| Cambridge Investment Research Advisors, Inc. → | 13F manager | – | – | CIK 1419186 |
| CAMCO MANAGEMENT LIMITED → | RIA / FO | – | LONDON | CRD 339654 |
| CAMDEN ASSET MANAGEMENT L P /CA → | 13F manager | – | – | CIK 903944 |
| CAMDEN NATIONAL BANK → | 13F manager | – | – | CIK 1697855 |
| CAMELOT CAPITAL MANAGEMENT LTD → | RIA / FO | – | WAYNE, PA | CRD 305496 |
| Camelot Portfolios, LLC → | 13F manager | – | – | CIK 1569766 |
| CAMELOT TECHNOLOGY ADVISORS, INC. → | 13F manager | – | – | CIK 2021818 |
| Cameron James → | 13F manager | – | – | CIK 0001816354 |
| CAMFORD CAPITAL MANAGEMENT, LLC → | RIA / FO | – | MENLO PARK, CA | CRD 308320 |
| CAMP EIGHT MANAGEMENT, INC. → | RIA / FO | – | RYE BROOK, NY | CRD 311135 |
| Campbell & CO Investment Adviser LLC → | 13F manager | – | – | CIK 1353570 |
| CAMPBELL CAPITAL MANAGEMENT INC → | 13F manager | – | – | CIK 826794 |
| Campbell Deegan Wealth Management, LLC → | 13F manager | – | – | CIK 2059743 |
| Campbell Kotzman Kelly → | 13F manager | – | – | CIK 0001899671 |
| Campbell Kristin Ann → | 13F manager | – | – | CIK 0001402120 |
| CAMPBELL NEWMAN ASSET MANAGEMENT INC → | 13F manager | – | – | CIK 874791 |
| CAMPHORA CAPITAL INC. → | RIA / FO | – | TOKYO | CRD 338522 |
| Campion Asset Management → | 13F manager | – | – | CIK 1843492 |
| CAMPO RICHARD J → | 13F manager | – | – | CIK 0001020941 |
| Campus Village Management LLC → | Issuer | – | – | CIK 2137355 |
| Camrose Capital Investment Partners LLP → | 13F manager | – | – | CIK 2040608 |
| CAMROSE CAPITAL INVESTMENT PARTNERS LLP → | RIA / FO | – | LONDON | CRD 333538 |
| CANAAN PARTNERS → | RIA / FO | – | STAMFORD, CT | CRD 161180 |
| Canaan Partners XI LLC → | 13F manager | – | – | CIK 1850694 |
| CANADA LIFE ASSURANCE Co → | 13F manager | – | – | CIK 1046192 |
| CANADA PENSION PLAN INVESTMENT BOARD → | 13F manager | – | – | CIK 1283718 |
| Canada Post Corp Registered Pension Plan → | 13F manager | – | – | CIK 1991835 |
| Canal Capital Management, LLC → | 13F manager | – | – | CIK 1666733 |
| Canal Grande Fund LP → | Issuer | – | – | CIK 2137263 |
| Canal Insurance CO → | 13F manager | – | – | CIK 1313473 |
| CanAm California Regional Center, LP X → | Issuer | – | – | CIK 2137432 |
| CANANDAIGUA NATIONAL CORP → | 13F manager | – | – | CIK 759458 |
| Canandaigua National Trust Co of Florida → | 13F manager | – | – | CIK 1471384 |
| Candelo Capital Management LP → | 13F manager | – | – | CIK 1845660 |
| Cander Asset Management LP → | 13F manager | – | – | CIK 2082399 |
| Candriam S.C.A. → | 13F manager | – | – | CIK 1537014 |
| Cane Capital Partners, LLC → | 13F manager | – | – | CIK 2086121 |
| CANERECTOR INC → | 13F manager | – | – | CIK 1113234 |
| Cannae Holdings, Inc. → | 13F manager | – | – | CIK 1704720 |
| CANNAGE CAPITAL → | RIA / FO | – | LAS VEGAS, NV | CRD 332679 |
| Cannell & Spears LLC → | 13F manager | – | – | CIK 1426319 |
| CANNELL CAPITAL LLC → | 13F manager | – | – | CIK 1058854 |
| Cannon Advisors, Inc. → | 13F manager | – | – | CIK 1805370 |
| Cannon Capital Management, Inc. → | 13F manager | – | – | CIK 2100130 |
| CANNON CAPITAL, LP → | RIA / FO | – | FRAMINGHAM, MA | CRD 288686 |
| Cannon Financial Strategists, Inc. → | 13F manager | – | – | CIK 2031123 |
| Cannon Global Investment Management, LLC → | 13F manager | – | – | CIK 1844427 |
| Cannon Wealth Management Services, LLC → | 13F manager | – | – | CIK 2043725 |
| Cannon Yoania → | 13F manager | – | – | CIK 0002021229 |
| Canoe Financial LP → | 13F manager | – | – | CIK 1908219 |
| Canopii I, a series of Capitalize Investments LLC → | Issuer | – | – | CIK 2139352 |
