| A.L. STUART INVESTMENTS, LLC → | RIA / FO | – | GREENWICH, CT | CRD 158974 |
| A.P. MOLLER CAPITAL P/S → | RIA / FO | – | HELLERUP | CRD 335181 |
| A&I FINANCIAL SERVICES, LLC → | 13F manager | – | – | CIK 1728031 |
| A1 MANAGEMENT CO. LLC → | RIA / FO | – | CHICAGO, IL | CRD 326677 |
| A100X VENTURES → | RIA / FO | – | – | CRD 334339 |
| a16z Capital Management, L.L.C. → | 13F manager | – | – | CIK 1540358 |
| a16z Perennial Management, L.P. → | 13F manager | – | – | CIK 2009275 |
| A3/C PARTNERS LLP → | RIA / FO | – | LONDON | CRD 338882 |
| A4 Wealth Advisors LLC → | 13F manager | – | – | CIK 2033987 |
| AA Financial Advisors, LLC → | 13F manager | – | – | CIK 2016899 |
| AABARIS FUND MANAGEMENT LLC → | RIA / FO | – | GRAND BAY | CRD 282442 |
| AAC BENELUX → | RIA / FO | – | AMSTERDAM | CRD 167677 |
| AAF Wealth Management, LLC → | 13F manager | – | – | CIK 1726609 |
| AAFMAA Wealth Management & Trust LLC → | 13F manager | – | – | CIK 1846160 |
| AAFMC LLC → | RIA / FO | – | MCLEAN, VA | CRD 287665 |
| AAL VC Fund II, LP → | Issuer | – | – | CIK 2137187 |
| Aalo Atomics BBVC IV, a Series of A Master Series, LLC → | Issuer | – | – | CIK 2139384 |
| AARION MANAGEMENT LLC → | RIA / FO | – | MELVILLE, NY | CRD 342460 |
| Aaron Wealth Advisors LLC → | 13F manager | – | – | CIK 1812198 |
| AAVIN EQUITY ADVISORS, LLC → | RIA / FO | – | CEDAR RAPIDS, IA | CRD 170599 |
| AAVISHKAAR VENTURE MANAGEMENT SERVICES PRIVATE LIMITED → | RIA / FO | – | MUMBAI, MAHASHTRA | CRD 292206 |
| AB MAGNITUDE VENTURES GROUP → | RIA / FO | – | – | CRD 309472 |
| AB TA Alpha Fund, L.P. → | Issuer | – | – | CIK 2136716 |
| ABAC CAPITAL → | RIA / FO | – | BARCELONA | CRD 284831 |
| ABAC CAPITAL MANAGER, SGEIC, S.A.U. → | RIA / FO | – | BARCELONA | CRD 307902 |
| ABAC SOLUTIONS MANAGER → | RIA / FO | – | L-2453 LUXEMBOURG | CRD 284881 |
| ABACUS EQUITY PARTNERS → | RIA / FO | – | NEW YORK, NY | CRD 335713 |
| Abacus FCF Advisors LLC → | 13F manager | – | – | CIK 1604903 |
| Abacus Planning Group, Inc. → | 13F manager | – | – | CIK 1602730 |
| Abacus Wealth Partners, LLC → | 13F manager | – | – | CIK 1978011 |
| ABAKKUS ASSET MANAGER PRIVATE LIMITED → | RIA / FO | – | MUMBAI, MAHARASHTRA | CRD 304571 |
| Abate Christopher J → | 13F manager | – | – | CIK 0001453409 |
| ABAX GLOBAL CAPITAL → | RIA / FO | – | KOWLOON | CRD 161029 |
| ABBAEI MANAGER LLC → | RIA / FO | – | NAPLES, FL | CRD 329838 |
| ABBINGTON INVESTMENT GROUP → | 13F manager | – | – | CIK 2088867 |
| Abbot Financial Management, Inc. → | 13F manager | – | – | CIK 1714341 |
| ABC ARBITRAGE ASSET MANAGEMENT S.A. → | RIA / FO | – | PARIS | CRD 161564 |
| ABC ARBITRAGE SA → | 13F manager | – | – | CIK 2049221 |
| Abdiel Capital Advisors, LP → | 13F manager | – | – | CIK 1578684 |
| Abel Hall, LLC → | 13F manager | – | – | CIK 2013339 |
| ABELE JOHN E → | 13F manager | – | – | CIK 0000901430 |
| ABÉNEX CAPITAL → | RIA / FO | – | PARIS | CRD 321143 |
| ABERDARE MANAGEMENT COMPANY, LLC → | RIA / FO | – | SAN FRANCISCO, CA | CRD 163520 |
| Aberdeen Group plc → | 13F manager | – | – | CIK 1716774 |
| Aberdeen Wealth Management LLC → | 13F manager | – | – | CIK 1802654 |
| ABERFORTH → | RIA / FO | – | EDINBURGH, MIDLOTHIAN | CRD 331982 |
| ABG Innovation Capital Partners III GP Ltd → | 13F manager | – | – | CIK 1845297 |
| ABG-WTT Global Life Science Capital Partners GP Ltd → | 13F manager | – | – | CIK 1832108 |
| ABINGER PARTNERS LLC → | RIA / FO | – | NEW YORK, NY | CRD 341372 |
| ABLE Financial Group, LLC → | 13F manager | – | – | CIK 1977500 |
