| SUMMIT PRIVATE INVESTMENTS, INC. → | RIA / FO | – | SUMMIT, NJ | CRD 105373 |
| Summit Rock Advisors, LP → | 13F manager | – | – | CIK 1540951 |
| SUMMIT SECURITIES GROUP LLC → | 13F manager | – | – | CIK 1531593 |
| Summit Street Capital Management, LLC → | 13F manager | – | – | CIK 1595533 |
| Summit Trail Advisors, LLC → | 13F manager | – | – | CIK 1698478 |
| SUMMIT WEALTH & RETIREMENT PLANNING, INC. → | 13F manager | – | – | CIK 1766995 |
| SUMMIT WEALTH GROUP LLC / CO → | 13F manager | – | – | CIK 2081278 |
| Summit Wealth Group, LLC → | 13F manager | – | – | CIK 1802865 |
| Summit Wealth Partners, LLC → | 13F manager | – | – | CIK 2033312 |
| Summitas Investment Management LLC → | 13F manager | – | – | CIK 2134540 |
| SUMMITPOINT CAPITAL MANAGEMENT → | 13F manager | – | – | CIK 2108283 |
| SUMMITRY LLC → | 13F manager | – | – | CIK 1280043 |
| SummitTX Capital, L.P. → | 13F manager | – | – | CIK 2052310 |
| SUMMITWEST MANAGEMENT LTD → | RIA / FO | – | DENVER, CO | CRD 338092 |
| SUMO INVESTMENT MANAGEMENT LLC → | RIA / FO | – | CHICAGO, IL | CRD 328651 |
| SUN EUROPEAN PARTNERS LLP → | RIA / FO | – | LONDON | CRD 342904 |
| Sun Financial Inc → | 13F manager | – | – | CIK 2067342 |
| Sun Group Wealth Partners → | 13F manager | – | – | CIK 2111007 |
| SUN LIFE FINANCIAL INC → | 13F manager | – | – | CIK 1097362 |
| SUN MOUNTAIN PARTNERS, LLC → | RIA / FO | – | – | CRD 290560 |
| SUNation Energy, Inc. → | Issuer | – | – | CIK 22701 |
| Sunbeam Capital Management, LLC → | 13F manager | – | – | CIK 2057278 |
| Sunbelt Securities, Inc. → | 13F manager | – | – | CIK 1632932 |
| Sunburst Financial Group, LLC → | 13F manager | – | – | CIK 1800158 |
| Suncoast Equity Management → | 13F manager | – | – | CIK 1315059 |
| Suncoast Ventures Fund II, LP → | Issuer | – | – | CIK 2138723 |
| SUNDANCE GROWTH MANAGEMENT, LLC → | RIA / FO | – | MENLO PARK, CA | CRD 337999 |
| Sundar Ajay → | 13F manager | – | – | CIK 0002012004 |
| Sundaram Easwaran → | 13F manager | – | – | CIK 0001750504 |
| Sundaram Vishnu → | 13F manager | – | – | CIK 0001992475 |
| Sunesis Advisors, LLC → | 13F manager | – | – | CIK 1748269 |
| Sunflower Bank, N.A. → | 13F manager | – | – | CIK 1818759 |
| SUNFLOWER CAPITAL INVESTMENT MANAGEMENT LLC → | RIA / FO | – | WEST HOLLYWOOD, CA | CRD 323327 |
| SUNFLOWER VENTURES MANAGEMENT, LLC → | RIA / FO | – | – | CRD 324736 |
| Sunpointe, LLC → | 13F manager | – | – | CIK 2012181 |
| SUNRIDGE PARTNERS (UK) LLP → | RIA / FO | – | LONDON | CRD 298975 |
| SUNRISE CAPITAL MANAGEMENT, LLC → | RIA / FO | – | FISHERS, IN | CRD 338975 |
| Sunrise Financial Services, LLC → | 13F manager | – | – | CIK 2110891 |
| SUNRISE INVESTMENTS HOLDINGS LIMITED → | RIA / FO | – | GRAND CAYMAN | CRD 309074 |
| Sunriver Management LLC → | 13F manager | – | – | CIK 1663900 |
| Sunset Ridge at BR 138 LLC → | Issuer | – | – | CIK 2139491 |
| Sunstone Asset Management, L.P. → | 13F manager | – | – | CIK 2111996 |
| SUNU VENTURES → | RIA / FO | – | AMSTERDAM, NOORD HOLLAND | CRD 333021 |
| SUPER ANGEL FUND → | RIA / FO | – | – | CRD 311602 |
| Super Real Inc. → | Issuer | – | – | CIK 2140718 |
| SUPER{SET} → | RIA / FO | – | SAN FRANCISCO, CA | CRD 304847 |
| SUPERLAYER LABS MANAGEMENT, LLC → | RIA / FO | – | PALO ALTO, CA | CRD 317975 |
| SUPERNATURAL VENTURES FUND MANAGEMENT, LLC → | RIA / FO | – | – | CRD 338197 |
| SUPERSTRING CAPITAL MANAGEMENT LP → | 13F manager | – | – | CIK 1931118 |
| Supplemental Annuity Collective Trust of NJ → | 13F manager | – | – | CIK 1483065 |
