| WATERPOINT LANE MANAGECO, INC. → | RIA / FO | – | – | CRD 327736 |
| Waters Kathleen Alyce → | 13F manager | – | – | CIK 0001640409 |
| WATERS PARKERSON & CO., LLC → | 13F manager | – | – | CIK 1222993 |
| Watershed Asset Management, L.L.C. → | 13F manager | – | – | CIK 1315926 |
| WATERSHED COLLECTIVE LLC → | RIA / FO | – | – | CRD 327754 |
| WATERSHED PRIVATE WEALTH LLC → | 13F manager | – | – | CIK 1965271 |
| WATERTON COPPER MANAGEMENT, INC. → | RIA / FO | – | TORONTO, ONTARIO | CRD 332363 |
| WATERTON GOLD MANAGEMENT INC. → | RIA / FO | – | TORONTO, ONTARIO | CRD 342482 |
| WATERTOWER VENTURES MANAGEMENT, LLC → | RIA / FO | – | BEVERLY HILLS, CA | CRD 310494 |
| Waterview Apts Partners, LLC → | Issuer | – | – | CIK 2137590 |
| WATERVILLE INVESTMENT PARTNERS, LLC → | RIA / FO | – | NEEDHAM, MA | CRD 314518 |
| Waterway Wealth Management, LLC → | 13F manager | – | – | CIK 1992193 |
| Watorek Jeffrey J. → | 13F manager | – | – | CIK 0001702879 |
| WATSA V PREM ET AL → | 13F manager | – | – | CIK 0000938869 |
| Watson Patricia A → | 13F manager | – | – | CIK 0001570660 |
| Watt May 2026 a Series of Renn Global Ventures LLC → | Issuer | – | – | CIK 2136280 |
| Watwood John Bruce → | 13F manager | – | – | CIK 0002105194 |
| WAVE CAPITAL → | RIA / FO | – | SAN FRANCISCO, CA | CRD 299004 |
| WAVE DIGITAL ASSETS INTERNATIONAL LTD. → | RIA / FO | – | MINATO CITY | CRD 335199 |
| WAVE HILL CAPITAL MANAGEMENT LLC → | RIA / FO | – | – | CRD 154807 |
| WAVECREST MANAGEMENT COMPANY, LLC → | RIA / FO | – | BOSTON, MA | CRD 285540 |
| WAVELAND INVESTMENTS, LLC → | RIA / FO | – | – | CRD 169123 |
| WAVEMAKER PARTNERS → | RIA / FO | – | SINGAPORE | CRD 329432 |
| Waverley AI Holdings, L.P. → | Issuer | – | – | CIK 2136247 |
| WAVERLEY CAPITAL MANAGEMENT, LLC → | RIA / FO | – | PALO ALTO, CA | CRD 296514 |
| Waverly Advisors, LLC → | 13F manager | – | – | CIK 1568787 |
| WAVESLICE FUND → | RIA / FO | – | MIAMI, FL | CRD 330187 |
| Waycross Investment Management Co → | 13F manager | – | – | CIK 1922448 |
| WAYCROSS PARTNERS, LLC → | 13F manager | – | – | CIK 1844873 |
| WAYFINDER VENTURES MANAGEMENT, L.L.C. → | RIA / FO | – | – | CRD 313288 |
| Wayfinding Financial, LLC → | 13F manager | – | – | CIK 1898131 |
| Wayland DCC Investors, LLC → | Issuer | – | – | CIK 2142346 |
| WayPoint Capital Partners Fund I-A, LP → | Issuer | – | – | CIK 2138282 |
| WayPoint Capital Partners Fund I-B, LP → | Issuer | – | – | CIK 2138286 |
| waypoint wealth counsel → | 13F manager | – | – | CIK 1807909 |
| WAYPOINTE LIMITED → | RIA / FO | – | HONG KONG | CRD 265790 |
| WAYS OUT, LLC → | RIA / FO | – | – | CRD 322074 |
| WAYSTONE ADVISORS LLC → | 13F manager | – | – | CIK 2055997 |
| WAYSTONE MANAGEMENT COMPANY (IE) LIMITED → | RIA / FO | – | DUBLN 4 | CRD 173927 |
| WAYSTONE MANAGEMENT COMPANY (LUX) S.A. → | RIA / FO | – | LUXEMBOURG | CRD 281453 |
| WBH ADVISORY INC → | 13F manager | – | – | CIK 1259671 |
| WBI INVESTMENTS, LLC → | 13F manager | – | – | CIK 1397424 |
| WCEP MANAGEMENT LLC → | RIA / FO | – | SAN CARLOS, CA | CRD 316664 |
| WCG Wealth Advisors LLC → | 13F manager | – | – | CIK 1855713 |
| WCM Bluebird (QP) (TE Onshore), a series of BlueArc Core Alternatives, LLC → | Issuer | – | – | CIK 2138899 |
| WCM Bluebird (QP), a series of BlueArc Core Alternatives, LLC → | Issuer | – | – | CIK 2138893 |
| WCM INVESTMENT MANAGEMENT, LLC → | 13F manager | – | – | CIK 1061186 |
| WCOH CBUS THIRD STREET EBFUND, LLC → | Issuer | – | – | CIK 2137270 |
| WD RUTHERFORD LLC → | 13F manager | – | – | CIK 1841015 |
| WD Thunder CV Ultimate GP LLC → | 13F manager | – | – | CIK 2051763 |
