Investor intelligence · Universe
Investor universe
The public-regulatory universe, RIAs & family offices (Form ADV) and institutional managers (13F). Click any entity for its profile & holdings. Read-only; public SEC data, no contacts.
36,242 matches · showing 9801–9900 (page 99 of 363)
| Entity | Type | AUM | Location | Anchor |
|---|---|---|---|---|
| B.B. GRAHAM & COMPANY, INC. → | RIA / FO | $322M | ORANGE, CA | CRD 41533 |
| HF ADVISORY GROUP, LLC → | RIA / FO | $322M | ANNAPOLIS, MD | CRD 309051 |
| IG4 CAPITAL ADVISORS US LLC → | RIA / FO | $321M | WASHINGTON, DC | CRD 316972 |
| PRICE CAPITAL MANAGEMENT, INC. → | RIA / FO | $321M | – | CRD 157871 |
| ASSET PRESERVATION GROUP INC → | RIA / FO | $321M | GRAPEVINE, TX | CRD 108150 |
| ADVISORS FINANCIAL, INC. → | RIA / FO | $321M | VIENNA, VA | CRD 144837 |
| STRATEGIC FINANCIAL PARTNERS, LTD → | RIA / FO | $321M | – | CRD 148858 |
| MINERVA ADVISORS LLC → | RIA / FO | $321M | BALA CYNWYD, PA | CRD 161408 |
| TOOMEY INVESTMENT MANAGEMENT, INC → | RIA / FO | $321M | WALLINGFORD, CT | CRD 127346 |
| FOUNDER FAMILY FINANCIAL, LLC → | RIA / FO | $321M | AUSTIN, TX | CRD 171978 |
| MEADOWBROOK ADVISORS → | RIA / FO | $321M | – | CRD 337223 |
| OFF THE CHAIN CAPITAL, LLC → | RIA / FO | $321M | – | CRD 309867 |
| HW CAPITAL LLC → | RIA / FO | $321M | SANTA MONICA, CA | CRD 298731 |
| SENTINEL ADVISORY GROUP, LLC → | RIA / FO | $321M | MIDDLETON, WI | CRD 338121 |
| AWM FINANCIAL SERVICES INC. → | RIA / FO | $321M | THE WOODLANDS, TX | CRD 144351 |
| 1 NORTH WEALTH SERVICES, LLC → | RIA / FO | $320M | ANNAPOLIS, MD | CRD 115948 |
| WSC & COMPANY, LLC → | RIA / FO | $320M | CHARLOTTE, NC | CRD 289138 |
| ADASINA SOCIAL CAPITAL → | RIA / FO | $320M | – | CRD 151411 |
| ELEVATE WEALTH MANAGEMENT → | RIA / FO | $320M | SHERIDAN, WY | CRD 336710 |
| ALHAMBRA INVESTMENT MANAGEMENT LLC → | RIA / FO | $320M | PALMETTO BAY, FL | CRD 138537 |
| WYNN CAPITAL → | RIA / FO | $320M | AUGUSTA, GA | CRD 281291 |
| SAWYER & CO INC → | RIA / FO | $320M | BOSTON, MA | CRD 112849 |
| VISTA FINANCE, LLC → | RIA / FO | $320M | CLAYTON, MO | CRD 312082 |
| SECURA FINANCIAL → | RIA / FO | $320M | ORANGE, CA | CRD 137324 |
| LANTERN WEALTH ADVISORS, LLC → | RIA / FO | $320M | MELVILLE, NY | CRD 147420 |
| KANAME CAPITAL, L.P. → | RIA / FO | $320M | BOSTON, MA | CRD 300565 |
| ALPHA WEALTH MANAGEMENT AND PLANNING LLC → | RIA / FO | $320M | NOVATO, CA | CRD 163917 |
| ATOMIC INVEST LLC → | RIA / FO | $320M | NEW YORK, NY | CRD 313255 |
| WEALTHVIEW CAPITAL, LLC → | RIA / FO | $319M | JACKSON, MS | CRD 149476 |
| ARROYO INVESTMENT GROUP, LLC → | RIA / FO | $319M | PASADENA, CA | CRD 130243 |
| OPTIVEST, INC. → | RIA / FO | $319M | SAN JUAN CAPISTRANO, CA | CRD 137070 |
