| BRAEMAR ENERGY VENTURES LLC → | RIA / FO | – | NEW YORK, NY | CRD 163456 |
| Bragg Financial Advisors, Inc → | 13F manager | – | – | CIK 1327055 |
| BRAIDWELL LP → | 13F manager | – | – | CIK 1920938 |
| BRAIL CAPITAL MANAGEMENT, LP → | RIA / FO | – | NEW YORK, NY | CRD 310815 |
| Bramalea Partners Skyhawk SPV IV, L.P. → | Issuer | – | – | CIK 2137096 |
| BRAMALEA PARTNERS, LLC → | RIA / FO | – | – | CRD 312893 |
| Bramshill Investments, LLC → | 13F manager | – | – | CIK 1619899 |
| BRANCHPOINT ASSET MANAGEMENT LTD. → | RIA / FO | – | – | CRD 340945 |
| Brand Asset Management Group, Inc. → | 13F manager | – | – | CIK 1748766 |
| BRANDES INVESTMENT PARTNERS, LP → | 13F manager | – | – | CIK 1015079 |
| BRANDON DAVID → | 13F manager | – | – | CIK 0001065739 |
| Brandywine Asset Management, Inc. → | 13F manager | – | – | CIK 2106766 |
| Brandywine Financial Group → | 13F manager | – | – | CIK 1779506 |
| BRANDYWINE MANAGERS, LLC → | 13F manager | – | – | CIK 1135121 |
| BRANDYWINE OAK PRIVATE WEALTH LLC → | 13F manager | – | – | CIK 1764694 |
| BRANDYWINE TRUST CO → | 13F manager | – | – | CIK 1123803 |
| BRANT POINT INVESTMENT MANAGEMENT LLC → | 13F manager | – | – | CIK 1279030 |
| BRASADA CAPITAL MANAGEMENT, LP → | 13F manager | – | – | CIK 1643833 |
| BRASS RING CAPITAL, INC. → | RIA / FO | – | MINNETONKA, MN | CRD 161781 |
| BRASSION CAPITAL MANAGEMENT I LLC → | RIA / FO | – | – | CRD 342146 |
| Bratton Capital Management, L.P. → | 13F manager | – | – | CIK 1723787 |
| BRAUN STACEY ASSOCIATES INC → | 13F manager | – | – | CIK 872080 |
| Braun-Bostich & Associates Inc. → | 13F manager | – | – | CIK 1740842 |
| Braund Bethany M → | 13F manager | – | – | CIK 0002127393 |
| BRAVE ASSET MANAGEMENT INC → | 13F manager | – | – | CIK 1085867 |
| BRAVE CAPITAL MANAGEMENT LLC → | RIA / FO | – | SAN RAFAEL, CA | CRD 326578 |
| Brave Warrior Advisors, LLC → | 13F manager | – | – | CIK 1553733 |
| Bravera Wealth → | 13F manager | – | – | CIK 2126773 |
| Bravias Capital Group, LLC → | 13F manager | – | – | CIK 2054328 |
| BRAWN CAPITAL MANAGEMENT (SINGAPORE) PTE. LTD. → | RIA / FO | – | SINGAPORE | CRD 308471 |
| BRAZOS INVESTMENT PARTNERS I, L.P. → | RIA / FO | – | DALLAS, TX | CRD 157120 |
| BRC Group Holdings, Inc. → | 13F manager | – | – | CIK 1464790 |
| BRC-Global BAH Investments Ltd. → | 13F manager | – | – | CIK 2108985 |
| BREACH INLET CAPITAL MANAGEMENT, LLC → | 13F manager | – | – | CIK 2009914 |
| Breachway Investments LLC → | 13F manager | – | – | CIK 2106661 |
| BREAD AND BUTTER VENTURES, LLC → | RIA / FO | – | – | CRD 289774 |