| Canopy Partners, LLC → | 13F manager | – | – | CIK 1960860 |
| CANSON CAPITAL PARTNERS → | RIA / FO | – | LONDON, LONDON | CRD 313256 |
| CANTILEVER → | RIA / FO | – | NEW YORK, NY | CRD 329651 |
| CANTILLON CAPITAL MANAGEMENT LLC → | 13F manager | – | – | CIK 1279936 |
| Canton Hathaway, LLC → | 13F manager | – | – | CIK 1755785 |
| CANTOR FITZGERALD INVESTMENT ADVISORS L.P. → | 13F manager | – | – | CIK 1710477 |
| CANTOR FITZGERALD, L. P. → | 13F manager | – | – | CIK 1024896 |
| CANTOS VENTURES, LLC → | RIA / FO | – | SAN FRANCISCO, CA | CRD 312922 |
| CANTRELL VICTORIA MARIE → | 13F manager | – | – | CIK 0001715034 |
| CANVAS CAPITAL MANAGEMENT LLC → | RIA / FO | – | COCONUT GROVE, FL | CRD 337587 |
| CANVAS VENTURES → | RIA / FO | – | PORTOLA VALLEY, CA | CRD 168532 |
| Canvas Wealth Advisors, LLC → | 13F manager | – | – | CIK 1858782 |
| CANYON CAPITAL ADVISORS LLC → | 13F manager | – | – | CIK 1074034 |
| CANYON CAPITAL ADVISORS LLC → | 13F manager | – | – | CIK 0001074034 |
| CAP Partners, LLC → | 13F manager | – | – | CIK 2006870 |
| Capasso Planning Partners LLC → | 13F manager | – | – | CIK 1911938 |
| Capco Asset Management, LLC → | 13F manager | – | – | CIK 1698068 |
| Cape Ann Asset Management Ltd → | 13F manager | – | – | CIK 1768237 |
| CAPE ANN SAVINGS BANK → | 13F manager | – | – | CIK 936938 |
| CAPE CAPITAL AG → | RIA / FO | – | ZURICH | CRD 324701 |
| Cape Investment Advisory, Inc. → | 13F manager | – | – | CIK 1944437 |
| CAPELIGHT CAPITAL ASSET MANAGEMENT → | RIA / FO | – | – | CRD 333408 |
| Capelight Capital Asset Management LP → | 13F manager | – | – | CIK 2105992 |
| CAPITAL & PLANNING, LLC → | 13F manager | – | – | CIK 2053750 |
| CAPITAL 49 INVESTMENT MANAGEMENT LIMITED → | RIA / FO | – | HONG KONG | CRD 340338 |
| CAPITAL A MANAGEMENT B.V. → | RIA / FO | – | AMSTERDAM, NOORD HOLLAND | CRD 341291 |
| Capital Advantage, Inc. → | 13F manager | – | – | CIK 1628896 |
| Capital Advisor Network LLC → | 13F manager | – | – | CIK 2131047 |
| CAPITAL ADVISORS INC/OK → | 13F manager | – | – | CIK 860828 |
| Capital Advisors Wealth Management, LLC → | 13F manager | – | – | CIK 1824700 |
| Capital Advisors, Ltd. LLC → | 13F manager | – | – | CIK 1597878 |
| CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC → | 13F manager | – | – | CIK 1803229 |
| CAPITAL ALLOCATION STRATEGIES IX LLC → | Issuer | – | – | CIK 2141189 |
| CAPITAL ALLOCATION STRATEGIES VIII LLC → | Issuer | – | – | CIK 2136202 |
| Capital Analysts, LLC → | 13F manager | – | – | CIK 1624758 |
| Capital Asset Advisory Services LLC → | 13F manager | – | – | CIK 1666024 |
| Capital Asset Managemnet, LLC → | 13F manager | – | – | CIK 2123739 |
| CAPITAL CITIES, LLC → | RIA / FO | – | INDIANAPOLIS, IN | CRD 122916 |
| CAPITAL CITY TRUST CO/FL → | 13F manager | – | – | CIK 1095836 |
| CAPITAL CLIENT GROUP, INC. → | RIA / FO | – | LOS ANGELES, CA | CRD 6247 |
| CAPITAL COUNSEL LLC/NY → | 13F manager | – | – | CIK 1114928 |
| Capital CS Group, LLC → | 13F manager | – | – | CIK 1830008 |
| Capital Developers, LLC → | 13F manager | – | – | CIK 2105385 |
| CAPITAL DYNAMICS AG → | RIA / FO | – | ZUG | CRD 160881 |
| CAPITAL DYNAMICS, LTD. → | RIA / FO | – | LONDON | CRD 161055 |
| CAPITAL ELEVEN MANAGEMENT → | RIA / FO | – | MERIDIAN, ID | CRD 334154 |
| CAPITAL FACTORY VENTURES MANAGEMENT, LLC → | RIA / FO | – | – | CRD 315354 |
| CAPITAL FINANCIAL GROUP INC\CO\ /ADV → | 13F manager | – | – | CIK 1061555 |
| CAPITAL FINANCIAL PLANNERS LLC → | RIA / FO | – | CHEVY CHASE, MD | CRD 341222 |