| SPHERA FUNDS MANAGEMENT LTD. → | 13F manager | – | – | CIK 1496201 |
| SPHERA FUNDS MANAGEMENT LTD. → | RIA / FO | – | TEL AVIV | CRD 312614 |
| SPHERA GLOBAL HEALTHCARE → | RIA / FO | – | TEL AVIV | CRD 172608 |
| Sphera Management Technology Funds Ltd → | 13F manager | – | – | CIK 2030525 |
| Spice Opportunity - CAS B, LP → | Issuer | – | – | CIK 2136300 |
| SPICE VENTURE CAPITAL, LLC → | RIA / FO | – | – | CRD 317852 |
| SPIDER CAPITAL → | RIA / FO | – | SAN FRANCISCO, CA | CRD 282546 |
| Spider Management Company, LLC → | 13F manager | – | – | CIK 1791621 |
| Spiegel Noel Joseph → | 13F manager | – | – | CIK 0001513234 |
| SPINDLETOP CAPITAL MANAGEMENT, LLC → | RIA / FO | – | AUSTIN, TX | CRD 162387 |
| Spinecap SAS → | 13F manager | – | – | CIK 2011727 |
| Spinnaker Investment Group, LLC → | 13F manager | – | – | CIK 1911067 |
| SPINNAKER TRUST → | 13F manager | – | – | CIK 1158970 |
| SPIRE ATLAS STUDIO, LLC → | RIA / FO | – | – | CRD 339462 |
| Spire Wealth Management → | 13F manager | – | – | CIK 1858740 |
| SPIREPOINT PRIVATE CLIENT, LLC → | 13F manager | – | – | CIK 2022908 |
| SPIRIT EYE INVESTMENT LTD → | RIA / FO | – | DENVER, CO | CRD 340663 |
| SPIRIT OF AMERICA MANAGEMENT CORP/NY → | 13F manager | – | – | CIK 1041283 |
| Spitz William T. → | 13F manager | – | – | CIK 0001411029 |
| SPLIT ROCK PARTNERS, LLC → | RIA / FO | – | EDEN PRAIRIE, MN | CRD 161766 |
| Split Rock Private Trading & Wealth Management, LLC → | 13F manager | – | – | CIK 2095884 |
| SPLY Capital Funds LLC - Series 29 → | Issuer | – | – | CIK 2141817 |
| SPOGLI RONALD P → | 13F manager | – | – | CIK 0000916867 |
| SPOROS CAPITAL PARTNERS → | RIA / FO | – | MARINA DEL REY, CA | CRD 340965 |
| SPORTSCAP LLC → | RIA / FO | – | – | CRD 332436 |
| SPRENG CAPITAL MANAGEMENT, INC. → | 13F manager | – | – | CIK 1800913 |
| SPRENGER GINA DECARO → | 13F manager | – | – | CIK 0001526041 |
| SPRIG EQUITY MANAGEMENT, LLC → | RIA / FO | – | WILMETTE, IL | CRD 331022 |
| SPRIG Equity Warehousing Fund II, LLC → | Issuer | – | – | CIK 2141952 |
| SPRING B MANAGEMENT LLC → | RIA / FO | – | – | CRD 322810 |
| SPRING CAPITAL MANAGEMENT, LLC → | 13F manager | – | – | CIK 1899146 |
| SPRING TIDE ADVISORS, LLC → | RIA / FO | – | – | CRD 304016 |
| Spring-Green Robin → | 13F manager | – | – | CIK 0002011893 |
| SPRINGBOARD GROWTH CAPITAL LLC → | RIA / FO | – | NEW YORK, NY | CRD 306104 |
| SPRINGBOX AI, LTD → | RIA / FO | – | DUBAI | CRD 312450 |
| Springdale Ventures III, LP → | Issuer | – | – | CIK 2139171 |
| SPRINGROCK MANAGEMENT → | RIA / FO | – | SEATTLE, WA | CRD 310447 |
| SpringVest Wealth Management LLC → | 13F manager | – | – | CIK 2058986 |
| SPRINGVIEW CAPITAL MANAGEMENT LP → | RIA / FO | – | SCARSDALE, NY | CRD 337514 |
| Sprinkle Financial Consultants LLC → | 13F manager | – | – | CIK 2011593 |
| SPRINTS PARTNERS LLP → | RIA / FO | – | LONDON | CRD 334870 |
| SPROTT INC. → | 13F manager | – | – | CIK 1512920 |
| SPROUT CAPITAL PARTNERS MANAGEMENT, LLC → | RIA / FO | – | COOPER CITY, FL | CRD 324613 |
| SPRUCE CAPITAL PARTNERS → | RIA / FO | – | SOUTH SAN FRANCISCO, CA | CRD 170820 |
| SPRUCE HOUSE INVESTMENT MANAGEMENT LLC → | 13F manager | – | – | CIK 1543170 |
| Spruce Point Capital Management, LLC → | 13F manager | – | – | CIK 1731579 |
| Spruce Street Capital LP → | 13F manager | – | – | CIK 2050194 |
| SPRUCEGROVE INVESTMENT MANAGEMENT LTD → | 13F manager | – | – | CIK 1234074 |
| SPT Holding Sarl → | 13F manager | – | – | CIK 0002090032 |
| Spurstone Advisory Services, LLC → | 13F manager | – | – | CIK 2056079 |
