Investor intelligence · Universe
Investor universe
The public-regulatory universe, RIAs & family offices (Form ADV) and institutional managers (13F). Click any entity for its profile & holdings. Read-only; public SEC data, no contacts.
23,520 matches · showing 9601–9700 (page 97 of 236)
| Entity | Type | AUM | Location | Anchor |
|---|---|---|---|---|
| SEIX CLO MANAGEMENT LLC → | RIA / FO | $336M | PARK RIDGE, NJ | CRD 285354 |
| PERSONAL FINANCIAL PROFILES INC → | RIA / FO | $335M | CORAL SPRINGS, FL | CRD 109327 |
| THE MENARD FINANCIAL GROUP, LLC → | RIA / FO | $335M | HOUSTON, TX | CRD 299404 |
| CION GROSVENOR MANAGEMENT, LLC → | RIA / FO | $335M | NEW YORK, NY | CRD 330199 |
| BVP MANAGEMENT COMPANY, LLC → | RIA / FO | $335M | NEW YORK, NY | CRD 307029 |
| TRISPERITY ADVISORS, LLC → | RIA / FO | $335M | KATY, TX | CRD 142438 |
| ASPENRIDGE WEALTH ADVISORS → | RIA / FO | $335M | FORT WORTH, TX | CRD 337220 |
| PILLSBURY LAKE CAPITAL, LLC → | RIA / FO | $335M | – | CRD 328282 |
| GOTHAM GREEN PARTNERS, LLC → | RIA / FO | $335M | SANTA MONICA, CA | CRD 288771 |
| ABRA CAPITAL MANAGEMENT, LP → | RIA / FO | $335M | SAN FRANCISCO, CA | CRD 323353 |
| BAER WEALTH MANAGEMENT → | RIA / FO | $335M | MARIETTA, GA | CRD 150555 |
| WEIK CAPITAL MANAGEMENT → | RIA / FO | $335M | WYOMISSING, PA | CRD 107068 |
| WEALTHHARBOR CAPITAL GROUP, LLC → | RIA / FO | $335M | METAIRIE, LA | CRD 118614 |
| NEUBERGER BERMAN LOAN ADVISERS EUROPE II LP → | RIA / FO | $335M | CHICAGO, IL | CRD 337854 |
| GINJER → | RIA / FO | $335M | PARIS | CRD 174097 |
| SLAYTON LEWIS INC → | RIA / FO | $334M | SALT LAKE CITY, UT | CRD 114596 |
| AMERICAN CAPITAL ADVISORY, LLC → | RIA / FO | $334M | KETCHUM, ID | CRD 141944 |
| HEWELL FINANCIAL GROUP, INC. → | RIA / FO | $334M | – | CRD 333535 |
| OCEANIQ CAPITAL, LLC → | RIA / FO | $334M | PALO ALTO, CA | CRD 168062 |
| ENVISION CAPITAL MANAGEMENT INC → | RIA / FO | $334M | – | CRD 107150 |
| EVERMONT WEALTH → | RIA / FO | $334M | CLAREMONT, CA | CRD 168581 |
| ESCHATON OPPORTUNITIES FUND MANAGEMENT LP → | RIA / FO | $334M | MIAMI, FL | CRD 285575 |
| COTTAGE STREET ADVISORS → | RIA / FO | $334M | MARION, MA | CRD 173487 |
| CHECKPOINT CAPITAL L.P. → | RIA / FO | $334M | SAN FRANCISCO, CA | CRD 325763 |
| GOOD HARBOR ADVISORS, INC. → | RIA / FO | $334M | GLOUCESTER, MA | CRD 143492 |
| STRAIT & SOUND → | RIA / FO | $334M | – | CRD 309306 |
| CONGRUENCE CAPITAL, LLC → | RIA / FO | $334M | LOS ANGELES, CA | CRD 328559 |
| IMPULSORA DEL FONDO MEXICO, SC → | RIA / FO | $334M | CDMX | CRD 105298 |
| INVESTMENT PARTNERS ASSET MANAGEMENT → | RIA / FO | $333M | METUCHEN, NJ | CRD 121812 |
| HIGHBURY PACIFIC CAPITAL CORP. → | RIA / FO | $333M | BELLEVUE, WA | CRD 157778 |
| VESTA WEALTH MANAGEMENT, LLC → | RIA / FO | $333M | MIAMI BEACH, FL | CRD 167498 |