| WE EDUCATION INVESTMENT MANAGER LLC → | RIA / FO | – | SOUTHERN PINES, NC | CRD 315981 |
| Weaks Nathan E → | 13F manager | – | – | CIK 0001941388 |
| Wealth Advisors Northwest LLC → | 13F manager | – | – | CIK 2053892 |
| Wealth Advisors of Iowa, LLC → | 13F manager | – | – | CIK 1803005 |
| Wealth Advisors of Tampa Bay, LLC → | 13F manager | – | – | CIK 1715228 |
| Wealth Advisory Solutions, LLC → | 13F manager | – | – | CIK 1834802 |
| Wealth Alliance Advisory Group, LLC → | 13F manager | – | – | CIK 1735734 |
| WEALTH ALLIANCE, LLC → | 13F manager | – | – | CIK 1793904 |
| Wealth Analytics Partners, LLC → | 13F manager | – | – | CIK 2110717 |
| Wealth Architects, LLC → | 13F manager | – | – | CIK 1611518 |
| Wealth Care LLC → | 13F manager | – | – | CIK 2120450 |
| Wealth Dimensions Group, Ltd. → | 13F manager | – | – | CIK 1846462 |
| WEALTH EFFECTS LLC → | 13F manager | – | – | CIK 1907254 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC → | 13F manager | – | – | CIK 1632972 |
| Wealth Enhancement Trust Services, Inc. → | 13F manager | – | – | CIK 2067696 |
| Wealth Forward, LLC → | 13F manager | – | – | CIK 2012773 |
| Wealth Group Ltd → | 13F manager | – | – | CIK 2010748 |
| Wealth Group, Ltd. → | 13F manager | – | – | CIK 2013988 |
| Wealth High Governance Asset Management Ltda. → | 13F manager | – | – | CIK 2111728 |
| Wealth High Governance Capital Ltda → | 13F manager | – | – | CIK 2028828 |
| Wealth Intelligence, LLC → | 13F manager | – | – | CIK 2112078 |
| WEALTH MANAGEMENT ALLIANCE PTE LTD → | RIA / FO | – | SINGAPORE | CRD 332710 |
| Wealth Management Associates, Inc. → | 13F manager | – | – | CIK 2067339 |
| Wealth Management Nebraska → | 13F manager | – | – | CIK 2042783 |
| Wealth Management Partners, LLC → | 13F manager | – | – | CIK 1843294 |
| WEALTH MANAGEMENT RESOURCES, INC. → | 13F manager | – | – | CIK 1063516 |
| Wealth Management Strategies, Inc. → | 13F manager | – | – | CIK 2057285 |
| Wealth Preservation Advisors, LLC → | 13F manager | – | – | CIK 1968434 |
| Wealth Quarterback LLC → | 13F manager | – | – | CIK 1803386 |
| Wealth Science Advisors LLC → | 13F manager | – | – | CIK 2083087 |
| WEALTH SOLUTIONS USA, LLC → | RIA / FO | – | MADRID | CRD 293264 |
| Wealth Watch Advisors, INC → | 13F manager | – | – | CIK 2040515 |
| WEALTHARC FINTECH LTD. → | RIA / FO | – | NEW YORK, NY | CRD 334579 |
| WealthBridge Capital Management, LLC → | 13F manager | – | – | CIK 1767313 |
| WealthBridge Investment Counsel Inc. → | 13F manager | – | – | CIK 1799425 |
| Wealthcare Advisory Partners LLC → | 13F manager | – | – | CIK 1683059 |
| WealthCare Asset Management, LLC → | 13F manager | – | – | CIK 2034181 |
| WEALTHCARE CAPITAL MANAGEMENT LLC → | 13F manager | – | – | CIK 1516450 |
| Wealthcare Capital Partners, LLC → | 13F manager | – | – | CIK 2053307 |
| WealthCare Investment Partners, LLC → | 13F manager | – | – | CIK 1908462 |
| WealthCollab, LLC → | 13F manager | – | – | CIK 2017870 |
| WEALTHEDGE INVESTMENT ADVISORS, LLC → | 13F manager | – | – | CIK 2058455 |
| Wealthfront Advisers LLC → | 13F manager | – | – | CIK 1763921 |
| WEALTHGARDEN F.S. LLC → | 13F manager | – | – | CIK 2023633 |
| WEALTHINFRA INC → | RIA / FO | – | DENVER, CO | CRD 339358 |
| WEALTHLETE MANAGEMENT, LLC → | RIA / FO | – | – | CRD 318627 |
| WealthNavi Inc. → | 13F manager | – | – | CIK 1774552 |
| WEALTHORAMA INC → | RIA / FO | – | DENVER, CO | CRD 342943 |
| WealthPlan Investment Management, LLC → | 13F manager | – | – | CIK 1929986 |
| WealthPLAN Partners, LLC → | 13F manager | – | – | CIK 1639943 |