Universe · entity
Altium Capital Management LLC
Institutional manager (13F) · CIK 1746382
13F holdings · as of 2026-03-31 · top 19 · reported portfolio $42M
| # | Issuer | Value | Shares |
|---|---|---|---|
| 1 | PIMCO DYNAMIC INCOME STRATEG | $3M | 157,700 |
| 2 | ASA GOLD AND PRECIOUS MTLS L | $3M | 52,219 |
| 3 | ROYCE SMALL CAP TRUST INC | $3M | 192,509 |
| 4 | PIMCO CALIF MUN INCOME FD | $3M | 333,093 |
| 5 | GENERAL AMERN INVS CO INC | $3M | 48,755 |
| 6 | BNY MELLON STRATEGIC MUNS IN | $3M | 438,676 |
| 7 | ROYCE MICRO-CAP TR INC | $3M | 243,050 |
| 8 | MEXICO FD INC | $3M | 128,185 |
| 9 | NEUBERGER NEXT GENERATION | $3M | 204,562 |
| 10 | NUVEEN S&P 500 DYNAMIC OVERW | $3M | 157,395 |
| 11 | TRI CONTL CORP | $2M | 78,920 |
| 12 | CALAMOS GBL DYN INCOME FUND | $2M | 328,901 |
| 13 | ALLIANCEBERNSTEIN NATL MUN I | $2M | 222,264 |
| 14 | JAPAN SMALLER CAPITALIZATION | $2M | 150,412 |
| 15 | MORGAN STANLEY INDIA INVT FD | $2M | 79,031 |
| 16 | HIGHLAND OPPS & INCOME FD | $2M | 277,068 |
| 17 | DESTRA MULTI-ALTERNATIVE FD | $444k | 54,723 |
| 18 | NEW GERMANY FD INC | $255k | 24,920 |
| 19 | ENDRA LIFE SCIENCES INC | $241k | 51,900 |
Source: sec_edgar_13f · public regulatory · retrieved 2026-06-29. Public SEC data; no contact information.