| FAIRFIELD FINANCIAL ADVISORS → | RIA / FO | $333M | WELLESLEY, MA | CRD 106408 |
| HIGHLAND PEAK CAPITAL, LLC → | RIA / FO | $333M | OLD GREENWICH, CT | CRD 306304 |
| DOVETAIL WEALTH MANAGEMENT, LLC → | RIA / FO | $333M | TAYLOR, TX | CRD 291068 |
| CHARTER ADVISORY CORPORATION → | RIA / FO | $333M | INDIANAPOLIS, IN | CRD 113390 |
| DIBENEDETTO & ASSOCIATES LTD → | RIA / FO | $333M | LOVES PARK, IL | CRD 108092 |
| FIELDS GOTTSCHO CAPITAL MANAGEMENT LLC → | RIA / FO | $333M | CHARLOTTESVILLE, VA | CRD 136069 |
| OUTWING PRIVATE WEALTH MANAGEMENT → | RIA / FO | $333M | SANTA BARBARA, CA | CRD 322444 |
| BLACKSTON FINANCIAL ADVISORY GROUP, LLC → | RIA / FO | $333M | THE VILLAGES, FL | CRD 291380 |
| LAURUS GLOBAL EQUITY MANAGEMENT INC. → | RIA / FO | $333M | TORONTO | CRD 317604 |
| AMERICAN FUNDSTARS → | RIA / FO | $333M | IRVINE, CA | CRD 315860 |
| COLLAB+CURRENCY MANAGEMENT, LLC → | RIA / FO | $332M | – | CRD 309133 |
| FALL LINE CAPITAL, LLC → | RIA / FO | $332M | SAN MATEO, CA | CRD 283625 |
| CURRY WEBB WEALTH MANAGEMENT LLC → | RIA / FO | $332M | INDIANAPOLIS, IN | CRD 168692 |
| OLIVEIRA WEALTH → | RIA / FO | $332M | MODESTO, CA | CRD 315326 |
| CENTRAL PINE CAPITAL, LLC → | RIA / FO | $332M | CEDARHURST, NY | CRD 322281 |
| PHOENICIAN RESOURCES → | RIA / FO | $332M | NEW YORK, NY | CRD 304953 |
| DELTA ACCUMULATION, LLC → | RIA / FO | $332M | SAUSALITO, CA | CRD 286434 |
| NOKOTA MANAGEMENT, LP → | RIA / FO | $332M | NEW YORK, NY | CRD 159004 |
| SOLANO WEALTH ADVISORS → | RIA / FO | $332M | FAIRFIELD, CA | CRD 322037 |
| OPUS INVESTMENT MANAGEMENT LLC → | RIA / FO | $332M | NEW YORK, NY | CRD 163262 |
| GEN FINANCIAL MANAGEMENT INC. → | RIA / FO | $332M | PLYMOUTH, MN | CRD 110179 |
| THE HOGAN-KNOTTS FINANCIAL GROUP, INC. → | RIA / FO | $332M | RED BANK, NJ | CRD 106758 |
| OCEANIC INVESTMENT MANAGEMENT LIMITED → | RIA / FO | $332M | DOUGLAS | CRD 160287 |
| BBJS FINANCIAL ADVISORS, LLC → | RIA / FO | $332M | SEATTLE, WA | CRD 115969 |
| ELIOS FINANCIAL GROUP, INC. → | RIA / FO | $332M | WESTLAKE, OH | CRD 119873 |
| CORAZON GROUP LLC → | RIA / FO | $331M | CHICAGO, IL | CRD 285865 |
| RAINIER FAMILY WEALTH, INC. → | RIA / FO | $331M | TACOMA, WA | CRD 332062 |
| SECTORAL ASSET MANAGEMENT INC. → | RIA / FO | $331M | MONTREAL, QUEBEC | CRD 110345 |
| 5T WEALTH, LLC → | RIA / FO | $331M | NAPA, CA | CRD 112552 |
| THE MCHUGH GROUP, LLC → | RIA / FO | $331M | – | CRD 119811 |
| CHARLES FISH INVESTMENTS, INC. → | RIA / FO | $331M | IRVINE, CA | CRD 110445 |
| CAMBRIDGE FINANCIAL GROUP, INC. → | RIA / FO | $331M | COLUMBUS, OH | CRD 112254 |
| INSIGHT FOLIOS → | RIA / FO | $331M | CHARLOTTE, NC | CRD 174411 |
| YODER WEALTH MANAGEMENT → | RIA / FO | $331M | WALNUT CREEK, CA | CRD 291826 |
