| WEST HALL CAPITAL PARTNERS LLC → | RIA / FO | – | LARKSPUR, CA | CRD 300828 |
| West Malynda K → | 13F manager | – | – | CIK 0001381734 |
| West Michael W. → | 13F manager | – | – | CIK 0001783788 |
| WEST MICHIGAN ADVISORS, LLC → | 13F manager | – | – | CIK 1909879 |
| WEST MONROE CAPITAL → | RIA / FO | – | CHICAGO, IL | CRD 317408 |
| WEST MOUNTAIN, LLC → | RIA / FO | – | STUART, FL | CRD 144674 |
| WEST PACES ADVISORS INC. → | 13F manager | – | – | CIK 2004720 |
| WEST STAR MANAGEMENT LLC → | RIA / FO | – | SAN FRANCISCO, CA | CRD 339799 |
| West Tower Group, LLC → | 13F manager | – | – | CIK 1965819 |
| West Virginia University Foundation, Inc → | 13F manager | – | – | CIK 2109379 |
| West Wealth Group, LLC → | 13F manager | – | – | CIK 1923591 |
| WestAshley SC Holdings, LLC → | Issuer | – | – | CIK 2137846 |
| WESTBECK CAPITAL (DIFC) LIMITED → | RIA / FO | – | DUBAI | CRD 331253 |
| WESTBOURNE CREDIT MANAGEMENT LIMITED → | RIA / FO | – | MELBOURNE, VICTORIA | CRD 301033 |
| WESTBOURNE INFRASTRUCTURE DEBT GP 2 LIMITED → | RIA / FO | – | GEORGE TOWN, GRAND CAYMAN | CRD 301035 |
| Westbourne Investment Advisors, Inc. → | 13F manager | – | – | CIK 1650092 |
| WESTBOURNE INVESTMENTS, INC. → | 13F manager | – | – | CIK 932929 |
| WESTBRIDGE CAPITAL → | RIA / FO | – | CARDIFF | CRD 282790 |
| WestBridge Capital Management, LLC → | 13F manager | – | – | CIK 1846644 |
| WESTBROOK KELVIN R → | 13F manager | – | – | CIK 0001190588 |
| WestCap Management, LLC → | 13F manager | – | – | CIK 1838470 |
| Westchester Capital Management, Inc. → | 13F manager | – | – | CIK 1390063 |
| Westchester Capital Management, LLC → | 13F manager | – | – | CIK 1512805 |
| WESTCLIFF CAPITAL MANAGEMENT LLC → | RIA / FO | – | – | CRD 106676 |
| WESTCO ADVISORY SERVICES INC /ADV → | 13F manager | – | – | CIK 946310 |
| WestEnd Advisors, LLC → | 13F manager | – | – | CIK 1351731 |
| Westend Capital Management, LLC → | 13F manager | – | – | CIK 1331997 |
| Westerbeek Kraig A. → | 13F manager | – | – | CIK 0002052178 |
| Westerkirk Capital Inc. → | 13F manager | – | – | CIK 2080423 |
| WESTERLY CAPITAL MANAGEMENT, LLC → | 13F manager | – | – | CIK 1546172 |
| Western Financial Corp/CA → | 13F manager | – | – | CIK 1954480 |
| Western Pacific Wealth Management, LP → | 13F manager | – | – | CIK 1907320 |
| WESTERN RESEARCH AND MANAGEMENT, L.L.C. → | RIA / FO | – | FORT WORTH, TX | CRD 109509 |
| Western Reserve Capital Management, LLC → | 13F manager | – | – | CIK 2110357 |
| Western Standard LLC → | 13F manager | – | – | CIK 1517666 |
| Western Wealth Management, LLC → | 13F manager | – | – | CIK 1767902 |
| Westerra Materials Solutions, LLC → | Issuer | – | – | CIK 2137468 |
| WESTFIELD CAPITAL MANAGEMENT CO LP → | 13F manager | – | – | CIK 1177719 |
| Westfuller Advisors, LLC → | 13F manager | – | – | CIK 2024115 |
| Westhampton Capital, LLC → | 13F manager | – | – | CIK 1639997 |
| WestHill Financial Advisors, Inc. → | 13F manager | – | – | CIK 1759641 |
| WESTLAKE BIOPARTNERS, LLC → | RIA / FO | – | WESTLAKE VILLAGE, CA | CRD 299325 |
| WESTLY CAPITAL MANAGEMENT III, L.L.C. → | RIA / FO | – | MENLO PARK, CA | CRD 285571 |
| Westmount Partners, LLC → | 13F manager | – | – | CIK 2051491 |
| Westover Capital Advisors, LLC → | 13F manager | – | – | CIK 1483467 |
| WESTPAC BANKING CORP → | 13F manager | – | – | CIK 719245 |
| WESTPORT ASSET MANAGEMENT INC → | 13F manager | – | – | CIK 811454 |
| Westshore Wealth, LLC → | 13F manager | – | – | CIK 1806366 |
| Westside Investment Management, Inc. → | 13F manager | – | – | CIK 1538383 |
