| DTMO Series Seed a Series of Slipstream SPVs LLC → | Issuer | – | – | CIK 2139476 |
| DTX VC LLC → | RIA / FO | – | DALLAS, TX | CRD 336772 |
| DUALITAS → | RIA / FO | – | WHITE PLAINS, NY | CRD 322597 |
| Duarte Pimenta Gustavo → | 13F manager | – | – | CIK 0002122019 |
| Ducere Wealth Management LLC → | 13F manager | – | – | CIK 2083656 |
| DUDLEY & SHANLEY, INC. → | 13F manager | – | – | CIK 883511 |
| DUDLEY CAPITAL MANAGEMENT, LLC → | 13F manager | – | – | CIK 1965760 |
| Duende Capital LLC - ANTH I → | Issuer | – | – | CIK 2138463 |
| DUFF & PHELPS INVESTMENT MANAGEMENT CO → | 13F manager | – | – | CIK 765443 |
| DUFFIELD DAVID A → | 13F manager | – | – | CIK 0000938071 |
| Dugan Sean → | 13F manager | – | – | CIK 0001961438 |
| DUKE STREET LLP → | RIA / FO | – | LONDON | CRD 337674 |
| DUMAC, INC. → | 13F manager | – | – | CIK 1584258 |
| DUMAS ROBERT ALLEN → | 13F manager | – | – | CIK 0001677659 |
| DUMONT & BLAKE INVESTMENT ADVISORS LLC → | 13F manager | – | – | CIK 1287618 |
| DUNAMIS ASSET MANAGEMENT HK LIMITED → | RIA / FO | – | HONG KONG | CRD 340901 |
| DUNAMIS ASSET MANAGEMENT LIMITED → | RIA / FO | – | GANGNAM-GU, SEOUL | CRD 332149 |
| Dunaway William J → | 13F manager | – | – | CIK 0001405955 |
| DUNBAR → | RIA / FO | – | HICKSVILLE, NY | CRD 338510 |
| Duncan Candace H → | 13F manager | – | – | CIK 0001606555 |
| DUNCAN FINANCIAL PLANNING ADVISORS → | RIA / FO | – | IRWIN, PA | CRD 309454 |
| DUNCAN RONALD A → | 13F manager | – | – | CIK 0000905853 |
| Duncan Williams Asset Management, LLC → | 13F manager | – | – | CIK 2011771 |
| DUNCKER STREETT & CO INC → | 13F manager | – | – | CIK 1020585 |
| Dundas Partners LLP → | 13F manager | – | – | CIK 1742418 |
| Dune PP1 a Series of CGF2021 LLC → | Issuer | – | – | CIK 2142211 |
| Dunford Joseph F Jr → | 13F manager | – | – | CIK 0001803694 |
| DUNHAM PARTNERS → | RIA / FO | – | – | CRD 158592 |
| Dunhill Financial, LLC → | 13F manager | – | – | CIK 1948904 |
| DUNKEL DAVID L → | 13F manager | – | – | CIK 0001034045 |
| DUNLAP EQUITY MANAGEMENT, LLC. → | RIA / FO | – | SAN FRANCISCO, CA | CRD 130996 |
| Dunwoody Ann E. → | 13F manager | – | – | CIK 0001578700 |
| DUPONT CAPITAL MANAGEMENT CORP → | 13F manager | – | – | CIK 1128251 |
| Dupree Financial Group, LLC → | 13F manager | – | – | CIK 1989251 |
| Duquesne Family Office LLC → | 13F manager | – | – | CIK 1536411 |
| Durable Capital Partners LP → | 13F manager | – | – | CIK 1798849 |
| DURANTE & WATERS, LLC → | 13F manager | – | – | CIK 1666582 |
| DURO CAPITAL (SINGAPORE) ADVISORS PTE. LTD. → | RIA / FO | – | SINGAPORE | CRD 306395 |
| DUTCH ASSET Corp → | 13F manager | – | – | CIK 2115141 |
| DV Monarch 2026-1 NMTC Fund, LLC → | Issuer | – | – | CIK 2139078 |
| DV PARTNERS MANAGEMENT → | RIA / FO | – | HO CHI MINH CITY | CRD 308908 |
| DV Project Prometheus SPV I a Series of CGF2021 LLC → | Issuer | – | – | CIK 2136277 |
| DV Trading LLC → | 13F manager | – | – | CIK 1721757 |
| DVB PRIVATE WEALTH → | RIA / FO | – | HARRISBURG, PA | CRD 341684 |
| DW Healthcare Partners Parnell CV, L.P. → | Issuer | – | – | CIK 2141484 |
| DW OKLAHOMA 53 LP → | Issuer | – | – | CIK 2139555 |
| DWR WEALTH MANAGEMENT, LLC → | 13F manager | – | – | CIK 2123012 |
| DWS INVESTMENT S.A. → | RIA / FO | – | LUXEMBOURG, LUXEMBOURG | CRD 300838 |
| DWTRW LTH LLC → | Issuer | – | – | CIK 2138544 |
| DX ADVISORS LLC → | RIA / FO | – | LAS VEGAS, NV | CRD 341725 |
| DX2 Capital Concentrated LP → | Issuer | – | – | CIK 2136776 |
| DY-05163 Fund I, a series of Roll Up Vehicles, LP → | Issuer | – | – | CIK 2136973 |
