Investor intelligence · Universe
Investor universe
The public-regulatory universe, RIAs & family offices (Form ADV) and institutional managers (13F). Click any entity for its profile & holdings. Read-only; public SEC data, no contacts.
23,520 matches · showing 4801–4900 (page 49 of 236)
| Entity | Type | AUM | Location | Anchor |
|---|---|---|---|---|
| QTRON INVESTMENTS LLC → | RIA / FO | $1.2B | BOSTON, MA | CRD 285608 |
| HARVEY PARTNERS, LLC → | RIA / FO | $1.2B | TARRYTOWN, NY | CRD 160681 |
| COMPOSITION CAPITAL LP → | RIA / FO | $1.2B | LOS ANGELES, CA | CRD 332182 |
| SLATER INVESTMENTS LIMITED → | RIA / FO | $1.2B | LONDON | CRD 327135 |
| ANDA ASSET MANAGEMENT CO., LTD. → | RIA / FO | $1.2B | SEOUL | CRD 165123 |
| COMPASS FINANCIAL GROUP, INC → | RIA / FO | $1.2B | SIOUX FALLS, SD | CRD 157109 |
| PCIM REALTY ADVISORS, LLC → | RIA / FO | $1.2B | ADDISON, TX | CRD 313281 |
| DECISIONPOINT FINANCIAL, LLC → | RIA / FO | $1.2B | MESA, AZ | CRD 296988 |
| PRELUDE GROWTH PARTNERS → | RIA / FO | $1.2B | NEW YORK, NY | CRD 293249 |
| PREMIER PATH WEALTH PARTNERS, LLC → | RIA / FO | $1.2B | MADISON, NJ | CRD 325300 |
| PARKWAY WEALTH MANAGEMENT GROUP, LLC → | RIA / FO | $1.2B | PLANO, TX | CRD 333971 |
| MOUNTAIN POINT CREDIT MANAGEMENT LLC → | RIA / FO | $1.2B | GREENWICH, CT | CRD 330615 |
| FOURTHSTONE LLC → | RIA / FO | $1.2B | ST. LOUIS, MO | CRD 169067 |
| WELLSPRING FINANCIAL PARTNERS → | RIA / FO | $1.2B | TUCSON, AZ | CRD 158872 |
| RLH EQUITY PARTNERS → | RIA / FO | $1.2B | LOS ANGELES, CA | CRD 157138 |
| ELEMENT POINTE FAMILY OFFICE → | RIA / FO | $1.2B | MIAMI, FL | CRD 282750 |
| WATER ISLAND CAPITAL, LLC → | RIA / FO | $1.2B | NEW YORK, NY | CRD 113358 |
| SANFORD C. BERNSTEIN & CO., LLC → | RIA / FO | $1.2B | NASHVILLE, TN | CRD 104474 |
| ICAPITAL REGISTERED FUND ADVISER LLC → | RIA / FO | $1.2B | NEW YORK, NY | CRD 310587 |
| PALMER SQUARE BDC ADVISOR LLC → | RIA / FO | $1.2B | MISSION WOODS, KS | CRD 306742 |
| CABOT WEALTH MANAGEMENT → | RIA / FO | $1.2B | BEVERLY, MA | CRD 107327 |
| PARTHENON LLC → | RIA / FO | $1.2B | LOUISVILLE, KY | CRD 107794 |
| WYNKOOP LLC → | RIA / FO | $1.2B | GREENWOOD VILLAGE, CO | CRD 150018 |
| INVESTMENT ADVISORY GROUP LLC → | RIA / FO | $1.2B | SARASOTA, FL | CRD 109445 |
| SEASONS OF ADVICE WEALTH MANAGEMENT → | RIA / FO | $1.2B | NEW YORK, NY | CRD 310448 |
| SNAPDRAGON CAPITAL PARTNERS LLC → | RIA / FO | $1.2B | – | CRD 297989 |
| DE GROOTE FINANCIAL GROUP, LLC → | RIA / FO | $1.2B | THOUSAND OAKS, CA | CRD 168178 |
| WISS PRIVATE CLIENT ADVISORS, LLC → | RIA / FO | $1.2B | FLORHAM PARK, NJ | CRD 286319 |
| OLD IRONSIDES ENERGY, LLC → | RIA / FO | $1.2B | WALTHAM, MA | CRD 168670 |
| HAUSER RETIREMENT SOLUTIONS 2 LLC → | RIA / FO | $1.2B | CINCINNATI, OH | CRD 299959 |
| FIELDER CAPITAL GROUP LLC → | RIA / FO | $1.2B | NASHVILLE, TN | CRD 156737 |
