| CITTA CAPITAL MANAGEMENT, LLC → | RIA / FO | – | – | CRD 322343 |
| City Center Advisors, LLC → | 13F manager | – | – | CIK 2030341 |
| CITY HOLDING CO → | 13F manager | – | – | CIK 726854 |
| CITY LIGHT CAPITAL MANAGEMENT III, LLC → | RIA / FO | – | NEW YORK, NY | CRD 296787 |
| CITY NATIONAL BANK OF FLORIDA /MSD → | 13F manager | – | – | CIK 709447 |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD → | 13F manager | – | – | CIK 1034546 |
| City State Bank → | 13F manager | – | – | CIK 1910666 |
| CITYROCK VENTURE PARTNERS → | RIA / FO | – | NEW YORK, NY | CRD 288571 |
| CIV INVESTMENT MANAGEMENT, LLC → | RIA / FO | – | VENICE, CA | CRD 331467 |
| CIV Opportunity Series Co-Invest I, L.P. - (Series 11) → | Issuer | – | – | CIK 2139080 |
| Civic Media, Inc. → | Issuer | – | – | CIK 2138530 |
| Civilization Ventures Management, LLC → | 13F manager | – | – | CIK 2112250 |
| CIVILIZATION VENTURES MANAGEMENT, LLC → | RIA / FO | – | TIBURON, CA | CRD 314911 |
| CJ FINANCIAL → | RIA / FO | – | SPRINGFIELD, MO | CRD 339461 |
| CJM Wealth Advisers, Ltd. → | 13F manager | – | – | CIK 1992748 |
| CKG MANAGEMENT → | RIA / FO | – | – | CRD 306212 |
| CKW FINANCIAL GROUP → | 13F manager | – | – | CIK 1600403 |
| CL MANAGEMENT GROUP LLC → | RIA / FO | – | NORTH KANSAS CITY, MO | CRD 333339 |
| CL STRATEGIC MANAGEMENT LIMITED → | RIA / FO | – | WAN CHAI | CRD 331418 |
| CL-0516 Fund II, a series of Roll Up Vehicles, LP → | Issuer | – | – | CIK 2136839 |
| CL-0522 Fund I, a series of MV Funds, LP → | Issuer | – | – | CIK 2137834 |
| Claar Advisors LLC → | 13F manager | – | – | CIK 1593410 |
| Cladis Investment Advisory, LLC → | 13F manager | – | – | CIK 1911520 |
| CLADRIUS PARTNERS LLC → | RIA / FO | – | NEW YORK, NY | CRD 311065 |
| CLAIRVEST GP MANAGECO INC. → | RIA / FO | – | TORONTO, ONTARIO | CRD 162568 |
| Clal Insurance Enterprises Holdings Ltd → | 13F manager | – | – | CIK 1376192 |
| CLANCY GEORGE PATRICK JR → | 13F manager | – | – | CIK 0001216742 |
| CLARA PARTNERS MANAGEMENT LLC → | RIA / FO | – | BEVERLY HILLS, CA | CRD 339412 |
| Clara Vista Ipswich SPV III, LP → | Issuer | – | – | CIK 2137567 |
| CLARA VISTA MANAGEMENT COMPANY LLC → | RIA / FO | – | NEW YORK, NY | CRD 335893 |
| CLARAGH MOUNTAIN INVESTMENTS LP → | RIA / FO | – | BOSTON, MA | CRD 175221 |
| Clare Market Investments LLC → | 13F manager | – | – | CIK 2054098 |
| CLAREMONT CREEK VENTURES → | RIA / FO | – | OAKLAND, CA | CRD 162803 |
| Clarendon Private LLC → | 13F manager | – | – | CIK 1961628 |
| Claret Asset Management Corp → | 13F manager | – | – | CIK 1735513 |
| Claret Capital Brooklyn 1 LLC → | Issuer | – | – | CIK 2140398 |
| CLARION PARTNERS EUROPE (U.K.) LIMITED → | RIA / FO | – | LONDON, UNITED KINGDOM | CRD 322463 |
| CLARION PARTNERS EUROPE LIMITED → | RIA / FO | – | ST. HELIER | CRD 322449 |
| Clarion Wealth Managment Partners, LLC → | 13F manager | – | – | CIK 2081211 |
| CLARIS ADVISORS, LLC / MO / → | 13F manager | – | – | CIK 1905092 |
| Claris Financial LLC → | 13F manager | – | – | CIK 2060278 |
| Clarity Asset Management, Inc. → | 13F manager | – | – | CIK 1756759 |
| Clarity Capital Advisors, LLC → | 13F manager | – | – | CIK 2011219 |
| CLARITY CROSS BORDER PLANNING → | RIA / FO | – | EDMONTON, ALBERTA | CRD 337443 |
| Clarity Financial LLC → | 13F manager | – | – | CIK 1862145 |
| Clarity Retirement & Wealth, LLC → | 13F manager | – | – | CIK 2103352 |
| Clarity Wealth Advisors, LLC → | 13F manager | – | – | CIK 1767384 |
| Clarity Wealth Development LLC → | 13F manager | – | – | CIK 2048774 |
| Clark & Stuart, Inc → | 13F manager | – | – | CIK 2048750 |
