| APH III GP LP → | RIA / FO | – | TORONTO, ON | CRD 325842 |
| APIARY CAPITAL LLP → | RIA / FO | – | LONDON | CRD 306583 |
| APIS CAPITAL ADVISORS, LLC → | 13F manager | – | – | CIK 1386892 |
| APIS PARTNERS GROUP (UK) LIMITED → | RIA / FO | – | LONDON | CRD 333848 |
| APO CAPITAL LTDA. → | RIA / FO | – | SAO PAULO | CRD 322637 |
| APOF5 LP → | Issuer | – | – | CIK 2141019 |
| APOLETTO MANAGERS LIMITED → | RIA / FO | – | GRAND CAYMAN | CRD 283918 |
| Apollo ACT Capital EBF, L.P. → | Issuer | – | – | CIK 2141361 |
| Apollo Management Holdings, L.P. → | 13F manager | – | – | CIK 1449434 |
| Apollo Manufactured Housing Property Fund (892), L.P. → | Issuer | – | – | CIK 2138581 |
| Apollo Manufactured Housing Property Fund (Offshore), L.P. → | Issuer | – | – | CIK 2138583 |
| Apollo Manufactured Housing Property Fund (TE), L.P. → | Issuer | – | – | CIK 2138579 |
| Apollo Manufactured Housing Property Fund, L.P. → | Issuer | – | – | CIK 2138582 |
| APOLLO MPS MANAGEMENT, LLC → | RIA / FO | – | NEW YORK, NY | CRD 338148 |
| Apollon Financial, LLC → | 13F manager | – | – | CIK 2011195 |
| Apollon Wealth Management, LLC → | 13F manager | – | – | CIK 1764387 |
| Appalachian Capital Management Ltd → | 13F manager | – | – | CIK 2111450 |
| Appaloosa LP → | 13F manager | – | – | CIK 1656456 |
| APPIAN CAPITAL ADVISORY LIMITED → | RIA / FO | – | ABU DHABI | CRD 337802 |
| APPIAN CAPITAL ADVISORY LLP → | RIA / FO | – | LONDON | CRD 169511 |
| Appian Way Asset Management LP → | 13F manager | – | – | CIK 1795816 |
| APPIAN WAY ASSET MANAGEMENT LP → | RIA / FO | – | – | CRD 306399 |
| APPLE TREE VENTURE MANAGEMENT LLC → | RIA / FO | – | NEW YORK, NY | CRD 163705 |
| APPLESEED ADVISORY, LLC → | RIA / FO | – | SAN FRANCISCO, CA | CRD 342466 |
| APPLETON PARTNERS INC/MA → | 13F manager | – | – | CIK 1055290 |
| Applied Capital LLC → | 13F manager | – | – | CIK 1862965 |
| Applied Capital LLC/FL → | 13F manager | – | – | CIK 1965393 |
| Applied Finance Capital Management, LLC → | 13F manager | – | – | CIK 1966007 |
| Applied Fundamental Research, LLC → | 13F manager | – | – | CIK 1849776 |
| APPLIED INVESTMENT STRATEGIES, LLC → | RIA / FO | – | AMARILLO, TX | CRD 290280 |
| Applied Physics, Inc. → | Issuer | – | – | CIK 2140889 |
| APPLIED VENTURES, LLC → | RIA / FO | – | SANTA CLARA, CA | CRD 334249 |
| Approach Retirement Advisors, LLC → | 13F manager | – | – | CIK 2106948 |
| apricus wealth, LLC → | 13F manager | – | – | CIK 1913842 |
| Apriem Advisors → | 13F manager | – | – | CIK 1425165 |
| Aprio Wealth Management, LLC → | 13F manager | – | – | CIK 1803519 |
| APS Management Group, Inc. → | 13F manager | – | – | CIK 1914985 |
| APSE CAPITAL LLP → | RIA / FO | – | LONDON | CRD 338804 |
| APTIOR CAPITAL LLP → | RIA / FO | – | LONDON | CRD 290621 |
| Aptus Capital Advisors, LLC → | 13F manager | – | – | CIK 1664193 |
| APTUS FINANCIAL, LLC → | RIA / FO | – | – | CRD 280033 |
| AQR Arbitrage LLC → | 13F manager | – | – | CIK 1167456 |
| AQR CAPITAL MANAGEMENT LLC → | 13F manager | – | – | CIK 1167557 |
| AQR Flex 1 Series LLC - Series F33 → | Issuer | – | – | CIK 2136519 |
| AQR Flex 1 Series LLC - Series F34 → | Issuer | – | – | CIK 2137240 |
| AQR Flex 1 Series LLC - Series F35 → | Issuer | – | – | CIK 2137239 |
| AQR Flex 1 Series LLC - Series F36 → | Issuer | – | – | CIK 2137238 |
| AQR Flex 1 Series LLC - Series F37 → | Issuer | – | – | CIK 2137237 |
| AQR Flex 1 Series LLC - Series F38 → | Issuer | – | – | CIK 2137236 |
| AQR Flex 1 Series LLC - Series F39 → | Issuer | – | – | CIK 2137215 |