| ABLE RESEARCH TECHNOLOGY LTD → | RIA / FO | – | DENVER, CO | CRD 337608 |
| Able Wealth Management LLC → | 13F manager | – | – | CIK 2011908 |
| Ables Dorothy M → | 13F manager | – | – | CIK 0001448781 |
| ABLES, IANNONE, MOORE & ASSOCIATES, INC. → | 13F manager | – | – | CIK 2013713 |
| ABN AMRO Bank N.V. → | 13F manager | – | – | CIK 1561082 |
| ABN AMRO INVESTMENT SOLUTIONS → | 13F manager | – | – | CIK 2080520 |
| ABN Touring LLC → | Issuer | – | – | CIK 2136820 |
| ABNER HERRMAN & BROCK LLC → | 13F manager | – | – | CIK 1038661 |
| ABOUND FINANCIAL, LLC → | 13F manager | – | – | CIK 2024264 |
| Abound Wealth Management → | 13F manager | – | – | CIK 1950323 |
| Abraham Tsedeniya → | 13F manager | – | – | CIK 0002127064 |
| Abramo Mercedes → | 13F manager | – | – | CIK 0001990442 |
| ABRAMS BISON INVESTMENTS, LLC → | 13F manager | – | – | CIK 1317588 |
| ABRAMS CAPITAL MANAGEMENT, L.P. → | 13F manager | – | – | CIK 1358706 |
| ABRDN CANADA LIMITED → | RIA / FO | – | DENVER, CO | CRD 339308 |
| ABRDN INVESTMENTS IRELAND LIMITED → | RIA / FO | – | DUBLIN | CRD 304189 |
| ABRDN INVESTMENTS LUXEMBOURG SA → | RIA / FO | – | LUXEMBOURG | CRD 161831 |
| Abreu Joao Alberto Fernandez de → | 13F manager | – | – | CIK 0002121198 |
| ABRIS CAPITAL PARTNERS → | RIA / FO | – | ST. HELIER | CRD 161747 |
| ABS CP, INC. → | RIA / FO | – | WASHINGTON, DC | CRD 313237 |
| ABS Direct Equity Fund LLC → | 13F manager | – | – | CIK 1729347 |
| ABS ELS Master LLC → | Issuer | – | – | CIK 2136228 |
| ABSHER WEALTH MANAGEMENT, LLC → | 13F manager | – | – | CIK 1802534 |
| ABSOLUTARIS BASE LIMITED → | RIA / FO | – | DENVER, CO | CRD 339137 |
| ABSOLUTE CAPITAL MANAGEMENT, LLC → | 13F manager | – | – | CIK 1817648 |
| Absolute Gestao de Investimentos Ltda. → | 13F manager | – | – | CIK 1622610 |
| ABSOLUTE INVESTMENT ADVISERS, LLC → | 13F manager | – | – | CIK 1316187 |
| ABSOLUTE STRATEGIES LLC → | RIA / FO | – | – | CRD 327268 |
| ABSOLUTE STRATEGY RESEARCH SERVICES → | RIA / FO | – | LONDON | CRD 164668 |
| Absoluto Partners Gestao de Recursos Ltda → | 13F manager | – | – | CIK 1847566 |
| ABSTRACTION CAPITAL MANAGEMENT LLC → | RIA / FO | – | KANSAS CITY, MO | CRD 315576 |
| Abu Dhabi Investment Council Co P.J.S.C → | 13F manager | – | – | CIK 1814011 |
| ABUHOFF JACK → | 13F manager | – | – | CIK 0001120632 |
| Abundance Wealth Counselors → | 13F manager | – | – | CIK 1767080 |
| ABUNDO WEALTH → | RIA / FO | – | HOUSTON, TX | CRD 304612 |
| ABVEN SERVICES, INC. → | RIA / FO | – | DUBLIN | CRD 174972 |
| ACA MANAGER (MAURITIUS) LIMITED → | RIA / FO | – | CYBERCITY | CRD 282722 |
| ACADEMY CAPITAL MANAGEMENT → | 13F manager | – | – | CIK 1031972 |
| ACADIAN ASSET MANAGEMENT LLC → | 13F manager | – | – | CIK 916542 |
| ACADIAN VENTURES MANAGEMENT, LLC → | RIA / FO | – | MADISON, CT | CRD 329726 |
| Acasta Partners UK LLP → | 13F manager | – | – | CIK 2090007 |
| Accel Growth Fund V Associates L.L.C. → | 13F manager | – | – | CIK 1767987 |
| Accel Leaders 3 Associates L.P. → | 13F manager | – | – | CIK 1832690 |
| Accel Leaders 4 Associates L.P. → | 13F manager | – | – | CIK 1923783 |
| ACCEL LONDON MANAGEMENT LIMITED → | RIA / FO | – | ST PETER PORT | CRD 171086 |
| ACCEL PARTNERS MANAGEMENT, LLP → | RIA / FO | – | LONDON | CRD 162784 |
| Accel Wealth Management → | 13F manager | – | – | CIK 1838226 |
| Accel XI Associates L.L.C. → | 13F manager | – | – | CIK 1535603 |
| Accelerate Investment Advisors LLC → | 13F manager | – | – | CIK 2035216 |
| Accelerate Wind by IIH a Series of Clutch Capital LLC → | Issuer | – | – | CIK 2138757 |