| Chickadee Biomedicines, Inc. → | Issuer | – | – | CIK 2138882 |
| CHICKASAW CAPITAL MANAGEMENT LLC → | 13F manager | – | – | CIK 1276460 |
| Chico Wealth RIA → | 13F manager | – | – | CIK 1926037 |
| Chieftain Capital Management, Inc. → | 13F manager | – | – | CIK 1491126 |
| Children's Medical Center Corp → | 13F manager | – | – | CIK 2092549 |
| CHILDRESS CAPITAL ADVISORS, LLC → | 13F manager | – | – | CIK 1849561 |
| CHILTON CAPITAL MANAGEMENT LLC → | 13F manager | – | – | CIK 1056859 |
| CHILTON INVESTMENT CO INC. → | 13F manager | – | – | CIK 1332632 |
| CHIMNEY ROCK EQUITY PARTNERS → | RIA / FO | – | AUSTIN, TX | CRD 327964 |
| CHINA ALPHA FUND MANAGEMENT (HK) LIMITED → | RIA / FO | – | HONG KONG | CRD 217512 |
| CHINA CONSUMER MANAGEMENT II LIMITED → | RIA / FO | – | GRAND CAYMAN | CRD 165035 |
| CHINA EVERBRIGHT INVESTMENT MANAGEMENT LIMITED → | RIA / FO | – | ADMIRALTY | CRD 163000 |
| CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED → | RIA / FO | – | ADMIRALTY | CRD 171572 |
| CHINA RENAISSANCE CAPITAL INVESTMENT INC. → | RIA / FO | – | HONG KONG | CRD 162102 |
| China Universal Asset Management Co., Ltd. → | 13F manager | – | – | CIK 1906594 |
| China-UAE Investment Cooperation Fund, L.P. → | 13F manager | – | – | CIK 2106200 |
| CHINGONA VENTURES MANAGEMENT LLC → | RIA / FO | – | – | CRD 316482 |
| CHIRATAE ADVISORS CO. LIMITED → | RIA / FO | – | TRIANON | CRD 310232 |
| CHIRON CAPITAL MANAGEMENT, LLC → | 13F manager | – | – | CIK 1830922 |
| Choate Investment Advisors → | 13F manager | – | – | CIK 1399794 |
| Choice AI Inc. → | Issuer | – | – | CIK 2141371 |
| Choice Wealth Advisors LLC → | 13F manager | – | – | CIK 1842357 |
| Chokshi & Queen Wealth Advisors, Inc → | 13F manager | – | – | CIK 2057199 |
| CHOREO PARTNER ALLIANCE, LLC → | RIA / FO | – | ROCKFORD, IL | CRD 325238 |
| CHOREO, LLC → | 13F manager | – | – | CIK 1679031 |
| CHORUS CAPITAL → | RIA / FO | – | LONDON | CRD 292296 |
| CHORUS LLC → | Issuer | – | – | CIK 2136208 |
| Chou Associates Management Inc. → | 13F manager | – | – | CIK 1389403 |
| CHP MANAGEMENT, INC. DBA CARDINAL PARTNERS → | RIA / FO | – | PRINCETON, NJ | CRD 162054 |
| Chris Bulman Inc → | 13F manager | – | – | CIK 2032404 |
| Christensen, King & Associates Investment Services, Inc. → | 13F manager | – | – | CIK 2032544 |
| Christian Investment Advisors, Inc. → | 13F manager | – | – | CIK 2055071 |
| CHRISTINE MESSMER PC → | 13F manager | – | – | CIK 2097609 |
| Chronos Wealth Management, LLC → | 13F manager | – | – | CIK 1801792 |
| CHRYSALIS VENTURES → | RIA / FO | – | LOUISVILLE, KY | CRD 161827 |
| CHRYSALIX VENTURE CAPITAL → | RIA / FO | – | VANCOUVER, BC | CRD 159843 |
| CHTP MANAGEMENT SERVICES INC. → | RIA / FO | – | BOSTON, MA | CRD 163124 |
| CHUI VENTURES MANAGEMENT CO, LLC → | RIA / FO | – | – | CRD 325298 |
| Chung Bruce → | 13F manager | – | – | CIK 0001940921 |
| Chung Wu Investment Group, LLC → | 13F manager | – | – | CIK 2054278 |
| Churchill Financial Advisors, LLC → | 13F manager | – | – | CIK 2095935 |
| CHURCHILL WINSTON J → | 13F manager | – | – | CIK 0000923792 |
| CHV MANAGEMENT, LLC → | RIA / FO | – | BOSTON, MA | CRD 301854 |
| CI INVESTMENTS INC. → | 13F manager | – | – | CIK 1163648 |
| CI SPV II a series of TechAviv Purpose, L.P. → | Issuer | – | – | CIK 2140446 |
| CIBC Asset Management Inc → | 13F manager | – | – | CIK 1021926 |
| CIBC Bancorp USA Inc. → | 13F manager | – | – | CIK 1711924 |
| CIBC WORLD MARKET INC. → | 13F manager | – | – | CIK 1421224 |
| Cibolo Energy Coinvestment VIII, LLC → | Issuer | – | – | CIK 2138497 |