| REGENTS GATE CAPITAL LLP → | RIA / FO | $1.2B | LONDON | CRD 331810 |
| HUDSON COVE CAPITAL MANAGEMENT LLC → | RIA / FO | $1.2B | JERSEY CITY, NJ | CRD 283128 |
| FOLGER NOLAN FLEMING DOUGLAS CAPITAL MANAGEMENT, INC. → | RIA / FO | $1.2B | WASHINGTON, DC | CRD 140444 |
| JAMES INVESTMENT RESEARCH INC → | RIA / FO | $1.2B | XENIA, OH | CRD 110433 |
| HAMILTON POINT INVESTMENT ADVISORS, LLC → | RIA / FO | $1.2B | CHAPEL HILL, NC | CRD 144534 |
| HG CAPITAL MANAGEMENT, LLC → | RIA / FO | $1.2B | NASHVILLE, TN | CRD 163613 |
| TOKIO MARINE ASSET MANAGEMENT (USA), LTD. → | RIA / FO | $1.2B | NEW YORK, NY | CRD 158632 |
| AMERGIN ASSET MANAGEMENT, LLC → | RIA / FO | $1.2B | BOCA RATON, FL | CRD 323350 |
| SCHWERIN BOYLE CAPITAL MANAGEMENT, INC → | RIA / FO | $1.2B | SPRINGFIELD, MA | CRD 105004 |
| CHICAGO OAKBROOK FINANCIAL GROUP → | RIA / FO | $1.2B | OAK BROOK, IL | CRD 333344 |
| VAN CLEEF ASSET MANAGEMENT INC → | RIA / FO | $1.2B | BEACHWOOD, OH | CRD 105768 |
| WRIGHT INVESTORS SERVICE INC → | RIA / FO | $1.2B | SHELTON, CT | CRD 106302 |
| WESPAC ADVISORS, LLC → | RIA / FO | $1.2B | ORINDA, CA | CRD 148242 |
| CHILDRESS CAPITAL ADVISORS, LLC → | RIA / FO | $1.2B | HOUSTON, TX | CRD 310277 |
| BRIGHTSPIRE CAPITAL ADVISORS, LLC → | RIA / FO | $1.2B | NEW YORK, NY | CRD 312908 |
| ANGELES EQUITY PARTNERS, LLC → | RIA / FO | $1.2B | LOS ANGELES, CA | CRD 281284 |
| ARISTA WEALTH MANAGEMENT, LLC → | RIA / FO | $1.2B | LAS VEGAS, NV | CRD 141504 |
| ORIDIAN CAPITAL MANAGEMENT, L.P. → | RIA / FO | $1.2B | WASHINGTON, DC | CRD 155834 |
| SAGARD REAL ESTATE ADVISORS → | RIA / FO | $1.2B | DENVER, CO | CRD 167125 |
| SANTA LUCIA ASSET MANAGEMENT PTE. LTD. → | RIA / FO | $1.2B | SINGAPORE | CRD 291669 |
| COLUMBIA ASSET MANAGEMENT, L.L.C. → | RIA / FO | $1.2B | ANN ARBOR, MI | CRD 124174 |
| SUNRIVER MANAGEMENT LLC → | RIA / FO | $1.2B | GREENWICH, CT | CRD 281277 |
| BLUEMOUNTAIN FUJI MANAGEMENT, LLC → | RIA / FO | $1.2B | NEW YORK, NY | CRD 286502 |
| JUGGERNAUT MANAGEMENT, LLC → | RIA / FO | $1.2B | WASHINGTON, DC | CRD 160623 |
| AUTUMN LANE ADVISORS, LLC → | RIA / FO | $1.2B | HOUSTON, TX | CRD 173624 |
| BREAKOUT CAPITAL PARTNERS → | RIA / FO | $1.2B | NEW YORK, NY | CRD 321224 |
| URSA FUND MANAGEMENT LLC → | RIA / FO | $1.2B | DANVILLE, CA | CRD 283363 |
| CEDAR MOUNTAIN ADVISORS, LLC → | RIA / FO | $1.2B | LAKE OSWEGO, OR | CRD 140339 |
| FLATIRON RR LLC, MANAGER SERIES → | RIA / FO | $1.2B | NEW YORK, NY | CRD 314505 |
| BMO NESBITT BURNS SECURITIES LTD. → | RIA / FO | $1.2B | TORONTO, ONTARIO | CRD 281337 |
| BARON SILVER STEVENS FINANCIAL ADVISORS, LLC → | RIA / FO | $1.2B | BOCA RATON, FL | CRD 126767 |
| MODERN PORTFOLIO CONSULTANTS, LLC → | RIA / FO | $1.2B | NAPLES, FL | CRD 120846 |
| FINBACK INVESTMENT PARTNERS → | RIA / FO | $1.2B | CORAL GABLES, FL | CRD 310944 |