| COPLEY FINANCIAL GROUP, INC. → | RIA / FO | $331M | SAN DIEGO, CA | CRD 283070 |
| THE NESTEGG GROUP, INC. → | RIA / FO | $331M | LINCOLNWOOD, IL | CRD 118419 |
| BERNARDI ASSET MANAGEMENT, LLC → | RIA / FO | $331M | NORTHFIELD, IL | CRD 120110 |
| EDGEWORTH CAPITAL PTY LTD → | RIA / FO | $331M | BONDI JUNCTION, NEW SOUTH WALES | CRD 335630 |
| VIGILARE WEALTH MANAGEMENT LLC → | RIA / FO | $331M | SCOTTSDALE, AZ | CRD 157663 |
| SANDSTONE ASSET MANAGEMENT INC. → | RIA / FO | $331M | CALGARY | CRD 152742 |
| HAZOOR PARTNERS, LLC → | RIA / FO | $331M | AUSTIN, TX | CRD 289744 |
| BROWN EDWARDS WEALTH STRATEGIES → | RIA / FO | $331M | LYNCHBURG, VA | CRD 173559 |
| GENERAL INNOVATION CAPITAL, LLC → | RIA / FO | $331M | NEW YORK, NY | CRD 331306 |
| SIGNATURE EQUITY PARTNERS, LLC → | RIA / FO | $331M | COLUMBUS, OH | CRD 327455 |
| LYNCH ASSET MANAGEMENT, INC. → | RIA / FO | $331M | – | CRD 159938 |
| ESSEX PRIVATE WEALTH MANAGEMENT LLC → | RIA / FO | $331M | TOPSFIELD, MA | CRD 149991 |
| INSIGHT CAPITAL MANAGEMENT → | RIA / FO | $331M | CONCORD, CA | CRD 314558 |
| UNIPLAN INVESTMENT COUNSEL, INC. → | RIA / FO | $330M | MILWAUKEE, WI | CRD 154718 |
| CYPRESS CAPITAL WEALTH MANAGEMENT LLC → | RIA / FO | $330M | ANN ARBOR, MI | CRD 312340 |
| CLARIS FINANCIAL, LLC → | RIA / FO | $330M | GLEN ALLEN, VA | CRD 168503 |
| WELTON INVESTMENT PARTNERS LLC → | RIA / FO | $330M | CARMEL, CA | CRD 172452 |
| DAI WEALTH, LLC → | RIA / FO | $330M | ATLANTA, GA | CRD 138938 |
| MONEYWATCH ADVISORS, INC. → | RIA / FO | $330M | LEXINGTON, KY | CRD 107337 |
| BOSTON FAMILY ADVISORS LLC → | RIA / FO | $330M | BOSTON, MA | CRD 299060 |
| STONEBRIDGE FINANCIAL PLANNING GROUP, LLC → | RIA / FO | $330M | ORLANDO, FL | CRD 154616 |
| FLUENT FINANCIAL, LLC → | RIA / FO | $330M | DALLAS, TX | CRD 170041 |
| DAI ADVISORS → | RIA / FO | $330M | MENLO PARK, CA | CRD 300332 |
| COLLIERS SECURITIES LLC → | RIA / FO | $330M | MINNEAPOLIS, MN | CRD 7477 |
| PARAGON FINANCIAL PARTNERS → | RIA / FO | $330M | WOODLAND HILLS, CA | CRD 158041 |
| N.V.N.G. INVESTMENTS, INC. → | RIA / FO | $330M | KALAMAZOO, MI | CRD 107446 |
| POWERS ADVISORY GROUP, LLC → | RIA / FO | $330M | HIGHLAND, IL | CRD 172252 |
| STELLA POINT CAPITAL, LP → | RIA / FO | $329M | NEW YORK, NY | CRD 290013 |
| 501 NORTH, LLC → | RIA / FO | $329M | NEW YORK, NY | CRD 338118 |
| BRYSPEN, INCORPORATED → | RIA / FO | $329M | WASHINGTON, DC | CRD 109004 |
| GUTIERREZ WEALTH ADVISORY, LLC → | RIA / FO | $329M | LITTLE ROCK, AR | CRD 319481 |
| CI CAPITAL PARTNERS → | RIA / FO | $329M | – | CRD 156863 |
| PEARL PLANNING → | RIA / FO | $329M | DEXTER, MI | CRD 336568 |
| BENCHMARK INVESTMENT ADVISORS LLC → | RIA / FO | $329M | CHICAGO, IL | CRD 159705 |
| WEALTH MANAGEMENT CPAS, LLC → | RIA / FO | $329M | SALT LAKE CITY, UT | CRD 310096 |