| ALTA VENTURES MEXICO MANAGEMENT (GP), L.P. → | RIA / FO | – | SOUTH JORDAN, UT | CRD 163867 |
| Alta Wealth Advisors LLC → | 13F manager | – | – | CIK 1843826 |
| Altai Capital Management, L.P. → | 13F manager | – | – | CIK 1478982 |
| ALTAI VENTURES ADVISORS, LLC → | RIA / FO | – | WESTPORT, CT | CRD 316039 |
| ALTAIR INDUSTRIES LLC → | RIA / FO | – | – | CRD 340124 |
| ALTAMAR PRIVATE EQUITY SGIIC SAU → | RIA / FO | – | MADRID | CRD 317899 |
| ALTAMARCAM PARTNERS → | RIA / FO | – | COLOGNE | CRD 162643 |
| ALTARIUS ASSET MANAGEMENT → | RIA / FO | – | BIRKIRKARA | CRD 305722 |
| ALTAROC PARTNERS SAS → | RIA / FO | – | PARIS | CRD 164897 |
| ALTAROCK PARTNERS LP → | 13F manager | – | – | CIK 1631014 |
| ALTAS CORPORATION → | RIA / FO | – | TORONTO, ONTARIO | CRD 310909 |
| ALTER MANAGEMENT LLC → | RIA / FO | – | – | CRD 316483 |
| Alteri Wealth LLC → | 13F manager | – | – | CIK 2054980 |
| ALTERNA WEALTH MANAGEMENT, INC → | 13F manager | – | – | CIK 1767699 |
| Alternative Investment Advisors, LLC. → | 13F manager | – | – | CIK 2009486 |
| ALTERNATIVE INVESTMENT FUND MANAGER → | RIA / FO | – | COPENHAGEN | CRD 322133 |
| ALTERNATIVE INVESTMENT FUND MANAGER → | RIA / FO | – | COPENHAGEN | CRD 321060 |
| ALTERNATIVE LIQUIDITY CAPITAL → | RIA / FO | – | – | CRD 315799 |
| ALTERNATIVE MANAGEMENT → | RIA / FO | – | MIAMI, FL | CRD 336489 |
| ALTERRA AFRICA ACCELERATOR MANAGER → | RIA / FO | – | EBENE | CRD 329364 |
| ALTFEST L J & CO INC → | 13F manager | – | – | CIK 712050 |
| AlTi Global, Inc. → | 13F manager | – | – | CIK 1838615 |
| Altimeter Capital Management, LP → | 13F manager | – | – | CIK 1541617 |
| ALTIO CAPITAL US → | RIA / FO | – | NEW YORK, NY | CRD 315099 |
| Altiora Financial Group, LLC → | 13F manager | – | – | CIK 1986156 |
| ALTIRA GROUP LLC → | RIA / FO | – | DENVER, CO | CRD 160010 |
| ALTIRRA VENTURES LTD. → | RIA / FO | – | JAKARTA | CRD 328467 |
| ALTITUDE VENTURES MANAGEMENT, LLC → | RIA / FO | – | KIRKLAND, WA | CRD 269981 |
| Altium Capital Management LLC → | 13F manager | – | – | CIK 1746382 |
| Altium Investment Strategies LLC → | 13F manager | – | – | CIK 2131949 |
| ALTIUS GLOBAL MANAGEMENT, LLC → | RIA / FO | – | NEW YORK, NY | CRD 333729 |
| Altman Advisors, Inc. → | 13F manager | – | – | CIK 1731671 |
| ALTMAN CAPITAL MANAGEMENT, LLC → | RIA / FO | – | SAN FRANCISCO, CA | CRD 312632 |
| Altman Peter → | 13F manager | – | – | CIK 0001647542 |
| ALTOR FUND II GP LIMITED → | RIA / FO | – | ST HELIER | CRD 161901 |
| ALTOR FUND III GP LIMITED → | RIA / FO | – | ST HELIER | CRD 161903 |
| ALTOR FUND MANAGER AB → | RIA / FO | – | STOCKHOLM | CRD 172713 |
| Altor Fund VII (No. 1) AB → | Issuer | – | – | CIK 2136347 |
| Altor Fund VII (No. 2) AB → | Issuer | – | – | CIK 2136372 |
| Altos Ventures Management, Inc. → | 13F manager | – | – | CIK 1881755 |
| ALTRA ASSET MANAGEMENT CORP. → | RIA / FO | – | PANAMA CITY | CRD 165430 |
| ALTRA VENTURE PARTNERS LLC → | RIA / FO | – | NEW YORK, NY | CRD 314277 |
| Altrafin AG → | 13F manager | – | – | CIK 2110313 |
| AltraVue Capital, LLC → | 13F manager | – | – | CIK 1740837 |
| ALTRINSIC GLOBAL ADVISORS LLC → | 13F manager | – | – | CIK 1167388 |
| Altrius Capital Management Inc → | 13F manager | – | – | CIK 1940646 |
| ALTRUIST LLC → | RIA / FO | – | CULVER CITY, CA | CRD 299398 |
| Altshuler Shaham Ltd → | 13F manager | – | – | CIK 1324290 |
| ALTURA CAPITAL → | RIA / FO | – | CORAL GABLES, FL | CRD 312348 |
| ALTURA CAPITAL PARTNERS LLC → | RIA / FO | – | NEW YORK CITY, NY | CRD 342618 |