| Breakout Capital Partners, LP → | 13F manager | – | – | CIK 1935243 |
| BREAKOUT MANAGEMENT, LLC → | RIA / FO | – | SAN FRANCISCO, CA | CRD 286227 |
| BREAKTHROUGH ENERGY VENTURES → | RIA / FO | – | BOSTON, MA | CRD 325541 |
| Breakthrough Gold Fund I LP → | Issuer | – | – | CIK 2136604 |
| BREAKTHRU ADVISORY SERVICES, LLC → | 13F manager | – | – | CIK 2055645 |
| BREAKWALL EQUITY → | RIA / FO | – | MANHATTAN BEACH, CA | CRD 338231 |
| Breakwater Capital Group → | 13F manager | – | – | CIK 1964309 |
| Breakwater Investment Management → | 13F manager | – | – | CIK 2025925 |
| BREAKWATER MANAGEMENT, LP → | RIA / FO | – | CENTURY CITY, CA | CRD 170036 |
| Breard Linda M. → | 13F manager | – | – | CIK 0001510492 |
| Breber Pierre R → | 13F manager | – | – | CIK 0001594960 |
| BRECK PARTNERS, LLC → | RIA / FO | – | FRISCO, TX | CRD 301203 |
| Bredow Eugene James → | 13F manager | – | – | CIK 0001551314 |
| BREGAL GENERAL PARTNER JERSEY LIMITED → | RIA / FO | – | ST HELIER | CRD 285886 |
| Bregal General Partner Jersey Ltd → | 13F manager | – | – | CIK 1695721 |
| BREGAL INVESTMENTS LLP → | RIA / FO | – | LONDON | CRD 285885 |
| BREGAL NORTH AMERICA GENERAL PARTNER JERSEY LIMITED → | RIA / FO | – | ST HELIER | CRD 285884 |
| BREGAL PARTNERS II GENERAL PARTNER JERSEY LIMITED → | RIA / FO | – | ST HELIER | CRD 301346 |
| BREGAL SAGEMOUNT BASECAMP I GENERAL PARTNER JERSEY LIMITED → | RIA / FO | – | ST HELIER | CRD 335720 |
| BREGAL SAGEMOUNT BASECAMP I JERSEY LIMITED → | RIA / FO | – | ST HELIER | CRD 335719 |
| BREGAL SAGEMOUNT CREDIT OPPORTUNITIES FUND II GP LIMITED → | RIA / FO | – | ST HELIER | CRD 301347 |
| BREGAL SAGEMOUNT CREDIT OPPORTUNITIES FUND II MANCO LIMITED → | RIA / FO | – | ST HELIER | CRD 301348 |
| BREGAL SAGEMOUNT CREDIT OPPORTUNITIES FUND II-O GP LTD → | RIA / FO | – | ST HELIER | CRD 301414 |
| BREGAL SAGEMOUNT II GENERAL PARTNER JERSEY LIMITED → | RIA / FO | – | ST HELIER | CRD 285882 |
| BREGAL SAGEMOUNT II JERSEY LIMITED → | RIA / FO | – | ST HELIER | CRD 285875 |
| BREGAL SAGEMOUNT III GENERAL PARTNER JERSEY LIMITED → | RIA / FO | – | ST HELIER | CRD 307649 |
| BREGAL SAGEMOUNT III JERSEY LIMITED → | RIA / FO | – | ST HELIER | CRD 307650 |
| BREGAL SAGEMOUNT IV GENERAL PARTNER JERSEY LIMITED → | RIA / FO | – | ST HELIER, JERSEY | CRD 325779 |
| Bregal Sagemount IV General Partner Jersey Ltd → | 13F manager | – | – | CIK 2087970 |
| BREGAL SAGEMOUNT IV JERSEY LIMITED → | RIA / FO | – | ST HELIER, JERSEY | CRD 325780 |
| BREGAL UNTERNEHMERKAPITAL ESH GENERAL PARTNER S.À.R.L. → | RIA / FO | – | SENNINGERBERG | CRD 336365 |