| CENTURA WEALTH ADVISORY → | RIA / FO | $1.2B | SAN DIEGO, CA | CRD 296985 |
| RICHARD YOUNG ADVISORS → | RIA / FO | $1.2B | AUGUSTA, GA | CRD 126124 |
| SILVERBACK ASSET MANAGEMENT, LLC → | RIA / FO | $1.2B | DURHAM, NC | CRD 141407 |
| GLOBAL EVOLUTION USA, LLC → | RIA / FO | $1.2B | NEW YORK, NY | CRD 161677 |
| MACERATIO LLC → | RIA / FO | $1.2B | MIAMI, FL | CRD 304078 |
| TOBIAS FINANCIAL ADVISORS → | RIA / FO | $1.2B | PLANTATION, FL | CRD 104711 |
| COMPOUND GLOBAL ADVISORS, LLC → | RIA / FO | $1.2B | – | CRD 318889 |
| GUARDIAN CAPITAL PARTNERS → | RIA / FO | $1.2B | WAYNE, PA | CRD 321695 |
| BROOKNOLL ADVISORS LLC → | RIA / FO | $1.2B | BOSTON, MA | CRD 298297 |
| BLACK LAKE INVESTMENTS LLC → | RIA / FO | $1.2B | WAYZATA, MN | CRD 334605 |
| STONE POINT CREDIT INCOME ADVISER LLC → | RIA / FO | $1.2B | GREENWICH, CT | CRD 332241 |
| MOMENT PARTNERS, LLC → | RIA / FO | $1.2B | SAN FRANCISCO, CA | CRD 332691 |
| HACKMAN CAPITAL PARTNERS, LLC → | RIA / FO | $1.2B | CULVER CITY, CA | CRD 314721 |
| AVIER WEALTH ADVISORS → | RIA / FO | $1.2B | BELLEVUE, WA | CRD 161077 |
| ASPIRE GROWTH PARTNERS LLC → | RIA / FO | $1.2B | – | CRD 312063 |
| GAINLINE CAPITAL PARTNERS LP → | RIA / FO | $1.2B | STAMFORD, CT | CRD 285325 |
| FOUNDERS FINANCIAL ALLIANCE, LLC → | RIA / FO | $1.2B | RALEIGH, NC | CRD 173011 |
| WOODSTOCK CORPORATION → | RIA / FO | $1.2B | BOSTON, MA | CRD 110662 |
| TVAMP, LLC → | RIA / FO | $1.2B | KNOXVILLE, TN | CRD 160321 |
| CROSSMARK WEALTH MANAGEMENT, LLC → | RIA / FO | $1.2B | HOUSTON, TX | CRD 289004 |
| SACHEM HILL LLC → | RIA / FO | $1.2B | DENVER, CO | CRD 174210 |
| THEPARTNERS WEALTH MANAGEMENT → | RIA / FO | $1.2B | CARMEL BY THE SEA, CA | CRD 314816 |
| NUVERSE ADVISORS LLC → | RIA / FO | $1.2B | HALLANDALE BEACH, FL | CRD 119840 |
| POLUS CAPITAL MANAGEMENT (US) INC. → | RIA / FO | $1.2B | NEW YORK, NY | CRD 323283 |
| WAYCROSS PARTNERS, LLC → | RIA / FO | $1.2B | LOUISVILLE, KY | CRD 153838 |
| TCP ASSET MANAGEMENT, LLC → | RIA / FO | $1.2B | UPPER ARLINGTON, OH | CRD 286037 |
| VERUS FINANCIAL PARTNERS → | RIA / FO | $1.2B | RICHMOND, VA | CRD 106744 |
| VERDAD ADVISERS, L.P. → | RIA / FO | $1.2B | BOSTON, MA | CRD 171048 |
| SIKICH FINANCIAL → | RIA / FO | $1.2B | SPRINGFIELD, IL | CRD 142640 |
| EVERGREEN WEALTH → | RIA / FO | $1.2B | SPRINGFIELD, IL | CRD 168998 |
| CRUSONIA WEALTH ADVISORS LLC → | RIA / FO | $1.2B | DENVER, CO | CRD 330057 |
| SCP INVESTMENT, LP → | RIA / FO | $1.2B | – | CRD 283397 |
| DINUZZO PRIVATE WEALTH, INC. → | RIA / FO | $1.2B | BEAVER, PA | CRD 112778 |
| CROSS LAKE PARTNERS LP → | RIA / FO | $1.2B | NEW YORK, NY | CRD 297215 |
| DEERFIELD → | RIA / FO | $1.2B | INDIANAPOLIS, IN | CRD 104964 |
| SIGNET FINANCIAL MANAGEMENT, LLC → | RIA / FO | $1.2B | PARSIPPANY, NJ | CRD 105310 |