| Altura Wealth Advisors Inc. → | 13F manager | – | – | CIK 1931465 |
| Altus Wealth Group LLC → | 13F manager | – | – | CIK 1842572 |
| Altus Wealth Management, LLC → | 13F manager | – | – | CIK 1802107 |
| Alua Capital Management LP → | 13F manager | – | – | CIK 1827442 |
| ALUMENIS CAPITAL MANAGEMENT GMBH LTD → | RIA / FO | – | DENVER, CO | CRD 340855 |
| ALUMNI VENTURES → | RIA / FO | – | MANCHESTER, NH | CRD 170562 |
| Alvarez & Marsal AMCS Partners Fund, LP → | Issuer | – | – | CIK 2139103 |
| Alvarez & Marsal Partners Fund Europe II, LP → | Issuer | – | – | CIK 2139105 |
| Alvarez & Marsal Partners Secondaries, LP → | Issuer | – | – | CIK 2139104 |
| Alvarez & Marsal Private Wealth Partners, LLC → | 13F manager | – | – | CIK 2109121 |
| ALWALEED X.AI INC. → | RIA / FO | – | RIYADH | CRD 339810 |
| Alwin Martin P → | 13F manager | – | – | CIK 0001932830 |
| Alyeska Investment Group, L.P. → | 13F manager | – | – | CIK 1453072 |
| AM ADVISORS → | RIA / FO | – | CYBERCITY, EBENE 72201 | CRD 284168 |
| AM INVESTMENT STRATEGIES LLC → | 13F manager | – | – | CIK 1818897 |
| AM SQUARED LIMITED → | RIA / FO | – | HONG KONG | CRD 296223 |
| AMADEUS CAPITAL PARTNERS LIMITED → | RIA / FO | – | CAMBRIDGE | CRD 161838 |
| AMALGAMATED BANK → | 13F manager | – | – | CIK 919192 |
| Aman Angela M → | 13F manager | – | – | CIK 0001538554 |
| Amanah Holdings Trust → | 13F manager | – | – | CIK 2076121 |
| AMANSA CAPITAL PTE. LTD. → | 13F manager | – | – | CIK 1660773 |
| AMANSA CAPITAL PTE. LTD. → | RIA / FO | – | SINGAPORE | CRD 145780 |
| AMARA FINANCIAL, LLC. → | 13F manager | – | – | CIK 1934965 |
| AMARILLO NATIONAL BANK → | 13F manager | – | – | CIK 1053013 |
| AMASIA MANAGEMENT, LLC → | RIA / FO | – | – | CRD 171756 |
| AMAZON COM INC → | 13F manager | – | – | CIK 1018724 |
| AMBER CAPITAL → | RIA / FO | – | LONDON | CRD 293867 |
| AMBER TRUST II MANAGEMENT S.A. → | RIA / FO | – | LUXEMBOURG | CRD 162770 |
| AMBERSTONE → | RIA / FO | – | SAN FRANCISCO, CA | CRD 316613 |
| AMBIENTA SGR S.P.A. → | RIA / FO | – | MILANO | CRD 292352 |
| AMBINA PARTNERS LLC → | RIA / FO | – | GREENWICH, CT | CRD 298373 |
| AMBIX VENTURE MANAGEMENT, LLC → | RIA / FO | – | MOUNTAIN VIEW, CA | CRD 316862 |
| AMBOY STREET VENTURES, LLC → | RIA / FO | – | VENICE, CA | CRD 318080 |
| Ameliora Wealth Management Ltd. → | 13F manager | – | – | CIK 1910168 |
| Ameraudi Asset Management, Inc. → | 13F manager | – | – | CIK 1772954 |
| AMERICA COSTONE INVESTMENT ADVISERS INC. → | RIA / FO | – | PALO ALTO, CA | CRD 328134 |
| America First Investment Advisors, LLC → | 13F manager | – | – | CIK 1308778 |
| AMERICA'S FRONTIER MANAGEMENT, LLC → | RIA / FO | – | ARLINGTON, VA | CRD 330450 |
| American Airlines Group Inc. → | 13F manager | – | – | CIK 6201 |
| American Alpha Advisors, LLC → | 13F manager | – | – | CIK 2041441 |
| AMERICAN ASSET MANAGEMENT INC. → | 13F manager | – | – | CIK 1569454 |
| AMERICAN ASSETS INC → | 13F manager | – | – | CIK 885118 |
| American Assets Investment Management, LLC → | 13F manager | – | – | CIK 1389256 |
| American Beacon Advisors, Inc. → | 13F manager | – | – | CIK 908758 |
| American Capital Advisory, LLC → | 13F manager | – | – | CIK 2018007 |
| AMERICAN CAPITAL MANAGEMENT INC → | 13F manager | – | – | CIK 1320168 |
| AMERICAN CENTURY COMPANIES INC → | 13F manager | – | – | CIK 748054 |
| American DeepTech Infinite, L.P. → | Issuer | – | – | CIK 2138648 |
| AMERICAN EXPRESS CO → | 13F manager | – | – | CIK 4962 |
| American Family Investments, Inc. → | 13F manager | – | – | CIK 2029723 |