| INUKA CAPITAL, LLC → | RIA / FO | – | – | CRD 325173 |
| INUSA CAPITAL LLC → | RIA / FO | – | WILMINGTON, DE | CRD 342271 |
| INUSA CAPITAL SPV II, LLC → | Issuer | – | – | CIK 2137658 |
| Invariant Investment Management → | 13F manager | – | – | CIK 1850871 |
| INVASCENT ILSF MANAGER LLP → | RIA / FO | – | GANDHINAGAR | CRD 331918 |
| INVENIO WEALTH PARTNERS LLC → | 13F manager | – | – | CIK 1989341 |
| INVENIRE CAPITAL, LLC → | RIA / FO | – | RIDGEFIELD, CT | CRD 289715 |
| Invenomic Capital Management LP → | 13F manager | – | – | CIK 1769456 |
| Invera Wealth Advisors, LLC → | 13F manager | – | – | CIK 1976780 |
| INVERDALE CAPITAL MANAGEMENT, LLC → | RIA / FO | – | DALLAS, TX | CRD 165861 |
| Invesco Advisers, Inc. → | 13F manager | – | – | CIK 0000020430 |
| Invesco Ltd. → | 13F manager | – | – | CIK 914208 |
| Invesco Realty, Inc. → | 13F manager | – | – | CIK 0001992686 |
| INVEST APPALACHIA FUND MANAGER LLC → | RIA / FO | – | ASHEVILLE, NC | CRD 323052 |
| INVESTCORP CREDIT MANAGEMENT EU LIMITED → | RIA / FO | – | LONDON, ENGLAND | CRD 159878 |
| INVESTCORP SECURITIES LIMITED → | RIA / FO | – | LONDON, ENGLAND | CRD 287521 |
| INVESTEC ALTERNATIVE INVESTMENT MANAGEMENT → | RIA / FO | – | LONDON | CRD 339589 |
| INVESTECO CAPITAL → | RIA / FO | – | TORONTO | CRD 282721 |
| INVESTED ADVISORS → | 13F manager | – | – | CIK 2090165 |
| Investidor Profissional Gestao de Recursos Ltda. → | 13F manager | – | – | CIK 1953154 |
| INVESTINDUSTRIAL ADVISORS LIMITED → | RIA / FO | – | LONDON | CRD 163406 |
| Investmark Advisory Group LLC → | 13F manager | – | – | CIK 1926349 |
| Investment Advisory Group, LLC → | 13F manager | – | – | CIK 1910273 |
| Investment Advisory Services Group LLC → | 13F manager | – | – | CIK 2099157 |
| INVESTMENT ADVISORY SERVICES INC /TX /ADV → | 13F manager | – | – | CIK 925953 |
| INVESTMENT COUNSEL CO OF NEVADA → | 13F manager | – | – | CIK 2056576 |
| INVESTMENT HOUSE LLC → | 13F manager | – | – | CIK 1566030 |
| Investment Insight Wealth Management, LLC → | 13F manager | – | – | CIK 1737917 |
| INVESTMENT MANAGEMENT ASSOCIATES INC /ADV → | 13F manager | – | – | CIK 52024 |
| INVESTMENT MANAGEMENT CORP /VA/ /ADV → | 13F manager | – | – | CIK 789307 |
| Investment Management Corp of Ontario → | 13F manager | – | – | CIK 1811568 |
| Investment Management Trust, LLC → | 13F manager | – | – | CIK 2131759 |
| Investment Partners Asset Management, Inc. → | 13F manager | – | – | CIK 1384416 |
| INVESTMENT PARTNERS, LTD. → | 13F manager | – | – | CIK 1050068 |
| Investment Planning Advisors, Inc. → | 13F manager | – | – | CIK 2024049 |
| Investment Research & Advisory Group, Inc. → | 13F manager | – | – | CIK 1802136 |
| Investment Research Partners LLC → | 13F manager | – | – | CIK 2069274 |
| INVESTMENT STRATEGIES FUND MANAGEMENT LLC → | RIA / FO | – | NEW YORK CITY, NY | CRD 139134 |
| Investments & Financial Planning, LLC → | 13F manager | – | – | CIK 1909307 |
| INVESTOR AB → | 13F manager | – | – | CIK 889232 |
| Investor's Fiduciary Advisor Network, LLC → | 13F manager | – | – | CIK 2044901 |
| INVESTORS ASSET MANAGEMENT OF GEORGIA INC /GA/ /ADV → | 13F manager | – | – | CIK 867926 |
| Investors Portfolio Services LLC → | 13F manager | – | – | CIK 2073833 |
| Investors Research Corp → | 13F manager | – | – | CIK 1730630 |
| Investors Towarzystwo Funduszy Inwestycyjnych Spolka Akcyjna → | 13F manager | – | – | CIK 2079571 |
| InvesTrust → | 13F manager | – | – | CIK 2050848 |
| INVESTSORNAY → | RIA / FO | – | GRAND CAYMAN | CRD 315330 |
| Investure, LLC → | 13F manager | – | – | CIK 1476993 |
| INVESTX ASSET MANAGEMENT LLC → | RIA / FO | – | NEW YORK, NY | CRD 321985 |