| CIBRA Capital Ltd → | 13F manager | – | – | CIK 2060725 |
| CIBRA CAPITAL LTD → | RIA / FO | – | LONDON | CRD 334693 |
| CIBUS CAPITAL LLP → | RIA / FO | – | LONDON, ENGLAND | CRD 289206 |
| CIBUS INVESTMENTS II LIMITED → | RIA / FO | – | ST. PETER PORT | CRD 317302 |
| CIBUS INVESTMENTS LIMITED → | RIA / FO | – | ST PETER PORT | CRD 289441 |
| CIDEL ASSET MANAGEMENT INC → | 13F manager | – | – | CIK 1621915 |
| CIFCOIN GLOBAL FINANCE INC. → | RIA / FO | – | DOVER, DE | CRD 339250 |
| Ciglar Christina → | 13F manager | – | – | CIK 0002126080 |
| CIGNA INVESTMENTS INC /NEW → | 13F manager | – | – | CIK 49969 |
| CIIC Seller Aggregator LLC → | Issuer | – | – | CIK 2141079 |
| CIM INVESTMENT MANAGEMENT INC → | 13F manager | – | – | CIK 1179791 |
| CIM, LLC → | 13F manager | – | – | CIK 1364725 |
| CINCINNATI CASUALTY CO → | 13F manager | – | – | CIK 1279888 |
| CINCINNATI FINANCIAL CORP → | 13F manager | – | – | CIK 20286 |
| CINCINNATI INDEMNITY CO → | 13F manager | – | – | CIK 1279886 |
| CINCINNATI INSURANCE CO → | 13F manager | – | – | CIK 1279885 |
| Cincinnati Specialty Underwriters Insurance CO → | 13F manager | – | – | CIK 1426763 |
| Cinctive Capital Management LP → | 13F manager | – | – | CIK 1787258 |
| CINCYTECH → | RIA / FO | – | CINCINNATI, OH | CRD 306295 |
| CINCYTECH, LLC → | RIA / FO | – | CINCINNATI, OH | CRD 284743 |
| CINNAIRE DEVELOPMENT FINANCE MANAGEMENT, LLC → | RIA / FO | – | LANSING, MI | CRD 167666 |
| CINVEN CAPITAL MANAGEMENT (SFF) GENERAL PARTNER LIMITED → | RIA / FO | – | ST PETER PORT | CRD 313642 |
| Cinven Eden Limited Partnership → | Issuer | – | – | CIK 2137904 |
| CINVEN LIMITED → | RIA / FO | – | LONDON | CRD 323818 |
| CION INVESTMENT MANAGEMENT II, LLC → | RIA / FO | – | NEW YORK, NY | CRD 298441 |
| Ciovacco Capital Management LLC → | 13F manager | – | – | CIK 1653012 |
| CIP II ADMINISTRATIVE, LLC → | RIA / FO | – | PALO ALTO, CA | CRD 301595 |
| CIPHER IV a Series of Opulentia Ventures X LLC → | Issuer | – | – | CIK 2138577 |
| CIPHER V a Series of Opulentia Ventures X LLC → | Issuer | – | – | CIK 2138592 |
| Cipriani Marc → | 13F manager | – | – | CIK 0001554408 |
| Circle Oak Debt Fund, LLC → | Issuer | – | – | CIK 2137548 |
| CIRCLE SQUARED ALTERNATIVE INVESTMENTS, LLC → | RIA / FO | – | MORRISTOWN, NJ | CRD 172454 |
| Circle Wealth Management, LLC → | 13F manager | – | – | CIK 1578242 |
| CIRCULARIS PARTNERS LP → | RIA / FO | – | – | CRD 290146 |
| CIRCULARITY CAPITAL → | RIA / FO | – | EDINBURGH | CRD 318186 |
| CIRCULATE CAPITAL MANAGEMENT PTE. LTD. → | RIA / FO | – | SINGAPORE | CRD 304837 |
| Circumference Group LLC → | 13F manager | – | – | CIK 1742372 |
| CIRRUS OIL & GAS CAPITAL MANAGEMENT LP → | RIA / FO | – | DENVER, CO | CRD 328366 |
| CIRRUS OIL & GAS LLC → | RIA / FO | – | DENVER, CO | CRD 328721 |
| CISCO SYSTEMS, INC. → | 13F manager | – | – | CIK 858877 |
| CITADEL ADVISORS LLC → | 13F manager | – | – | CIK 1423053 |
| Citadel Investment Advisory, Inc. → | 13F manager | – | – | CIK 1811907 |
| CITIGROUP INC → | 13F manager | – | – | CIK 831001 |
| Citizen Mint All Weather Fund LP → | Issuer | – | – | CIK 2139317 |
| CITIZENS & NORTHERN CORP → | 13F manager | – | – | CIK 810958 |
| Citizens Business Bank → | 13F manager | – | – | CIK 1948632 |
| CITIZENS FINANCIAL GROUP INC/RI → | 13F manager | – | – | CIK 759944 |
| Citizens National Bank Trust Department → | 13F manager | – | – | CIK 1806425 |
| CITRIN JEFFREY B → | 13F manager | – | – | CIK 0001019975 |
| Citrine Capital LLC → | 13F manager | – | – | CIK 2053242 |
| CITRON PE FUNDS MANAGEMENT LIMITED → | RIA / FO | – | GRAND CAYMAN | CRD 161479 |