| SNR VENTURES → | RIA / FO | – | SEATTLE, WA | CRD 282706 |
| SNS Financial Group, LLC → | 13F manager | – | – | CIK 1557485 |
| Snyder Barbara R → | 13F manager | – | – | CIK 0001496583 |
| SNYDER CAPITAL MANAGEMENT L P → | 13F manager | – | – | CIK 1050477 |
| SOA Wealth Advisors, LLC. → | 13F manager | – | – | CIK 1849444 |
| Soapstone Management L.P. → | 13F manager | – | – | CIK 1726948 |
| SOAVE ANTHONY L → | 13F manager | – | – | CIK 0001234355 |
| Socha Financial Group, LLC → | 13F manager | – | – | CIK 1967966 |
| SOCIAL CAPITAL → | RIA / FO | – | MENLO PARK, CA | CRD 304525 |
| SOCKET MOBILE, INC. → | Issuer | – | – | CIK 944075 |
| Socorro Asset Management LP → | 13F manager | – | – | CIK 1781882 |
| SODERLING CAPITAL LLC → | RIA / FO | – | – | CRD 307053 |
| SOF Ltd → | 13F manager | – | – | CIK 1697569 |
| SOF-XIII Feeder KS, L.P. → | Issuer | – | – | CIK 2140014 |
| SOFI WEALTH, LLC → | 13F manager | – | – | CIK 1925582 |
| Sofinnova Investments, Inc. → | 13F manager | – | – | CIK 1631134 |
| SOFINNOVA PARTNERS → | RIA / FO | – | PARIS | CRD 164104 |
| SOFTBANK GROUP CORP. → | 13F manager | – | – | CIK 1065521 |
| SOFTBANK, INC. → | RIA / FO | – | NEWTON, MA | CRD 163118 |
| SOFTTECH VC INC. → | RIA / FO | – | SAN FRANCISCO, CA | CRD 160391 |
| SoftVest Advisors, LLC → | 13F manager | – | – | CIK 1803391 |
| SOHO SQUARE CAPITAL LLP → | RIA / FO | – | LONDON | CRD 304770 |
| SOHRA PEAK INVESTMENT MANAGEMENT LLC → | RIA / FO | – | NEW YORK, NY | CRD 338819 |
| SOJA Ventures Investments LLC, Series F - Equity I → | Issuer | – | – | CIK 2140933 |
| SOJE CAPITAL, LLC → | RIA / FO | – | – | CRD 164555 |
| SOJOURNER CONSUMER PARTNERS, LP. → | RIA / FO | – | MORRISTOWN, NJ | CRD 324770 |
| SOKOLOW LEONARD J → | 13F manager | – | – | CIK 0000923890 |
| SOKOLOW NICOLAS → | 13F manager | – | – | CIK 0001027431 |
| SOL Capital Management CO → | 13F manager | – | – | CIK 1339270 |
| Solano Wealth Investment Advisors LLC → | 13F manager | – | – | CIK 2049179 |
| Solar Simplified, LLC → | Issuer | – | – | CIK 2141251 |
| SOLARIS CAPITAL ADVISORS (HK) LIMITED → | RIA / FO | – | CENTRAL, HONG KONG | CRD 307935 |
| Solas Capital Management, LLC → | 13F manager | – | – | CIK 1604867 |
| SOLASTA VENTURES, INC → | RIA / FO | – | BOSTON, MA | CRD 305520 |
| SOLE SHIPPING SO GP II LIMITED → | RIA / FO | – | ST HELIER | CRD 296920 |
| SOLE SHIPPING SO GP III LIMITED → | RIA / FO | – | ST HELIER | CRD 306197 |
| SOLE SHIPPING SO GP IV LIMITED → | RIA / FO | – | ST HELIER | CRD 341937 |
| Solel Partners LP → | 13F manager | – | – | CIK 1790604 |
| SOLERA CAPITAL → | RIA / FO | – | NEW YORK, NY | CRD 160330 |
| Soleus Capital Management, L.P. → | 13F manager | – | – | CIK 1802630 |
| Solidarity Wealth, LLC → | 13F manager | – | – | CIK 1906613 |
| SOLIS CAPITAL PARTNERS II, LLC → | RIA / FO | – | NEWPORT BEACH, CA | CRD 162866 |
| Solitude Financial Services → | 13F manager | – | – | CIK 1839890 |
| SOLIVERA CAPITAL → | RIA / FO | – | LONDON, LONDON | CRD 338339 |
| Sollinda Capital Management LLC → | 13F manager | – | – | CIK 2012034 |
| Solomon Darlene J. S. → | 13F manager | – | – | CIK 0001526849 |
| SOLOMON PETER J → | 13F manager | – | – | CIK 0000909061 |
| Solstein Capital, LLC → | 13F manager | – | – | CIK 1730769 |
| Soltis Investment Advisors LLC → | 13F manager | – | – | CIK 1802530 |
| Solus Alternative Asset Management LP → | 13F manager | – | – | CIK 1407737 |
