| WINDSAIL CAPITAL GROUP, LLC → | RIA / FO | – | BOSTON, MA | CRD 165352 |
| WINDSHEAR MANAGEMENT INC. → | RIA / FO | – | NEW YORK, NY | CRD 339256 |
| Windsor Advisory Group, LLC → | 13F manager | – | – | CIK 1739953 |
| Windsor Capital Management, LLC → | 13F manager | – | – | CIK 1543100 |
| WINDSOR HERITAGE CAPITAL → | RIA / FO | – | NEW YORK, NY | CRD 339038 |
| WINDWARD CAPITAL MANAGEMENT CO /CA → | 13F manager | – | – | CIK 1078635 |
| Windward Management LP → | 13F manager | – | – | CIK 1880817 |
| Windward Private Wealth Management Inc. → | 13F manager | – | – | CIK 1835866 |
| WINEBRENNER CAPITAL MANAGEMENT LLC → | 13F manager | – | – | CIK 2047728 |
| WING VENTURE PARTNERS → | RIA / FO | – | PALO ALTO, CA | CRD 168461 |
| Wingate Wealth Advisors, Inc. → | 13F manager | – | – | CIK 2041800 |
| Wingfield Tania → | 13F manager | – | – | CIK 0001941261 |
| WINGMAN GROWTH PARTNERS → | RIA / FO | – | GREENWICH, CT | CRD 337355 |
| Wingra Alternative Fund, LLC - Series B Units → | Issuer | – | – | CIK 2138658 |
| Wings of Mercury XIII, L.P. → | Issuer | – | – | CIK 2139485 |
| WINGSPAN ADVISORS. LLC → | RIA / FO | – | DENVER, CO | CRD 340075 |
| WINHALL MANAGEMENT COMPANY LLC → | RIA / FO | – | NASHVILLE, TN | CRD 333430 |
| Winings Matthew S → | 13F manager | – | – | CIK 0002060305 |
| WINMILL & CO. INC → | 13F manager | – | – | CIK 52234 |
| WINNOW WEALTH LLC → | 13F manager | – | – | CIK 2079687 |
| WINSLOW ASSET MANAGEMENT INC → | 13F manager | – | – | CIK 1286534 |
| Winslow Capital Management, LLC → | 13F manager | – | – | CIK 900973 |
| Winston AB, LLC → | Issuer | – | – | CIK 2140129 |
| Winston NER, LLC → | Issuer | – | – | CIK 2140060 |
| Winter & Associates, Inc. → | 13F manager | – | – | CIK 2109063 |
| WINTER CAPITAL, LLC → | RIA / FO | – | NEW YORK, NY | CRD 299890 |
| Winterfell Obsidian SPV, LLC → | Issuer | – | – | CIK 2141519 |
| Winthrop Advisory Group LLC → | 13F manager | – | – | CIK 1739043 |
| Winthrop Capital Management, LLC → | 13F manager | – | – | CIK 2010657 |
| Winthrop Partners - WNY, LLC → | 13F manager | – | – | CIK 1734109 |
| WINTON GROUP Ltd → | 13F manager | – | – | CIK 1612063 |
| WIREFRAME MANAGEMENT, LLC → | RIA / FO | – | – | CRD 285677 |
| WIREGRASS INVESTMENT MANAGEMENT LLC → | 13F manager | – | – | CIK 2109460 |
| WISCONSIN CAPITAL MANAGEMENT LLC → | 13F manager | – | – | CIK 926833 |
| Wisconsin Wealth Advisors, LLC → | 13F manager | – | – | CIK 2073891 |
| WISE EQUITY SGR SPA → | RIA / FO | – | MILAN | CRD 283977 |
| Wise Lorina W → | 13F manager | – | – | CIK 0001941389 |
| Wise Wealth Partners → | 13F manager | – | – | CIK 2056711 |
| WISEMONT CAPITAL MANAGEMENT COMPANY, LLC → | RIA / FO | – | – | CRD 284582 |
| Wiser Advisor Group LLC → | 13F manager | – | – | CIK 2011550 |
| Wiser Wealth Management, Inc → | 13F manager | – | – | CIK 1573263 |
| WISERADVISOR PALADIN → | RIA / FO | – | FAIRFAX, VA | CRD 321249 |
| Wishbone Management, LP → | 13F manager | – | – | CIK 1777734 |
| WIT Partners Advisory Pte. Ltd. → | 13F manager | – | – | CIK 2000043 |
| WIT, LLC → | 13F manager | – | – | CIK 1840025 |
| WITHQ0526 a Series of CGF2021 LLC → | Issuer | – | – | CIK 2138128 |
| WITTENBERG INVESTMENT MANAGEMENT, INC. → | 13F manager | – | – | CIK 1697790 |
| Witz Jennifer C → | 13F manager | – | – | CIK 0001714891 |
| Witzsche Christine → | 13F manager | – | – | CIK 0001883939 |
| WIVC SU 2026 a Series of What If Ventures Master LLC → | Issuer | – | – | CIK 2137225 |