| HAMILTON SQUARE PARTNERS MANAGEMENT, LP → | RIA / FO | $319M | NEW YORK, NY | CRD 338881 |
| THEORY FINANCIAL → | RIA / FO | $319M | FORT COLLINS, CO | CRD 304084 |
| PROMONTORY FINANCIAL PLANNING, LLC → | RIA / FO | $319M | FARMINGTON, UT | CRD 153666 |
| REMEDIUM CAPITAL PARTNERS → | RIA / FO | $319M | WEST PALM BEACH, FL | CRD 340302 |
| VALUEWEALTH SERVICES, LLC → | RIA / FO | $319M | ANNAPOLIS, MD | CRD 304049 |
| ANTOINE WILLIAMS & ASSOCIATES WEALTH MANAGEMENT, LLC → | RIA / FO | $319M | SHELBURNE, VT | CRD 312253 |
| BREEN WEALTH MANAGEMENT, LLC → | RIA / FO | $319M | PETALUMA, CA | CRD 286513 |
| PHILLIP B. WHITE CO., INC → | RIA / FO | $319M | SAN LUIS OBISPO, CA | CRD 300623 |
| INVESTMENTS & FINANCIAL PLANNING, LLC → | RIA / FO | $319M | LEXINGTON, KY | CRD 164333 |
| GOLDENTREE ASSET MANAGEMENT CREDIT ADVISOR LLC → | RIA / FO | $319M | NEW YORK, NY | CRD 288841 |
| GENERAL PARTNER, INC. → | RIA / FO | $318M | – | CRD 302070 |
| FMI → | RIA / FO | $318M | ARDMORE, OK | CRD 117600 |
| PLAGENS & TAYLOR WEALTH MANAGEMENT → | RIA / FO | $318M | SAN ANGELO, TX | CRD 335178 |
| IMPACT INVESTORS → | RIA / FO | $318M | – | CRD 289028 |
| MODEL WEALTH → | RIA / FO | $318M | – | CRD 299798 |
| TRIBUNE INVESTMENT GROUP → | RIA / FO | $318M | NEW YORK, NY | CRD 329330 |
| BAYFOREST → | RIA / FO | $318M | LONDON | CRD 312969 |
| OPENAIR FINANCIAL, LLC → | RIA / FO | $318M | SOUTHLAKE, TX | CRD 300362 |
| CAIM LLC → | RIA / FO | $318M | LONGBOAT KEY, FL | CRD 144946 |
| 4:8 FINANCIAL → | RIA / FO | $318M | CANBY, OR | CRD 335831 |
| TOWER VIEW WEALTH MANAGEMENT LLC → | RIA / FO | $318M | – | CRD 108739 |
| RANSOM ADVISORY → | RIA / FO | $318M | – | CRD 318747 |
| NAVIGATE 401K, LLC → | RIA / FO | $318M | BIRMINGHAM, AL | CRD 309466 |
| THREE CORD TRUE WEALTH MANAGEMENT, LLC → | RIA / FO | $318M | BEAVER, PA | CRD 307480 |
| MEIRA WEALTH → | RIA / FO | $318M | CORAL GABLES, FL | CRD 108648 |
| TWIN SECURITIES, INC. → | RIA / FO | $318M | NEW YORK, NY | CRD 158318 |
| DELTROIT ASSET MANAGEMENT (US) LLC → | RIA / FO | $318M | – | CRD 334438 |
| LEGACY FINANCIAL ADVISORS CORPORATION → | RIA / FO | $318M | BLOOMINGTON, MN | CRD 115384 |
| TALARA CAPITAL MANAGEMENT, LLC → | RIA / FO | $318M | MONTCLAIR, NJ | CRD 158866 |
| HEARTWOOD FUNDS → | RIA / FO | $318M | NEW YORK, NY | CRD 136940 |
| MACQUARIE CAPITAL PARTNERS LLC → | RIA / FO | $318M | NEW YORK, NY | CRD 293250 |
| WEALTH PRO ADVISORS, INC. → | RIA / FO | $317M | SARASOTA, FL | CRD 169266 |
| GOODE PARTNERS LLC → | RIA / FO | $317M | NEW YORK, NY | CRD 161816 |
| FAMILY WEALTH PLANNING PARTNERS → | RIA / FO | $317M | LOUISVILLE, KY | CRD 323656 |
| BCA PRIVATE WEALTH, INC. → | RIA / FO | $317M | GREENVILLE, SC | CRD 140913 |