| SPV 1025 a Series of SLRTE I LLC → | Issuer | – | – | CIK 2136934 |
| SPWM Advisors LLC → | 13F manager | – | – | CIK 2111209 |
| SPX CAPITAL MANAGEMENT SINGAPORE PTE. LTD. → | RIA / FO | – | SINGAPORE | CRD 327515 |
| SPX Gestao de Recursos Ltda → | 13F manager | – | – | CIK 1589176 |
| SPX GESTÃO DE RECURSOS LTDA. → | RIA / FO | – | RIO DE JANEIRO | CRD 322805 |
| SPX INTERNATIONAL ASSET MANAGEMENT LTD. → | RIA / FO | – | LONDON | CRD 314616 |
| SPX PORTUGAL, SGOIC, S.A. → | RIA / FO | – | CASCAIS | CRD 331303 |
| SPX PRIVATE EQUITY GESTÃO DE RECURSOS LTDA. → | RIA / FO | – | SÃO PAULO | CRD 322806 |
| Spyglass Capital Management LLC → | 13F manager | – | – | CIK 1654344 |
| SQN INVESTORS LP → | RIA / FO | – | MENLO PARK, CA | CRD 171505 |
| SQUADRA INVESTMENTS - GESTAO DE RECURSOS LTDA. → | 13F manager | – | – | CIK 1577806 |
| SQUADRA VENTURES → | RIA / FO | – | BALTIMORE, MD | CRD 305909 |
| Squadron Capital Management LLC → | 13F manager | – | – | CIK 2050709 |
| SQUADRON CAPITAL MANAGEMENT LLC → | RIA / FO | – | WESTMONT, IL | CRD 334296 |
| Square Nine Specialty Credit Fund I-L LP → | Issuer | – | – | CIK 2136579 |
| SQUARE PEG CAPITAL PTY LTD → | 13F manager | – | – | CIK 1803194 |
| Square Wave Capital, LLC → | 13F manager | – | – | CIK 2077145 |
| Squarepoint Ops LLC → | 13F manager | – | – | CIK 1642575 |
| Squire Investment Management Company, LLC → | 13F manager | – | – | CIK 2031291 |
| SR ONE CAPITAL MANAGEMENT, LP → | 13F manager | – | – | CIK 1910264 |
| SRB CORP → | 13F manager | – | – | CIK 1496228 |
| SRC Ecoplastic Fund VII, LLC → | Issuer | – | – | CIK 2136289 |
| SRD INNOVATION FUND LLC → | RIA / FO | – | CARSON CITY, NV | CRD 341877 |
| SRD Physical Al 013, a Series of A Master Series, LLC → | Issuer | – | – | CIK 2140785 |
| SRD Physical Al 014, a Series of A Master Series, LLC → | Issuer | – | – | CIK 2141768 |
| SREG LONG BEACH 2 LLC → | Issuer | – | – | CIK 2136720 |
| SRH ADVISORS, LLC → | 13F manager | – | – | CIK 1512779 |
| Srinivasa Parthasarathy → | 13F manager | – | – | CIK 0001920685 |
| Srinivasan LaVerne Evans → | 13F manager | – | – | CIK 0001701630 |
| Sripad Umesh → | 13F manager | – | – | CIK 0002138678 |
| SRS Investment Management, LLC → | 13F manager | – | – | CIK 1503174 |
| SSCI PORTUGAL, LDA → | RIA / FO | – | LISBON, LISBON | CRD 329891 |
| SSI INVESTMENT MANAGEMENT LLC → | 13F manager | – | – | CIK 938487 |
| SSM PARTNERS → | RIA / FO | – | MEMPHIS, TN | CRD 161533 |
| SSP Collins Ave Co-Invest, LP → | Issuer | – | – | CIK 2136928 |
| SSVL (MONACO) S.A.M. → | RIA / FO | – | MONACO | CRD 298210 |
| ST GERMAIN D J CO INC → | 13F manager | – | – | CIK 831571 |
| St. Clair Advisors, LLC → | 13F manager | – | – | CIK 2056292 |
| ST. CLOUD CAPITAL → | RIA / FO | – | LOS ANGELES, CA | CRD 157409 |
| St. James Investment Company, LLC → | 13F manager | – | – | CIK 1504492 |
| St. Johns Investment Management Company, LLC → | 13F manager | – | – | CIK 1605522 |
| St. Louis Financial Planners Asset Management, LLC → | 13F manager | – | – | CIK 1966171 |
| St. Louis Trust Co → | 13F manager | – | – | CIK 1661144 |
| ST. NICHOLAS PRIVATE ASSET MANAGEMENT, INC → | 13F manager | – | – | CIK 2054680 |
| St. Pierre Nicole Renee → | 13F manager | – | – | CIK 0001768620 |
| STABLEFORD CAPITAL II LLC → | 13F manager | – | – | CIK 1842089 |
| Stablepoint Partners, LLC → | 13F manager | – | – | CIK 2011237 |
| Stacey John → | 13F manager | – | – | CIK 0001428422 |
| Stack Financial Management, Inc → | 13F manager | – | – | CIK 1308685 |
| STACKHOUSE JULIE L → | 13F manager | – | – | CIK 0001849984 |