| Solutions 4 Wealth, Ltd → | 13F manager | – | – | CIK 2006405 |
| Soma Capital AI Fund IV, LP → | Issuer | – | – | CIK 2137693 |
| Soma Capital AI Fund V, LP → | Issuer | – | – | CIK 2137795 |
| SOMA EQUITY PARTNERS LP → | 13F manager | – | – | CIK 1680964 |
| SOMAR CAPITAL MANAGEMENT, LP → | RIA / FO | – | NEW YORK, NY | CRD 284135 |
| Somerset Group LLC → | 13F manager | – | – | CIK 1567912 |
| Somerset Trust Co → | 13F manager | – | – | CIK 1597099 |
| SOMERVILLE KURT F → | 13F manager | – | – | CIK 1215208 |
| Somma Labs, Inc. → | Issuer | – | – | CIK 2140725 |
| Somnio Financial Group, LLC → | 13F manager | – | – | CIK 2034894 |
| Sompo Asset Management Co., Ltd. → | 13F manager | – | – | CIK 1533504 |
| SONA ASSET MANAGEMENT (HK) LIMITED → | RIA / FO | – | HONG KONG, HONG KONG | CRD 334729 |
| SONA ASSET MANAGEMENT (UK) LLP → | RIA / FO | – | LONDON | CRD 300668 |
| SONA ASSET MANAGEMENT (US) LLC → | 13F manager | – | – | CIK 1856405 |
| SoNa Lofts II OZ Fund LLC → | Issuer | – | – | CIK 2139527 |
| SONAMU GROUP LP → | RIA / FO | – | CHATHAM, NY | CRD 324293 |
| SONATA CAPITAL GROUP INC → | 13F manager | – | – | CIK 1172036 |
| Soncini Jason W. → | 13F manager | – | – | CIK 0001849064 |
| SONDER CAPITAL MANAGEMENT, LLC → | RIA / FO | – | SAN CARLOS, CA | CRD 314021 |
| Sone Capital Management, LLC → | 13F manager | – | – | CIK 2026215 |
| SONNENFELD JEFFREY → | 13F manager | – | – | CIK 0001259739 |
| Sonnipe Ltd → | 13F manager | – | – | CIK 1946733 |
| Sonoma Allocations LLC → | 13F manager | – | – | CIK 2084965 |
| Sonoma Private Wealth LLC → | 13F manager | – | – | CIK 1965757 |
| SONY VENTURES CORPORATION → | RIA / FO | – | TOKYO | CRD 321945 |
| SOONER PRIVATE FINANCIAL LLC → | RIA / FO | – | SALEM, NH | CRD 340648 |
| SOOTCHY SECURITIES, LLC → | RIA / FO | – | – | CRD 307621 |
| Sophia Space May 2026 a Series of BAG Ventures SPV LLC → | Issuer | – | – | CIK 2137213 |
| Sophron Capital Management L.P. → | 13F manager | – | – | CIK 2027142 |
| Sopko Timothy John → | 13F manager | – | – | CIK 0001776948 |
| SORA INVESTORS LLC → | 13F manager | – | – | CIK 1894532 |
| Sorgi Vincent → | 13F manager | – | – | CIK 0001488215 |
| Soroban Capital Partners LP → | 13F manager | – | – | CIK 1517857 |
| SOROS CAPITAL MANAGEMENT LLC → | 13F manager | – | – | CIK 1748240 |
| SOROS FUND MANAGEMENT LLC → | 13F manager | – | – | CIK 1029160 |
| Sorum Nikki → | 13F manager | – | – | CIK 0002003202 |
| SORYN IP CAPITAL MANAGEMENT → | RIA / FO | – | MILLBURN, NJ | CRD 327452 |
| SOSV INVESTMENTS LLC (F/K/A SOSVENTURES LLC) → | RIA / FO | – | PRINCETON, NJ | CRD 284976 |
| Soto Myrna → | 13F manager | – | – | CIK 0001631411 |
| Souders Financial Advisors → | 13F manager | – | – | CIK 1811240 |
| SOUL VENTURES GROUP HOLDINGS LIMITED → | RIA / FO | – | INVERNESS, SCOTLAND | CRD 342510 |
| SOUND ADVICE FINANCIAL INC. → | RIA / FO | – | BANNOCKBURN, IL | CRD 327104 |
| SOUND DEVELOPMENT, LLC → | RIA / FO | – | SANTA MONICA, CA | CRD 283211 |
| Sound Financial Strategies Group, LLC → | 13F manager | – | – | CIK 1800620 |
| Sound Income Strategies, LLC → | 13F manager | – | – | CIK 1730960 |
| Sound Portfolio Advisors, LLC → | 13F manager | – | – | CIK 2109204 |
| SOUND SHORE MANAGEMENT INC /CT/ → | 13F manager | – | – | CIK 820124 |
| Sound Stewardship, LLC → | 13F manager | – | – | CIK 1998101 |
| Sound View Wealth Advisors Group, LLC → | 13F manager | – | – | CIK 1784777 |
| SoundView Advisors Inc. → | 13F manager | – | – | CIK 2054083 |