| WESTSUMMIT CAPITAL MANAGEMENT L.P. → | RIA / FO | – | HONG KONG | CRD 163711 |
| WESTSUMMIT CAPITAL MANAGEMENT LLC → | RIA / FO | – | HONG KONG | CRD 326202 |
| Westview Management dba Westview Investment Advisors → | 13F manager | – | – | CIK 2073768 |
| WESTWAVE CAPITAL LLC → | RIA / FO | – | REDWOOD CITY, CA | CRD 290174 |
| Westwind Capital → | 13F manager | – | – | CIK 1729269 |
| WESTWOOD CREDIT ASSET MANAGEMENT LP → | RIA / FO | – | – | CRD 334666 |
| Westwood Global Investments, LLC → | 13F manager | – | – | CIK 1356513 |
| WESTWOOD HOLDINGS GROUP INC → | 13F manager | – | – | CIK 1165002 |
| Westwood Wealth Management → | 13F manager | – | – | CIK 1861125 |
| Wettig Thane → | 13F manager | – | – | CIK 0001815638 |
| WETZEL INVESTMENT ADVISORS, INC. → | 13F manager | – | – | CIK 2009211 |
| WEXFORD CAPITAL LP → | 13F manager | – | – | CIK 1048462 |
| WEYBOSSET RESEARCH & MANAGEMENT LLC → | 13F manager | – | – | CIK 1280604 |
| WF TP Macedonia, LLC → | Issuer | – | – | CIK 2137759 |
| WF TP Moriah, LLC → | Issuer | – | – | CIK 2137801 |
| WFA of San Diego, LLC → | 13F manager | – | – | CIK 1821407 |
| WFM ASIA (BVI) Ltd → | 13F manager | – | – | CIK 1632574 |
| WGC Portfolio Fund LLC → | Issuer | – | – | CIK 2140120 |
| WGI DM, LLC → | 13F manager | – | – | CIK 2059126 |
| Whale Rock Capital Management LLC → | 13F manager | – | – | CIK 1387322 |
| WHALEN DAVID G → | 13F manager | – | – | CIK 0001245396 |
| Whalen Wealth Management Inc. → | 13F manager | – | – | CIK 1894447 |
| WHALEROCK POINT PARTNERS, LLC → | 13F manager | – | – | CIK 1389709 |
| Wharton Business Group, LLC → | 13F manager | – | – | CIK 1513126 |
| WHC VENTURES F18 2026, L.P. → | Issuer | – | – | CIK 2141207 |
| WHEELHOUSE 360 ADVISORS LP → | RIA / FO | – | STAMFORD, CT | CRD 319603 |
| Wheelhouse Advisory Group LLC → | 13F manager | – | – | CIK 1998946 |
| Wheels Up Wealth, Inc. → | 13F manager | – | – | CIK 2107618 |
| Whelan Financial → | 13F manager | – | – | CIK 1894921 |
| WHETSELL PAUL W → | 13F manager | – | – | CIK 0001033638 |
| Whetstone Capital Advisors, LLC → | 13F manager | – | – | CIK 1607278 |
| WHI COLLECTIVE REAL ESTATE LP → | RIA / FO | – | CHICAGO, IL | CRD 342892 |
| WHI TRUST Co LLC → | 13F manager | – | – | CIK 2013902 |
| WHIDDON THOMAS E → | 13F manager | – | – | CIK 0001196196 |
| Whipplewood Advisors, LLC → | 13F manager | – | – | CIK 2052510 |
| WHISKEY CAPITAL FINANCE CO. II, LLC → | RIA / FO | – | JEFFERSONVILLE, IN | CRD 325144 |
| WHISKEY CAPITAL FINANCE CO., LLC → | RIA / FO | – | JEFFERSONVILLE, IN | CRD 307482 |
| Whitaker-Myers Wealth Managers, LTD. → | 13F manager | – | – | CIK 1973849 |
| Whitcomb & Hess, Inc. → | 13F manager | – | – | CIK 1813577 |
| White & Co Financial Planning Inc → | 13F manager | – | – | CIK 2039300 |
| White Andrea B. → | 13F manager | – | – | CIK 0002058814 |
| White Bear Holdings Partnership LP → | Issuer | – | – | CIK 2141524 |
| WHITE CEDAR RESEARCH, LLC → | RIA / FO | – | – | CRD 332253 |
| WHITE HAWK WEALTH MANAGEMENT → | RIA / FO | – | BROOMFIELD, CO | CRD 341034 |
| WHITE HIBISCUS CAPITAL LLC → | RIA / FO | – | – | CRD 317079 |
| White Knight Strategic Wealth Advisors, LLC → | 13F manager | – | – | CIK 1904677 |
| White Lighthouse Investment Management Inc. → | 13F manager | – | – | CIK 1727593 |
| WHITE MAPLE CAPITAL LLC → | RIA / FO | – | NEW YORK, NY | CRD 324437 |
| WHITE MOUNTAINS INSURANCE GROUP LTD → | 13F manager | – | – | CIK 776867 |
| WHITE OAK CAPITAL MANAGEMENT CONSULTANTS LLP → | RIA / FO | – | PRABHADEVI, MUMBAI | CRD 301784 |
| WHITE PINE CAPITAL LLC → | 13F manager | – | – | CIK 1137429 |