| ACCELERATOR VENTURES → | RIA / FO | – | JACKSON, WY | CRD 167845 |
| ACCELFOODS PARTNERS, LLC → | RIA / FO | – | GREENWICH, CT | CRD 287611 |
| ACCELMED PARTNERS II MANAGEMENT, LLC → | RIA / FO | – | MIAMI BEACH, FL | CRD 308981 |
| ACCELR8 MANAGEMENT, LLC → | RIA / FO | – | BOSTON, MA | CRD 316168 |
| Accent Capital Management, LLC → | 13F manager | – | – | CIK 2014179 |
| ACCENT EQUITY AB → | RIA / FO | – | STOCKHOLM | CRD 313862 |
| ACCENT EQUITY PARTNERS AB → | RIA / FO | – | STOCKHOLM | CRD 162753 |
| ACCENT EQUITY VII MANAGER AB → | RIA / FO | – | STOCKHOLM | CRD 328309 |
| ACCESS CAPITAL ADVISORS (GUERNSEY)LTD → | RIA / FO | – | ST PETER PORT | CRD 134531 |
| ACCESS CAPITAL PARTNERS → | RIA / FO | – | PARIS | CRD 331217 |
| ACCESS FINANCIAL SERVICES, INC. → | 13F manager | – | – | CIK 1699622 |
| Access Investment Management LLC → | 13F manager | – | – | CIK 2010477 |
| ACCESS Sole Miami, LLC → | Issuer | – | – | CIK 2137534 |
| ACCESS VENTURE PARTNERS → | RIA / FO | – | WESTMINSTER, CO | CRD 290236 |
| ACCESS VENTURES → | RIA / FO | – | NEW YORK, NY | CRD 331222 |
| ACCOMPLICE MANAGEMENT LLC → | RIA / FO | – | BOSTON, MA | CRD 219517 |
| Accordant Advisory Group Inc → | 13F manager | – | – | CIK 2013499 |
| ACCOUNT MANAGEMENT LLC → | 13F manager | – | – | CIK 769954 |
| ACCREDITED INVESTOR SERVICES, LLC → | 13F manager | – | – | CIK 2028621 |
| Accredited Investors Inc. → | 13F manager | – | – | CIK 1518364 |
| ACCRETE MANAGEMENT, LLC → | RIA / FO | – | NEW YORK, NY | CRD 316777 |
| ACCRETIVE CAPITAL MANAGEMENT, LLC → | RIA / FO | – | MADISON, CT | CRD 160939 |
| Accretive Wealth Partners, LLC → | 13F manager | – | – | CIK 1844444 |
| ACCRETIVE, LLC → | RIA / FO | – | NEW YORK, NY | CRD 157364 |
| AccuCast Holdings, LLC → | Issuer | – | – | CIK 2137018 |
| Accurate Wealth Management, LLC → | 13F manager | – | – | CIK 1877728 |
| Accuvest Global Advisors → | 13F manager | – | – | CIK 1497637 |
| ACE REDPOINT MANAGEMENT COMPANY, LTD. → | RIA / FO | – | SHANGHAI | CRD 288086 |
| ACELERADORA 500 LUCHADORES S.A., DE C.V. → | RIA / FO | – | CUIDAD DE MEXICO | CRD 292514 |
| ACEQUIA CAPITAL MANAGEMENT LLC → | RIA / FO | – | – | CRD 176533 |
| ACER TREE INVESTMENT MANAGEMENT LLP → | RIA / FO | – | LONDON | CRD 322248 |
| ACERO CAPITAL → | RIA / FO | – | SAN FRANCISCO, CA | CRD 162093 |
| ACERO CAPITAL GROWTH MANAGEMENT LLC → | RIA / FO | – | SAN FRANCISCO, CA | CRD 310257 |
| Achmea Investment Management B.V. → | 13F manager | – | – | CIK 1697765 |
| ACIES INVESTMENTS MANAGEMENT, LLC → | RIA / FO | – | MANHATTAN BEACH, CA | CRD 330157 |
| ACIMA PRIVATE WEALTH, LLC → | 13F manager | – | – | CIK 1761961 |
| ACION PARTNERS LIMITED → | RIA / FO | – | HONG KONG | CRD 174299 |
| ACK Asset Management LLC → | 13F manager | – | – | CIK 1510940 |
| ACKER FINLEY ASSET MANAGEMENT USA INC. → | RIA / FO | – | TORONTO | CRD 110888 |
| Ackerman Asset Management, LLC → | 13F manager | – | – | CIK 2067071 |
| Ackerman Capital Advisors, LLC → | 13F manager | – | – | CIK 1699506 |
| ACKERMAN JOEL → | 13F manager | – | – | CIK 0001220630 |
| Acknowledge Redwood, LLC → | Issuer | – | – | CIK 2137422 |
| ACLLCS40626 a Series of CGF2021 LLC → | Issuer | – | – | CIK 2140827 |
| ACM SPV II LP → | Issuer | – | – | CIK 2140402 |
| ACME, LLC → | 13F manager | – | – | CIK 1803200 |
| ACORN CAPITAL ADVISORS, LLC → | 13F manager | – | – | CIK 2054410 |
| ACORN CREEK CAPITAL LLC → | 13F manager | – | – | CIK 1994827 |
| ACORN FINANCIAL ADVISORY SERVICES INC /ADV → | 13F manager | – | – | CIK 1018561 |
| ACORN PACIFIC VENTURES → | RIA / FO | – | SAN MATEO, CA | CRD 250786 |
