| Strategic Opportunities Partners I, L.P. → | Issuer | – | – | CIK 2137300 |
| STRATEGIC PLANNING GROUP, LLC → | 13F manager | – | – | CIK 1875525 |
| Strategic Planning, Inc. → | 13F manager | – | – | CIK 1925220 |
| Strategic Point Investment Advisors, LLC → | 13F manager | – | – | CIK 1295044 |
| STRATEGIC VALUE BANK PARTNERS LLC → | 13F manager | – | – | CIK 1904067 |
| Strategic Value Partners, LLC → | 13F manager | – | – | CIK 1301912 |
| Strategic Wealth Advisors LLC → | 13F manager | – | – | CIK 2107449 |
| Strategic Wealth Investment Group, LLC → | 13F manager | – | – | CIK 1802365 |
| Strategic Wealth Partners, Ltd. → | 13F manager | – | – | CIK 1720777 |
| Strategies Wealth Advisors, LLC → | 13F manager | – | – | CIK 1976435 |
| STRATEGY ASSET MANAGERS LLC → | 13F manager | – | – | CIK 1166716 |
| Strategy Capital LLC → | 13F manager | – | – | CIK 1592413 |
| Strathmore Capital Advisors, Inc. → | 13F manager | – | – | CIK 2021703 |
| STRATIM PARTNERS LLC → | RIA / FO | – | SAN FRANCISCO, CA | CRD 171201 |
| Stratos Investment Management, LLC → | 13F manager | – | – | CIK 1707206 |
| STRATOS TECHNOLOGIES CAPITAL MANAGEMENT LLC → | RIA / FO | – | MIAMI, FL | CRD 311846 |
| Stratos Wealth Advisors, LLC → | 13F manager | – | – | CIK 1707202 |
| Stratos Wealth Partners, LTD. → | 13F manager | – | – | CIK 1612865 |
| STRATTNERS → | RIA / FO | – | DUBAI, DUBAI | CRD 343235 |
| STRATUS CAPITAL PARTNERS III S. GP LP → | RIA / FO | – | SAO PAULO | CRD 302079 |
| STRATUS GESTÃO DE CARTEIRAS LTDA. → | RIA / FO | – | SÃO PAULO | CRD 281371 |
| STRATXAI → | RIA / FO | – | – | CRD 325625 |
| STRAUCH ROGER A → | 13F manager | – | – | CIK 0000902449 |
| STRAUSS CAPITAL LLC → | RIA / FO | – | NEW YORK, NY | CRD 332342 |
| STRAVASOS → | RIA / FO | – | ENCINITAS, CA | CRD 337531 |
| STRAYLIGHT CAPITAL MANAGEMENT → | RIA / FO | – | ANN ARBOR, MI | CRD 163181 |
| STREAMLINED VENTURES → | RIA / FO | – | – | CRD 168844 |
| Strengthening Families & Communities, LLC → | 13F manager | – | – | CIK 1921196 |
| STRETFORD END CAPITAL MANAGEMENT, LLC → | RIA / FO | – | – | CRD 331166 |
| Strid Group, LLC → | 13F manager | – | – | CIK 1625800 |
| STRIDE CAPITAL GROUP, LP → | RIA / FO | – | WESTPORT, CT | CRD 162560 |
| STRIDE EXCHANGE INC → | RIA / FO | – | SPOKANE, WA | CRD 335268 |
| STRIDE.VC LLP → | RIA / FO | – | LONDON | CRD 308005 |
| Stridekick, Inc. → | Issuer | – | – | CIK 2140265 |
| StrideLink Inc. → | Issuer | – | – | CIK 2140848 |
| STRIKE CAPITAL → | RIA / FO | – | MIAMI BEACH, FL | CRD 318562 |
| STRIKER MANAGEMENT, LLC → | RIA / FO | – | SAN FRANCISCO, CA | CRD 339234 |
| STRINGER INC. → | Issuer | – | – | CIK 2139112 |
| Stripes VII Slate Co-Invest, LP → | Issuer | – | – | CIK 2137905 |
| Strive Asset Management, LLC → | 13F manager | – | – | CIK 1954109 |
| striVE Climbing & Fitness LLC → | Issuer | – | – | CIK 2140115 |
| Strive Financial Group ,LLC → | 13F manager | – | – | CIK 2090040 |
| STRLEX → | RIA / FO | – | LAKE NONA, FL | CRD 339210 |
| Strobe Development, Inc. → | Issuer | – | – | CIK 2140767 |
| STROME MARK E → | 13F manager | – | – | CIK 0000919484 |
| Strong Retirement Solutions LLC → | 13F manager | – | – | CIK 2111795 |
| Strong Tower Advisory Services → | 13F manager | – | – | CIK 1889322 |
| STRONG VENTURES, LLC → | RIA / FO | – | LOS ANGELES, CA | CRD 166019 |
| StrongBox Wealth, LLC → | 13F manager | – | – | CIK 1812155 |
| Stronghold Wealth Management L.L.C. → | 13F manager | – | – | CIK 2107257 |
| STRS OHIO → | 13F manager | – | – | CIK 820478 |