| AQR Flex 1 Series LLC - Series F41 → | Issuer | – | – | CIK 2137234 |
| AQR Flex 1 Series LLC - Series F42 → | Issuer | – | – | CIK 2137232 |
| AQR Flex 1 Series LLC - Series F43 → | Issuer | – | – | CIK 2137231 |
| AQR Flex 1 Series LLC - Series F44 → | Issuer | – | – | CIK 2137221 |
| AQR Flex 1 Series LLC - Series F45 → | Issuer | – | – | CIK 2136967 |
| AQR Flex 1 Series LLC - Series J41 → | Issuer | – | – | CIK 2137595 |
| AQR Flex 1 Series LLC - Series M11 → | Issuer | – | – | CIK 2136407 |
| AQR Flex 1 Series LLC - Series P1 → | Issuer | – | – | CIK 2136494 |
| AQT CAPITAL MANAGEMENT, LLC → | RIA / FO | – | SAN RAFAEL, CA | CRD 338922 |
| AQUA-SPARK MANAGEMENT → | RIA / FO | – | UTRECHT | CRD 170168 |
| AQUAE CAPITAL LLC → | RIA / FO | – | MARSEILLE | CRD 321978 |
| AQUALIS PARTNERS LLC → | RIA / FO | – | DARIEN, CT | CRD 342218 |
| Aquamarine Financial (Cayman) Ltd → | 13F manager | – | – | CIK 2104187 |
| Aquamarine Zurich AG → | 13F manager | – | – | CIK 1953324 |
| AQUAMARINE ZURICH AG → | RIA / FO | – | ZURICH | CRD 323809 |
| Aquatic Capital Management LLC → | 13F manager | – | – | CIK 1803916 |
| Aquire Wealth Advisors, LLC → | 13F manager | – | – | CIK 1745945 |
| AR ASSET MANAGEMENT INC → | 13F manager | – | – | CIK 1080166 |
| AR CAPITAL → | RIA / FO | – | EBENE | CRD 329598 |
| Arabia John V → | 13F manager | – | – | CIK 0001516575 |
| Aragon Global Management, LP → | 13F manager | – | – | CIK 1991518 |
| ARAGUAIA CAPITAL PARTNERS → | RIA / FO | – | SAO PAULO | CRD 169849 |
| ARAMAS CAPITAL HOLDINGS LLC → | RIA / FO | – | MANHASSET, NY | CRD 331828 |
| Arani Ramin → | 13F manager | – | – | CIK 0001764185 |
| ARANOVA CAPITAL, LLC → | RIA / FO | – | CORONADO, CA | CRD 335003 |
| Arap Sobrinho Sami → | 13F manager | – | – | CIK 0002125924 |
| Ararat Capital Management LP → | 13F manager | – | – | CIK 1768757 |
| ARAVALI ASSET MANAGEMENT PTE LTD → | RIA / FO | – | SINGAPORE | CRD 313273 |
| Arax Advisory Partners → | 13F manager | – | – | CIK 1586767 |
| ARB FUND MANAGEMENT LLC → | RIA / FO | – | CHICAGO, IL | CRD 318311 |
| Arbejdsmarkedets Tillaegspension → | 13F manager | – | – | CIK 2105395 |
| Arbiter Partners Capital Management LLC → | 13F manager | – | – | CIK 1513193 |
| ARBOR CAPITAL MANAGEMENT INC /ADV → | 13F manager | – | – | CIK 1027570 |
| Arbor Investment Advisors, LLC → | 13F manager | – | – | CIK 1590073 |
| ARBOR PARTNERS INC → | RIA / FO | – | ORLANDO, FL | CRD 340378 |
| ARBOR SELECT GROWTH VENTURES, LLC → | RIA / FO | – | SINGAPORE | CRD 325645 |
| ARBOR TRUST WEALTH ADVISORS, LLC → | 13F manager | – | – | CIK 1797135 |
| ARBOR VENTURES, LTD. → | RIA / FO | – | SINGAPORE | CRD 288856 |
| Arbor Wealth Advisors LLC → | 13F manager | – | – | CIK 2009890 |
| ARBORETUM VENTURES, LLC → | RIA / FO | – | ANN ARBOR, MI | CRD 325307 |
| ArborFi Advisors, LLC → | 13F manager | – | – | CIK 2054674 |
| ARBORFIRE CAPITAL INC. → | RIA / FO | – | DENVER, CO | CRD 343244 |
| ARBORVIEW CAPITAL → | RIA / FO | – | WASHINGTON, DC | CRD 162978 |
| ARC CAPITAL MANAGEMENT LLC → | RIA / FO | – | GARDEN CITY, NY | CRD 337561 |
| ARC FINANCIAL → | RIA / FO | – | CALGARY, ALBERTA | CRD 162336 |
| ARCADIA GAMING ADVISORS LLP → | RIA / FO | – | LONDON | CRD 338747 |
| ARCADIA INVESTMENT ADVISORS LLC → | 13F manager | – | – | CIK 2047860 |
| ARCADIA INVESTMENT MANAGEMENT CORP/MI → | 13F manager | – | – | CIK 1016972 |
| Arcadia Wealth Management, Inc. → | 13F manager | – | – | CIK 2059339 |
| Arcadia Wealth Management, LLC → | 13F manager | – | – | CIK 1964226 |