| Clark Asset Management, LLC → | 13F manager | – | – | CIK 2062026 |
| Clark Capital Management Group, Inc. → | 13F manager | – | – | CIK 1352187 |
| Clark Celeste A. → | 13F manager | – | – | CIK 0001261319 |
| CLARK CHRISTOPHER D → | 13F manager | – | – | CIK 0001619450 |
| CLARK ESTATES INC/NY → | 13F manager | – | – | CIK 1056466 |
| CLARK FINANCIAL SERVICES GROUP INC /BD → | 13F manager | – | – | CIK 1001011 |
| Clark Ralph A. → | 13F manager | – | – | CIK 0001705470 |
| Clark Scott A → | 13F manager | – | – | CIK 0002058791 |
| Clark Wealth Partners → | 13F manager | – | – | CIK 2107657 |
| CLARK WILLIAM E II → | 13F manager | – | – | CIK 0001423536 |
| Clarke Richard D → | 13F manager | – | – | CIK 0001965236 |
| Clarke Robert → | 13F manager | – | – | CIK 0001290019 |
| Clarkston Capital Partners, LLC → | 13F manager | – | – | CIK 1562855 |
| Claro Advisors Inc. → | 13F manager | – | – | CIK 1764386 |
| Clarus Group, Inc. → | 13F manager | – | – | CIK 1844568 |
| Clarus Wealth Advisors → | 13F manager | – | – | CIK 1730149 |
| CLASS 5 GLOBAL, LLC → | RIA / FO | – | – | CRD 327782 |
| Clay Northam Wealth Management, LLC → | 13F manager | – | – | CIK 1915687 |
| Clay Shaundra → | 13F manager | – | – | CIK 0001857606 |
| Clayton Financial Group LLC → | 13F manager | – | – | CIK 2011212 |
| Clayton Partners LLC → | 13F manager | – | – | CIK 1550509 |
| Clayton, Dubilier & Rice, LLC → | 13F manager | – | – | CIK 1538642 |
| CLC GLOBAL MANAGEMENT PTE. LTD. → | RIA / FO | – | SINGAPORE | CRD 316420 |
| CLEAN ALPHA PARTNERS (AUSTRALIA) PTY LTD → | RIA / FO | – | MELBOURNE, VICTORIA | CRD 335484 |
| Clean Cars Equity Fund II QP, LLC → | Issuer | – | – | CIK 2136368 |
| Clean Energy Transition LLP → | 13F manager | – | – | CIK 1911523 |
| CLEAN ENERGY VENTURE MANAGEMENT, LLC → | RIA / FO | – | BOSTON, MA | CRD 292055 |
| Clean Yield Group → | 13F manager | – | – | CIK 1525865 |
| CLEANHILL PARTNERS → | RIA / FO | – | NEW YORK, NY | CRD 338398 |
| Clear Creek Financial Management, LLC → | 13F manager | – | – | CIK 1784235 |
| CLEAR CREEK INVESTMENTS, LLC → | RIA / FO | – | SOLANA BEACH, CA | CRD 319134 |
| Clear Harbor Asset Management, LLC → | 13F manager | – | – | CIK 1511857 |
| CLEAR INVESTMENT RESEARCH, LLC → | 13F manager | – | – | CIK 1635523 |
| Clear Point Advisors Inc. → | 13F manager | – | – | CIK 2010474 |
| Clear Retirement Advice LLC → | 13F manager | – | – | CIK 2112984 |
| Clear Street Group Inc. → | 13F manager | – | – | CIK 1881567 |
| Clear Trail Advisors, LLC → | 13F manager | – | – | CIK 2097856 |
| CLEAR VENTURE MANAGEMENT, LLC → | RIA / FO | – | PALO ALTO, CA | CRD 282991 |
| CLEAR WAVE WEALTH MANAGEMENT LLC → | 13F manager | – | – | CIK 2113615 |
| ClearAlpha Technologies LP → | 13F manager | – | – | CIK 1972331 |
| CLEARANCE CAPITAL LTD → | RIA / FO | – | LONDON | CRD 166644 |
| CLEARBELL FUND MANAGEMENT LIMITED → | RIA / FO | – | LONDON | CRD 172352 |
| Clearbridge Investments, LLC → | 13F manager | – | – | CIK 1348883 |
| CLEARDUSK MANAGEMENT LP → | RIA / FO | – | NEW YORK, NY | CRD 332843 |
| CLEARFIELD CAPITAL MANAGEMENT LP → | 13F manager | – | – | CIK 1643569 |
| CLEARGATE CAPITAL PARTNERS → | RIA / FO | – | CHICAGO, IL | CRD 338526 |
| CLEARLAKE CAPITAL GROUP, L.P. → | 13F manager | – | – | CIK 1688282 |
| Clearline Capital LP → | 13F manager | – | – | CIK 1600136 |
| CLEARSIGHT INVESTMENTS AG → | RIA / FO | – | PFÄFFIKON | CRD 171979 |
| CLEARSKY ADVISORS LLC → | RIA / FO | – | WEST PALM BEACH, FL | CRD 326951 |
| CLEARSPRING CAPITAL PARTNERS → | RIA / FO | – | TORONTO | CRD 162644 |