → | RIA / FO | – | WEST POINT, GA | CRD 316246 |
| ITERATIVE CAPITAL, LLC → | RIA / FO | – | – | CRD 310995 |
| ITHAKA GROUP LLC → | 13F manager | – | – | CIK 1484043 |
| ITHAKA INFRASTRUCTURE PARTNERS SGEIC, S.L. → | RIA / FO | – | MADRID | CRD 340955 |
| Its Electric by IIH a Series of Clutch Capital LLC → | Issuer | – | – | CIK 2138759 |
| IUS Paragon, LLC → | Issuer | – | – | CIK 2140646 |
| IVC Wealth Advisors LLC → | 13F manager | – | – | CIK 1842811 |
| IVM GROUP, LLC → | RIA / FO | – | – | CRD 300762 |
| Ivory Union Consulting Ltd → | 13F manager | – | – | CIK 2065347 |
| IVP ADVISORY CO. LTD → | RIA / FO | – | – | CRD 170944 |
| IVY LANE CAPITAL MANAGEMENT, LLC → | 13F manager | – | – | CIK 1839851 |
| IVYCAP VENTURES ADVISORS PRIVATE LIMITED → | RIA / FO | – | MUMBAI, MAHARASHTRA | CRD 332304 |
| IvyRock Asset Management (HK) Ltd → | 13F manager | – | – | CIK 1809525 |
| Iyo Bank, Ltd. → | 13F manager | – | – | CIK 1890435 |
| J Digital 6 LLC → | 13F manager | – | – | CIK 2090663 |
| J HAGAN CAPITAL, INC. → | 13F manager | – | – | CIK 2059107 |
| J PARK MANAGEMENT LLC → | RIA / FO | – | NEW YORK, NY | CRD 327000 |
| J VENTURES → | RIA / FO | – | – | CRD 327387 |
| J-INC → | RIA / FO | – | MINATO-KU, TOKYO | CRD 339052 |
| J-STAR CO., LTD. → | RIA / FO | – | CHIYODA, TOKYO | CRD 287541 |
| J. Derek Lewis & Associates Inc. → | 13F manager | – | – | CIK 2077884 |
| J. Goldman & Co LP → | 13F manager | – | – | CIK 1412741 |
| J. H. Whitney Equity Partners VI, LLC → | 13F manager | – | – | CIK 1394517 |
| J. L. Bainbridge & Co., Inc. → | 13F manager | – | – | CIK 1742315 |
| J. Mark Nickell & Co. → | 13F manager | – | – | CIK 1811161 |
| J. P. BRINKER UYS & CO., LLC → | RIA / FO | – | ATLANTA, GA | CRD 166050 |
| J. R. Prunier Capital Management LLC → | 13F manager | – | – | CIK 2136331 |
| J. Safra Sarasin Holding AG → | 13F manager | – | – | CIK 1890222 |
| J. Stern & Co. LLP → | 13F manager | – | – | CIK 2011335 |
| J. STONE MANAGEMENT LLC → | RIA / FO | – | SAN JUAN, PR | CRD 324516 |
| J. Team Financial, Inc. → | 13F manager | – | – | CIK 2107629 |
| J.D. CAPITAL PARTNERS LLC → | RIA / FO | – | WELLESLEY, MA | CRD 125053 |
| J.E. Simmons & Co., P.C. → | 13F manager | – | – | CIK 2111381 |
| J.H. Whitney Equity Partners VII, LLC → | 13F manager | – | – | CIK 1567459 |
| J.M. Arbour, LLC → | 13F manager | – | – | CIK 2099154 |
| J.P. Marvel Investment Advisors, LLC → | 13F manager | – | – | CIK 1426755 |
| J.Safra Asset Management Corp → | 13F manager | – | – | CIK 1535293 |
| J.W. COLE ADVISORS, INC. → | 13F manager | – | – | CIK 1404763 |
| J17 US MANAGEMENT INC. → | RIA / FO | – | SAN FRANCISCO, CA | CRD 340218 |
| J2 Capital Management Inc → | 13F manager | – | – | CIK 1586882 |
| J2 PARTNERS LLC → | RIA / FO | – | – | CRD 299886 |
| J2 VENTURES ADVISORS, LLC → | RIA / FO | – | BOSTON, MA | CRD 317140 |
| JA Landcraft LP → | Issuer | – | – | CIK 2141932 |
| JAB CAPITAL MANAGEMENT, LLC → | RIA / FO | – | MIAMI BEACH, FL | CRD 320809 |
| JAB CONSUMER FUND MANAGEMENT SARL → | RIA / FO | – | LUXEMBOURG | CRD 299567 |
| JABODON PT CO → | 13F manager | – | – | CIK 1594167 |
| Jabur Bittar Rafael → | 13F manager | – | – | CIK 0002119897 |
| JAC ADVISORS, LLC → | RIA / FO | – | GUAYNABO, PR | CRD 329700 |
| JAC CAPITAL MANAGEMENT LLC → | RIA / FO | – | TEMECULA, CA | CRD 335015 |
| Jack-PE-0601 Fund I, a series of Platform Funds 2026, LP → | Issuer | – | – | CIK 2140277 |
| Jacks Tyler → | 13F manager | – | – | CIK 0001464237 |
| Jackson Brooke LLC → | 13F manager | – | – | CIK 2125215 |
| Jackson Creek Investment Advisors LLC → | 13F manager | – | – | CIK 1831003 |
| Jackson Darryl R. → | 13F manager | – | – | CIK 0001876062 |
| Jackson Denise L → | 13F manager | – | – | CIK 0001320242 |
| JACKSON HILL ADVISORS, LLC → | 13F manager | – | – | CIK 1911159 |
| Jackson Hole Capital Partners, LLC → | 13F manager | – | – | CIK 1767049 |
| Jackson Peter Lee → | 13F manager | – | – | CIK 0001970011 |
| JACKSON ROSE MANAGEMENT LLC → | RIA / FO | – | SEASIDE PARK, NJ | CRD 334410 |
| JACKSON SQUARE CAPITAL, LLC → | 13F manager | – | – | CIK 1812178 |
| JACKSON SQUARE VENTURES MANAGEMENT COMPANY, LLC → | RIA / FO | – | SAN FRANCISCO, CA | CRD 170928 |