| DYER0626 a Series of Angelumni Investments I LLC → | Issuer | – | – | CIK 2139486 |
| DYMON ASIA CAPITAL (DIFC) LIMITED → | RIA / FO | – | DUBAI | CRD 334222 |
| DYMON ASIA CAPITAL (HK) LIMITED → | RIA / FO | – | HONG KONG | CRD 164387 |
| DYMON ASIA CAPITAL (JAPAN) LIMITED → | RIA / FO | – | CHIYODA-KU, TOKYO | CRD 321093 |
| DYMON ASIA CAPITAL (SINGAPORE) PTE. LTD. → | RIA / FO | – | SINGAPORE | CRD 159386 |
| DYMON ASIA CAPITAL (SINGAPORE) PTE. LTD. → | 13F manager | – | – | CIK 1672142 |
| DYMON ASIA PRIVATE EQUITY (SINGAPORE) PTE. LTD. → | RIA / FO | – | SINGAPORE | CRD 310014 |
| dynama, Inc. → | Issuer | – | – | CIK 2138775 |
| Dynamic Advisor Solutions LLC → | 13F manager | – | – | CIK 1599747 |
| Dynamic Creatures Inc. → | Issuer | – | – | CIK 2136541 |
| Dynamic Financial Group → | 13F manager | – | – | CIK 2061178 |
| Dynamic Private Credit Fund I, LP → | Issuer | – | – | CIK 2138609 |
| Dynamic Technology Lab Private Ltd → | 13F manager | – | – | CIK 1535387 |
| DYNAMIC TECHNOLOGY LAB PTE LTD → | RIA / FO | – | SINGAPORE | CRD 163771 |
| Dynamic Wealth Strategies, LLC → | 13F manager | – | – | CIK 1812853 |
| DYNAMISM CAPITAL LP → | RIA / FO | – | – | CRD 322447 |
| DYNAMO INTERNACIONAL → | RIA / FO | – | RIO DE JANEIRO | CRD 162122 |
| DYNAMO INTERNACIONAL GESTAO DE RECURSOS LTDA. → | 13F manager | – | – | CIK 1546790 |
| DYNAMO MANAGEMENT COMPANY, LLC → | RIA / FO | – | CHATTANOOGA, TN | CRD 306610 |
| DYNAMO VENTURE CAPITAL → | RIA / FO | – | RIO DE JANEIRO | CRD 162680 |
| Dynasty Wealth Management, LLC → | 13F manager | – | – | CIK 1727599 |
| DYNE VENTURES MANAGEMENT II → | RIA / FO | – | – | CRD 340686 |
| DYNE VENTURES MANAGEMENT LLC → | RIA / FO | – | – | CRD 334897 |
| DYNOLABS ASSET MANAGEMENT LTD → | RIA / FO | – | LONDON | CRD 311025 |
| DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main → | 13F manager | – | – | CIK 1694217 |
| E Fund Management (Hong Kong) Co., Ltd. → | 13F manager | – | – | CIK 1777469 |
| E Fund Management Co., Ltd. → | 13F manager | – | – | CIK 1842296 |
| E-L Financial Corp Ltd → | 13F manager | – | – | CIK 1697865 |
| E-Wealth Partners, LLC → | 13F manager | – | – | CIK 2129940 |
| E. Ohman J:or Asset Management AB → | 13F manager | – | – | CIK 2009396 |
| E.VENTURES MANAGEMENT VI, LLC → | RIA / FO | – | SAN FRANCISCO, CA | CRD 309084 |
| E.VENTURES MANAGEMENT, LLC → | RIA / FO | – | SAN FRANCISCO, CA | CRD 304362 |
| E.VENTURES MANAGEMENTGESELLSCHAFT MBH → | RIA / FO | – | HAMBURG | CRD 319199 |
| E&G Advisors, LP → | 13F manager | – | – | CIK 1598550 |
| E&R Wealth Management, LLC → | 13F manager | – | – | CIK 2109932 |
| E12 VENTURE CAPITAL, LLC → | RIA / FO | – | LOS ALTOS, CA | CRD 325056 |
| E14 MANAGEMENT, LLC → | RIA / FO | – | CAMBRIDGE, MA | CRD 291870 |
| E20 Capital Ltd → | 13F manager | – | – | CIK 2127793 |
| E2JDJ → | RIA / FO | – | – | CRD 334699 |
| E6 Portfolios, LLC → | 13F manager | – | – | CIK 2110817 |
| EAC EVERGREEN 2026 A SERIES OF EAC MASTER LLC → | Issuer | – | – | CIK 2140226 |
| EADS & HEALD WEALTH MANAGEMENT → | 13F manager | – | – | CIK 1035912 |
| Eagle Bay Advisors LLC → | 13F manager | – | – | CIK 1862864 |
| Eagle Bluffs Wealth Management LLC → | 13F manager | – | – | CIK 1906547 |
| EAGLE CAPITAL INTERNATIONAL, LLC → | RIA / FO | – | FORT WORTH, TX | CRD 299541 |
| EAGLE CAPITAL MANAGEMENT LLC → | 13F manager | – | – | CIK 945631 |
| Eagle Capital Management, LLC → | 13F manager | – | – | CIK 1600746 |
| EAGLE GLOBAL ADVISORS LLC → | 13F manager | – | – | CIK 1130787 |