| INVESTX MASTER GP1 INC. → | RIA / FO | – | VANCOUVER, BRITISH COLUMBIA | CRD 305400 |
| INVEXT SEAX FUND III A SERIES OF INVEXT LLC → | Issuer | – | – | CIK 2139743 |
| INVICTUS PRIVATE WEALTH, LLC → | 13F manager | – | – | CIK 1939208 |
| INVICTUS RG PTE. LTD. → | RIA / FO | – | HAMILTON | CRD 282352 |
| INVISION MANAGEMENT INC. → | RIA / FO | – | CHICAGO, IL | CRD 330151 |
| INVIVIUM CAPITAL → | RIA / FO | – | CHICAGO, IL | CRD 328170 |
| Invst, LLC → | 13F manager | – | – | CIK 1867587 |
| INYAREK RNG MANAGEMENT, LP → | RIA / FO | – | DEDHAM, MA | CRD 329308 |
| IOLAR VENTURES → | RIA / FO | – | – | CRD 327957 |
| ION ASSET MANAGEMENT → | RIA / FO | – | HERZLIYA, CENTRE | CRD 342243 |
| ION Crossover Partners Ltd → | 13F manager | – | – | CIK 1803307 |
| ION CROSSOVER PARTNERS LTD → | RIA / FO | – | HERZLIYA | CRD 315037 |
| ION Fund Management Ltd → | 13F manager | – | – | CIK 2105906 |
| ION MACRO MANAGEMENT LLC → | RIA / FO | – | NEW YORK, NY | CRD 333540 |
| Ion Pacific Ostrich Zeta LLC → | Issuer | – | – | CIK 2138391 |
| ION PRIVATE EQUITY PARTNERS LTD. → | RIA / FO | – | HERZLIYA, ISRAEL | CRD 342586 |
| Ionic Capital Management LLC → | 13F manager | – | – | CIK 1386462 |
| Ionic Convex Strategies Fund II LLC → | Issuer | – | – | CIK 2137539 |
| Iowa State Bank → | 13F manager | – | – | CIK 1546967 |
| IPG Investment Advisors LLC → | 13F manager | – | – | CIK 1602237 |
| Ipsen Advisor Group LLC → | 13F manager | – | – | CIK 1964922 |
| Ipswich Investment Management Co., Inc. → | 13F manager | – | – | CIK 1463753 |
| IPV → | RIA / FO | – | – | CRD 162479 |
| IQ EQ FUND MANAGEMENT (IRELAND) LIMITED → | RIA / FO | – | DUBLIN 2 | CRD 171792 |
| IQ EQ FUND MANAGEMENT (IRELAND) Ltd → | 13F manager | – | – | CIK 1620943 |
| IQ EQ MANAGEMENT → | RIA / FO | – | PARIS | CRD 331607 |
| IQEQ FUND MANAGEMENT (LUXEMBOURG) S.A. → | RIA / FO | – | LUXEMBOURG, LUXEMBOURG | CRD 316554 |
| IRE (CAYMAN) LIMITED → | RIA / FO | – | GRAND CAYMAN | CRD 162075 |
| IREF CAPITAL PARTNERS LLC → | RIA / FO | – | ATLANTA, GA | CRD 334012 |
| Irenic Capital Management LP → | 13F manager | – | – | CIK 1929389 |
| IREX V Diversified Portfolio DST → | Issuer | – | – | CIK 2136591 |
| IRICK JAIME A → | 13F manager | – | – | CIK 0001695807 |
| IRIDIAN ASSET MANAGEMENT LLC/CT → | 13F manager | – | – | CIK 1033427 |
| IRIS CAPITAL GROUP LLC → | RIA / FO | – | – | CRD 323089 |
| IRON ELK CAPITAL ADVISORS → | RIA / FO | – | – | CRD 338607 |
| IRON Financial LLC → | 13F manager | – | – | CIK 1595509 |
| Iron Gate Capital Partners LLC → | Issuer | – | – | CIK 2136861 |
| Iron Gate Global Advisors LLC → | 13F manager | – | – | CIK 1131181 |
| IRON PILLAR CAPITAL MANAGEMENT LTD → | RIA / FO | – | CYBERCITY | CRD 298933 |
| IRON PILLAR HOLDINGS LTD. → | RIA / FO | – | CUYBERCITY, EBENE | CRD 312266 |
| IRON ROAD → | RIA / FO | – | NAPLES, FL | CRD 311552 |
| IronArc Opportunities XXV, LP → | Issuer | – | – | CIK 2139210 |
| IRONBRIDGE EQUITY PARTNERS MANAGEMENT IV LIMITED → | RIA / FO | – | TORONTO | CRD 319536 |
| IRONBRIDGE EQUITY PARTNERS MANAGEMENT LIMITED → | RIA / FO | – | TORONTO | CRD 169899 |
| IronBridge Private Wealth, LLC → | 13F manager | – | – | CIK 1850996 |
| Ironclad Investments LLC → | 13F manager | – | – | CIK 1824600 |
| IRONCLAD TRADING INSTITUTE LLC → | RIA / FO | – | ERIE, CO | CRD 341063 |
| Irongate Home & Auto LLC → | Issuer | – | – | CIK 2139140 |
| IRONLEAF CAPITAL, L.P → | RIA / FO | – | NEW YORK, NY | CRD 339229 |
| IRONSHIELD CAPITAL MANAGEMENT LLP → | RIA / FO | – | LONDON | CRD 162836 |
| IRONSIDE CAPITAL LLC → | RIA / FO | – | LAKE OSWEGO, OR | CRD 300128 |