| SUPPLY CHANGE CAPITAL MANAGEMENT LLC → | RIA / FO | – | – | CRD 315172 |
| SUPPLYSCI, LLC → | RIA / FO | – | ELLICOTT CITY, MD | CRD 336526 |
| SUREFIRE CAPITAL → | RIA / FO | – | MONTREAL, QUEBEC | CRD 311861 |
| SURFACE VENTURE MANAGEMENT, LLC → | RIA / FO | – | – | CRD 311788 |
| SURGEPOINT CAPITAL LLC → | RIA / FO | – | NEW YORK, NY | CRD 334621 |
| SurgoCap Partners LP → | 13F manager | – | – | CIK 1960830 |
| SURIENCE PRIVATE WEALTH LLC → | 13F manager | – | – | CIK 1900195 |
| SURMOUNT VENTURES MANAGEMENT LLC → | RIA / FO | – | SOUTH MIAMI, FL | CRD 341568 |
| SUSA VENTURES MANAGEMENT, LLC → | RIA / FO | – | SAN FRANCISCO, CA | CRD 172760 |
| SUSQUEHANNA ADVISORS GROUP, INC. → | 13F manager | – | – | CIK 1444949 |
| Susquehanna Capital Management, LLC → | 13F manager | – | – | CIK 1879628 |
| SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC → | 13F manager | – | – | CIK 1446179 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP → | 13F manager | – | – | CIK 1446194 |
| Susquehanna Portfolio Strategies, LLC → | 13F manager | – | – | CIK 1996449 |
| SUSTAINABLE CAPITAL LIMITED → | RIA / FO | – | SAINT PIERRE, MOKA | CRD 173793 |
| SUSTAINABLE DEVELOPMENT CAPITAL LLP → | RIA / FO | – | LONDON | CRD 299443 |
| Sustainable Growth Advisers, LP → | 13F manager | – | – | CIK 1290668 |
| Sustainable Insight Capital Management, LLC → | 13F manager | – | – | CIK 1580677 |
| SUTTER HILL VENTURES → | RIA / FO | – | PALO ALTO, CA | CRD 162959 |
| Sutton Doug → | 13F manager | – | – | CIK 0002052095 |
| SUTTON PLACE INVESTORS LLC → | 13F manager | – | – | CIK 1930301 |
| SUVRETTA CAPITAL MANAGEMENT, LLC → | 13F manager | – | – | CIK 1569064 |
| SV TECH VENTURES, INC. → | RIA / FO | – | SUNNYVALE, CA | CRD 286312 |
| SV ANGEL MANAGEMENT, LLC → | RIA / FO | – | SAN FRANCISCO, CA | CRD 162285 |
| SV HEALTH MANAGERS LLP → | RIA / FO | – | LONDON | CRD 301397 |
| SV III Founders & Friends, LLC → | Issuer | – | – | CIK 2139636 |
| SV INVESTMENT MANAGER I LTD. → | RIA / FO | – | SEOUL | CRD 312011 |
| SV US MANAGEMENT LLC → | RIA / FO | – | BOSTON, MA | CRD 342336 |
| SVAC PTE. LTD. → | RIA / FO | – | SINGAPORE | CRD 316632 |
| SVB WEALTH LLC → | 13F manager | – | – | CIK 1626116 |
| Svenska Handelsbanken AB (publ) → | 13F manager | – | – | CIK 1643792 |
| SVF Sponsor III (DE) LLC → | 13F manager | – | – | CIK 1838428 |
| Svindland Paul C. → | 13F manager | – | – | CIK 0002066340 |
| Svinicki Kristine L → | 13F manager | – | – | CIK 0001889194 |
| SVOBODA CAPITAL PARTNERS LLC → | RIA / FO | – | CHICAGO, IL | CRD 165490 |
| SVRN Asset Management, LLC → | 13F manager | – | – | CIK 2094004 |
| SVVY → | RIA / FO | – | PHOENIX, AZ | CRD 325358 |
| SW Investment Management LLC → | 13F manager | – | – | CIK 1824821 |
| SW ITERAM US ADVISORS → | RIA / FO | – | MIAMI, FL | CRD 332623 |
| Swager Karen A → | 13F manager | – | – | CIK 0001762750 |
| SWAN & LEGEND → | RIA / FO | – | LEESBURG, VA | CRD 175323 |
| SWAN Capital LLC → | 13F manager | – | – | CIK 1952722 |
| Swan Echo Investments, LLC → | Issuer | – | – | CIK 2139615 |
| Swan Global Investments, LLC → | 13F manager | – | – | CIK 1591505 |
| SWAN INVESTMENT PARTNERS → | RIA / FO | – | OLD GREENWICH, CT | CRD 331679 |
| SWANCAP INVESTMENT MANAGEMENT SA → | RIA / FO | – | SENNINGERBERG | CRD 170204 |
| Swanezy Susan → | 13F manager | – | – | CIK 0001684062 |
| Swanson Cynthia → | 13F manager | – | – | CIK 0001319027 |
| Swastham, Inc → | Issuer | – | – | CIK 2139812 |
| SWAY VENTURES MANAGEMENT LLC → | RIA / FO | – | NEWPORT BEACH, CA | CRD 170302 |