| BREGAL UNTERNEHMERKAPITAL II GENERAL PARTNER S.À.R.L. → | RIA / FO | – | LUXEMBOURG | CRD 336369 |
| BREGAL UNTERNEHMERKAPITAL III GENERAL PARTNER S.À.R.L. → | RIA / FO | – | SENNINGERBERG | CRD 336368 |
| BREGAL UNTERNEHMERKAPITAL IV GENERAL PARTNER S.À.R.L. → | RIA / FO | – | STRASSEN | CRD 336351 |
| BREGAL UNTERNEHMERKAPITAL IV GP FEEDER LIMITED → | RIA / FO | – | JERSEY, CHANNEL ISLANDS, ST HELIER | CRD 336366 |
| BREGAL UNTERNEHMERKAPITAL UK LTD → | RIA / FO | – | LONDON | CRD 336370 |
| Brehaut David Pascal → | 13F manager | – | – | CIK 2106649 |
| Brendel Financial Advisors LLC → | 13F manager | – | – | CIK 1768065 |
| Brennan Michelle → | 13F manager | – | – | CIK 0001827353 |
| Brenton Point Capital Partners Advance SPV, LP → | Issuer | – | – | CIK 2137262 |
| BRENTON POINT CAPITAL PARTNERS, LLC → | RIA / FO | – | NEW YORK, NY | CRD 332485 |
| Brentview Investment Management LLC → | 13F manager | – | – | CIK 2052564 |
| BREP Pooled DC Co-Investment Feeder (Lux) SCSp → | Issuer | – | – | CIK 2139604 |
| BREP Pooled DC Co-Investment Partners (LUX) SCSP → | Issuer | – | – | CIK 2139603 |
| BREP Residential, LLC → | Issuer | – | – | CIK 2139367 |
| BRESSNER GLEN R → | 13F manager | – | – | CIK 0000902959 |
| Bretton Capital Management, LLC → | 13F manager | – | – | CIK 2043671 |
| BREVAN HOWARD (HONG KONG) LIMITED → | RIA / FO | – | CENTRAL | CRD 161287 |
| BREVAN HOWARD (TEL AVIV) LTD → | RIA / FO | – | TEL AVIV, JAFFA | CRD 323961 |
| BREVAN HOWARD ASSET MANAGEMENT, LLP → | RIA / FO | – | LONDON | CRD 161296 |
| Brevan Howard Capital Management LP → | 13F manager | – | – | CIK 1512857 |
| BREVAN HOWARD CAPITAL MANAGEMENT, LP → | RIA / FO | – | ST HELIER | CRD 161292 |
| BREVAN HOWARD CAYMAN SEZC LTD → | RIA / FO | – | GEORGE TOWN, GRAND CAYMAN | CRD 321190 |
| BREVAN HOWARD INVESTMENT MANAGEMENT LIMITED → | RIA / FO | – | LONDON | CRD 336211 |
| BREVAN HOWARD INVESTMENT PRODUCTS LIMITED → | RIA / FO | – | ST. HELIER | CRD 161294 |
| BREVAN HOWARD PRIVATE LIMITED → | RIA / FO | – | SINGAPORE | CRD 286012 |
| BREWER LANE MANAGEMENT, LLC → | RIA / FO | – | BOSTON, MA | CRD 307293 |
| Brewster Financial Planning LLC → | 13F manager | – | – | CIK 1898145 |
| BREX Net Lease Industrial I DST → | Issuer | – | – | CIK 2136660 |
| BREYTA CAPITAL PARTNERS → | RIA / FO | – | BROOKLYN, NY | CRD 326510 |
| BRIAN LOW FINANCIAL GROUP, LLC → | 13F manager | – | – | CIK 2079080 |
| Briar Hall Management LLC → | 13F manager | – | – | CIK 1728354 |
| Briaud Financial Planning Inc → | 13F manager | – | – | CIK 1800586 |
| BRICK & MORTAR VENTURES MANAGEMENT, LLC → | RIA / FO | – | SAN FRANCISCO, CA | CRD 292884 |