| TSP ADVISORS, LLC → | RIA / FO | $317M | MERCER ISLAND, WA | CRD 281758 |
| BISON CREEK WEALTH MANAGEMENT LLC → | RIA / FO | $317M | – | CRD 314991 |
| REDWOOD WEALTH MANAGEMENT GROUP, LLC → | RIA / FO | $317M | MEDFORD, NJ | CRD 281741 |
| VISTAMARK INVESTMENTS → | RIA / FO | $317M | HINSDALE, IL | CRD 335309 |
| MENDEL MONEY MANAGEMENT INC → | RIA / FO | $317M | NORTHBROOK, IL | CRD 105974 |
| BLUE BARN WEALTH → | RIA / FO | $317M | OREM, UT | CRD 107202 |
| SWISHER FINANCIAL CONCEPTS, INC. → | RIA / FO | $317M | WESTERVILLE, OH | CRD 121384 |
| FIRST FINANCIAL GROUP → | RIA / FO | $317M | RALEIGH, NC | CRD 134006 |
| COUNCILOR WEALTH LLC → | RIA / FO | $317M | BETHESDA, MD | CRD 170858 |
| DKM WEALTH MANAGEMENT, INC. → | RIA / FO | $317M | STOCKTON, CA | CRD 316778 |
| CARO INVESTORS → | RIA / FO | $317M | CHEVY CHASE, MD | CRD 332085 |
| THE MUSTICO FINANCIAL GROUP, INC. → | RIA / FO | $317M | ELMIRA, NY | CRD 125763 |
| DUET ADVISORY SERVICES LLC → | RIA / FO | $316M | BINGHAM FARMS, MI | CRD 283584 |
| SALVUS WEALTH MANAGEMENT, LLC → | RIA / FO | $316M | RED BANK, NJ | CRD 171986 |
| OCA VENTURES, LLC → | RIA / FO | $316M | CHICAGO, IL | CRD 161160 |
| FERGUSON-JOHNSON WEALTH MANAGEMENT, INC. → | RIA / FO | $316M | ROCKVILLE, MD | CRD 109232 |
| HARVEST MANAGEMENT, L.L.C. → | RIA / FO | $316M | NEW YORK, NY | CRD 124477 |
| WEALTHCOLLAB → | RIA / FO | $316M | BELLEVUE, WA | CRD 269840 |
| FIRST OAK WEALTH MANAGEMENT, LLC → | RIA / FO | $316M | RALEIGH, NC | CRD 288316 |
| TENON FINANCIAL → | RIA / FO | $316M | METUCHEN, NJ | CRD 305581 |
| WEALTH ANALYTICS PARTNERS, LLC → | RIA / FO | $316M | SAN DIEGO, CA | CRD 140115 |
| GIBERT WEALTH MANAGEMENT → | RIA / FO | $316M | – | CRD 341458 |
| PACIFICA PARTNERS CAPITAL MANAGEMENT → | RIA / FO | $316M | SURREY | CRD 148834 |
| MATTHEW 25 MANAGEMENT CORP → | RIA / FO | $316M | AMBLER, PA | CRD 104566 |
| PROACTIVE WEALTH STRATEGIES, LLC → | RIA / FO | $316M | MARIETTA, GA | CRD 318872 |
| KENORA FINANCIAL, LLC → | RIA / FO | $316M | DES PLAINES, IL | CRD 123524 |
| MARQUETTE ASSOCIATES, INC. → | RIA / FO | $316M | WEST CHESTER, PA | CRD 118655 |
| 4D ADVISORS, LLC → | RIA / FO | $316M | REDONDO BEACH, CA | CRD 315045 |
| GARRISON POINT CAPITAL, LLC → | RIA / FO | $316M | SAN FRANCISCO, CA | CRD 165590 |
| THAMES FINANCIAL MANAGEMENT → | RIA / FO | $315M | NORWICH, CT | CRD 126295 |
| ACCELERATE RETIREMENT → | RIA / FO | $315M | ALISO VIEJO, CA | CRD 325859 |
| CAMARDA WEALTH ADVISORY GROUP → | RIA / FO | $315M | FLEMING ISLAND, FL | CRD 113784 |
| WALKER ASSET MANAGEMENT, LLC → | RIA / FO | $315M | – | CRD 284951 |
| CORNERSTONE SELECT ADVISORS, LLC → | RIA / FO | $315M | ST. LOUIS, MO | CRD 144044 |