| WIZARDQUANT → | RIA / FO | – | HONG KONG | CRD 332223 |
| WJ Financial Advisors LLC → | 13F manager | – | – | CIK 2095682 |
| WJ Interests, LLC → | 13F manager | – | – | CIK 1727642 |
| WJ Wealth Management, LLC → | 13F manager | – | – | CIK 1801674 |
| WLTH Capital Management, LLC → | 13F manager | – | – | CIK 2112635 |
| WM 23 LLC → | RIA / FO | – | – | CRD 327755 |
| WM CAPITAL PARTNERS, LLC → | RIA / FO | – | AUSTIN, TX | CRD 165857 |
| WMAGIBIT LTD → | RIA / FO | – | DENVER, CO | CRD 336400 |
| WMG Financial Advisors, LLC → | 13F manager | – | – | CIK 1906711 |
| WMS Group LLC → | 13F manager | – | – | CIK 2113632 |
| WNDRCO CAPITAL MANAGEMENT LLC → | RIA / FO | – | REDWOOD CITY, CA | CRD 318443 |
| WNY Asset Management, LLC → | 13F manager | – | – | CIK 1803296 |
| Wolf Christine Ann → | 13F manager | – | – | CIK 0001514429 |
| WOLF FOREST INVESTMENT MANAGEMENT, LLC → | RIA / FO | – | BASKING RIDGE, NJ | CRD 301916 |
| Wolf Fork Minerals, LLC → | Issuer | – | – | CIK 2138329 |
| Wolf Hill Capital Management, LP → | 13F manager | – | – | CIK 1785988 |
| Wolfe Lorin Cassidy → | 13F manager | – | – | CIK 0002128567 |
| WOLFE RESEARCH ADVISORS, LLC → | RIA / FO | – | NEW YORK, NY | CRD 326717 |
| Wolfe Serena → | 13F manager | – | – | CIK 0001796495 |
| Wolff Alejandro Daniel → | 13F manager | – | – | CIK 0001585657 |
| Wolff Financial Management LLC → | 13F manager | – | – | CIK 1767940 |
| WOLFF WIESE MAGANA LLC → | 13F manager | – | – | CIK 1832097 |
| WOLFPACK CAPITAL PARTNERS MANAGER, LLC → | RIA / FO | – | – | CRD 335980 |
| Wolfstich Capital, LLC → | 13F manager | – | – | CIK 2047009 |
| Wolfswood Holdings, LLC → | 13F manager | – | – | CIK 1835700 |
| WOLVER HILL ASSET MANAGEMENT ASIA LIMITED → | RIA / FO | – | HONG KONG | CRD 321996 |
| WOLVERINE ASSET MANAGEMENT LLC → | 13F manager | – | – | CIK 1279891 |
| WOMACK CHRISTOPHER C → | 13F manager | – | – | CIK 0001195423 |
| Womack Financial LLC → | 13F manager | – | – | CIK 2107079 |
| Womaness by Play Money a Series of Clutch Capital LLC → | Issuer | – | – | CIK 2137074 |
| WONDER FUND MANAGEMENT LLC → | RIA / FO | – | – | CRD 314900 |
| WONDER VENTURES MANAGEMENT, LLC → | RIA / FO | – | SANTA MONICA, CA | CRD 173946 |
| Wong Elaine Y → | 13F manager | – | – | CIK 0001791070 |
| Wong Jennifer L. → | 13F manager | – | – | CIK 0001663651 |
| Wood Adam → | 13F manager | – | – | CIK 0001615212 |
| WOOD PHOEBE A → | 13F manager | – | – | CIK 0001197233 |
| Wood Tarver Financial Group, LLC → | 13F manager | – | – | CIK 2059344 |
| WOODARD & CO ASSET MANAGEMENT GROUP INC /ADV → | 13F manager | – | – | CIK 771118 |
| Woodbridge CO LTD → | 13F manager | – | – | CIK 1397960 |
| Woodhouse Hope B → | 13F manager | – | – | CIK 0001529759 |
| WOODLAND WEALTH PARTNERS → | RIA / FO | – | PEPPER PIKE, OH | CRD 340877 |
| WOODLEY FARRA MANION PORTFOLIO MANAGEMENT INC → | 13F manager | – | – | CIK 1165805 |
| Woodline Partners LP → | 13F manager | – | – | CIK 1784547 |
| WOODMERE ASSET MANAGEMENT, LLC → | RIA / FO | – | RED BANK, NJ | CRD 297212 |
| WOODMONT INVESTMENT COUNSEL LLC → | 13F manager | – | – | CIK 1133653 |
| Woodside Wealth Management LLC → | 13F manager | – | – | CIK 2064883 |
| Woodson Capital Management, LP → | 13F manager | – | – | CIK 1697848 |
| WOODSTOCK CORP → | 13F manager | – | – | CIK 1008877 |
| WOODSTOCK IM INC → | RIA / FO | – | – | CRD 322746 |
| WoodTrust Financial Corp → | 13F manager | – | – | CIK 1725247 |