| Acorn Wealth Advisors, LLC → | 13F manager | – | – | CIK 1730610 |
| Acorns Advisers, LLC → | 13F manager | – | – | CIK 1701879 |
| ACP CREDIT MANAGEMENT → | RIA / FO | – | HOUSTON, TX | CRD 336428 |
| ACP GROUP, LLC → | RIA / FO | – | MEMPHIS, TN | CRD 334525 |
| ACP VENTURE CAPITAL MANAGEMENT FUND LLC → | RIA / FO | – | HAUPPAUGE, NY | CRD 298029 |
| ACPE SERVICES S.A. → | RIA / FO | – | MONTEVIDEO | CRD 167069 |
| ACR Alpine Capital Research, LLC → | 13F manager | – | – | CIK 1508822 |
| ACRE Equity V Holdings, LLC → | Issuer | – | – | CIK 2138651 |
| ACRE VENTURE PARTNERS → | RIA / FO | – | – | CRD 283298 |
| ACREW CAPITAL MANAGEMENT, L.P. → | RIA / FO | – | SAN FRANCISCO, CA | CRD 307729 |
| ACREW DIVERSIFY CAPITAL MANAGEMENT, L.P. → | RIA / FO | – | SAN FRANCISCO, CA | CRD 320986 |
| ACREWOOD HOLDINGS, LLC → | RIA / FO | – | BRYN MAWR, PA | CRD 163644 |
| ACRONYM ETC. MANAGEMENT, LLC → | RIA / FO | – | – | CRD 330757 |
| Acropolis Investment Management, LLC → | 13F manager | – | – | CIK 1318601 |
| ACROPOLIS PARTNERS LLC → | RIA / FO | – | WATKINSVILLE, GA | CRD 333082 |
| ACS A SERIES OF IPO CLUB II → | Issuer | – | – | CIK 2138241 |
| ACT Advisors, LLC. → | 13F manager | – | – | CIK 1842554 |
| ACT CAPITAL MANAGEMENT, LLC → | 13F manager | – | – | CIK 1442273 |
| ACT ONE VENTURES MANAGEMENT, L.L.C. → | RIA / FO | – | – | CRD 283875 |
| Act Two Investors LLC → | 13F manager | – | – | CIK 1766907 |
| ACT WEALTH MANAGEMENT, LLC → | 13F manager | – | – | CIK 1814191 |
| ACTAI Ventures S a Series of CGF2021 LLC → | Issuer | – | – | CIK 2140150 |
| ACTELLIGENT PRIVATE LIMITED → | RIA / FO | – | SINGAPORE | CRD 312930 |
| ACTERA GROUP LTD → | RIA / FO | – | ST. HELIER | CRD 163398 |
| ACTION POINT FINANCIAL PLANNING, LLC → | 13F manager | – | – | CIK 2116119 |
| ACTIVATE CAPITAL PARTNERS → | RIA / FO | – | SAN FRANCISCO, CA | CRD 307073 |
| ACTIVATE VENTURE PARTNERS → | RIA / FO | – | BETHLEHEM, PA | CRD 334513 |
| ACTIVE OWNERSHIP CORPORATION S.À R.L. → | RIA / FO | – | GREVENMACHER | CRD 310391 |
| ACTIVE VENTURE PARTNERS, LLC → | RIA / FO | – | SAN ANTONIO, TX | CRD 294383 |
| ACTIVEALPHA INVESTMENT ADVISORS → | RIA / FO | – | MUMBAI, MAHARASHTRA | CRD 338512 |
| ACTIVECAP - CAPITAL PARTNERS, SCR, S.A. → | RIA / FO | – | LISBON | CRD 340980 |
| Activest Wealth Management → | 13F manager | – | – | CIK 1883134 |
| ACTIVUM SG CAPITAL MANAGEMENT LIMITED → | RIA / FO | – | ST HELIER | CRD 164034 |
| Acuere Capital Partners, LLC - ACP PC Fund II → | Issuer | – | – | CIK 2136285 |
| Acuitas Investments, LLC → | 13F manager | – | – | CIK 1524828 |
| ACUMEN CAPITAL PARTNERS LLC → | RIA / FO | – | NEW YORK, NY | CRD 285564 |
| Acumen Wealth Advisors, LLC → | 13F manager | – | – | CIK 1939202 |
| ACUTA CAPITAL PARTNERS, LLC → | 13F manager | – | – | CIK 1582844 |
| ACUTA CAPITAL PARTNERS, LLC → | RIA / FO | – | REDWOOD CITY, CA | CRD 158869 |
| ACUTE INVESTMENT ADVISORY, LLC → | 13F manager | – | – | CIK 1944780 |
| ACV CAPITAL PTE. LTD. → | RIA / FO | – | SINGAPORE | CRD 322804 |
| ACVC MANAGEMENT, LLC → | RIA / FO | – | PALO ALTO, CA | CRD 309667 |
| ADAGE CAPITAL PARTNERS GP, L.L.C. → | 13F manager | – | – | CIK 1165408 |
| ADAGIO CAPITAL MANAGEMENT, LLC → | RIA / FO | – | – | CRD 286138 |
| Adair Charles L → | 13F manager | – | – | CIK 0001705172 |
| Adalta Capital Management LLC → | 13F manager | – | – | CIK 1698926 |
| Adam's & Eve's Health Inc. → | Issuer | – | – | CIK 2142013 |
| ADAMANTEM CAPITAL MANAGEMENT PTY LTD → | RIA / FO | – | SYDNEY, NSW | CRD 311186 |
| Adams Asset Advisors, LLC → | 13F manager | – | – | CIK 1386929 |
| ADAMS CAPITAL MANAGEMENT, INC. → | RIA / FO | – | SEWICKLEY, PA | CRD 162533 |