| Struct, Inc. → | Issuer | – | – | CIK 2138576 |
| Strucvue Medical, Inc. → | Issuer | – | – | CIK 2137785 |
| STUART INVESTMENT ADVISORS, INC. → | 13F manager | – | – | CIK 1910180 |
| STUDIO INVESTMENT MANAGEMENT LLC → | 13F manager | – | – | CIK 1893893 |
| Studio NonPublic Exchange Fund III, a Series of A Master Series, LLC → | Issuer | – | – | CIK 2139143 |
| Styrax Capital, LP → | 13F manager | – | – | CIK 1904897 |
| Successful Portfolios LLC → | 13F manager | – | – | CIK 1721780 |
| Suchinski Mark → | 13F manager | – | – | CIK 0001601172 |
| Sud Anjali → | 13F manager | – | – | CIK 0001775509 |
| SUDBURY CAPITAL MANAGEMENT, LLC → | RIA / FO | – | – | CRD 164246 |
| SUFFOLK TECHNOLOGIES FUND MANAGEMENT, L.L.C. → | RIA / FO | – | BOSTON, MA | CRD 323776 |
| SUGAR CAPITAL → | RIA / FO | – | – | CRD 311347 |
| SUGAR FREE CAPITAL MANAGEMENT COMPANY, LLC → | RIA / FO | – | BAL HARBOUR, FL | CRD 336192 |
| Sugar Maple Asset Management, LLC → | 13F manager | – | – | CIK 2012673 |
| SugarFree Candy Corp → | Issuer | – | – | CIK 2141561 |
| SULLIVAN CHRIS THOMAS → | 13F manager | – | – | CIK 0000901870 |
| SULLIVAN FRANK C → | 13F manager | – | – | CIK 0001224025 |
| Sullivan John Richmond → | 13F manager | – | – | CIK 0002131529 |
| Sullivan Linda G → | 13F manager | – | – | CIK 0001328106 |
| Sullivan Mark III → | 13F manager | – | – | CIK 0001433619 |
| SULLIVAN MATTHEW M → | 13F manager | – | – | CIK 0001910126 |
| Sullivan Wood Capital Management LLC → | 13F manager | – | – | CIK 2077718 |
| Sulzberger Capital Advisors, Inc. → | 13F manager | – | – | CIK 2056727 |
| SUMITOMO LIFE INSURANCE CO → | 13F manager | – | – | CIK 937760 |
| Sumitomo Mitsui DS Asset Management Company, Ltd → | 13F manager | – | – | CIK 1411530 |
| SUMITOMO MITSUI FINANCIAL GROUP, INC. → | 13F manager | – | – | CIK 0001022837 |
| SUMITOMO MITSUI FINANCIAL GROUP, INC. → | 13F manager | – | – | CIK 1022837 |
| Sumitomo Mitsui Trust Group, Inc. → | 13F manager | – | – | CIK 1475365 |
| Summa Corp. → | 13F manager | – | – | CIK 1954929 |
| SUMMA EQUITY → | RIA / FO | – | STOCKHOLM, STOCKHOLM | CRD 286140 |
| SUMMER ROAD LLC → | 13F manager | – | – | CIK 1604873 |
| SummerHaven Investment Management, LLC → | 13F manager | – | – | CIK 1846436 |
| Summerhill Capital Management lnc. → | 13F manager | – | – | CIK 2017598 |
| Summit Asset Management, LLC → | 13F manager | – | – | CIK 1509974 |
| SUMMIT BREEZE HAVEN EXCHANGE LTD → | RIA / FO | – | DENVER, CO | CRD 339334 |
| SUMMIT CAPITAL SOLUTIONS LLC → | RIA / FO | – | BRENTWOOD, TN | CRD 281478 |
| Summit Creek Advisors LLC → | 13F manager | – | – | CIK 1333709 |
| SUMMIT EQUITY PARTNERS LTD. → | RIA / FO | – | CENTENNIAL, CO | CRD 338043 |
| Summit Financial Consulting LLC → | 13F manager | – | – | CIK 2065794 |
| Summit Financial Strategies, Inc. → | 13F manager | – | – | CIK 1625246 |
| Summit Financial Wealth Advisors, LLC → | 13F manager | – | – | CIK 1632283 |
| Summit Financial, LLC → | 13F manager | – | – | CIK 1765536 |
| Summit Global Investments → | 13F manager | – | – | CIK 1697953 |
| Summit Investment Advisory Services, LLC → | 13F manager | – | – | CIK 1914395 |
| SUMMIT MANAGEMENT TECHNOLOGIES ABX, LLC → | RIA / FO | – | – | CRD 338628 |
| SUMMIT PARTNERS L P → | 13F manager | – | – | CIK 830588 |
| SUMMIT PARTNERS PUBLIC ASSET MANAGEMENT, LLC → | 13F manager | – | – | CIK 1638555 |
| Summit Place Financial Advisors, LLC → | 13F manager | – | – | CIK 1801413 |
| Summit Portfolio Management, LTD. → | 13F manager | – | – | CIK 2132683 |