| Skye Global Management LP → | 13F manager | – | – | CIK 1675884 |
| SkyKnight Capital Fund V, L.P. → | Issuer | – | – | CIK 2137941 |
| SkyKnight Capital, L.P. → | 13F manager | – | – | CIK 1842707 |
| Skylands Capital, LLC → | 13F manager | – | – | CIK 1299910 |
| SKYLAR CAPITAL MANAGEMENT LP → | RIA / FO | – | HOUSTON, TX | CRD 341413 |
| Skyline Advisors, Inc. → | 13F manager | – | – | CIK 1843832 |
| SKYLINE IM, LTD. → | RIA / FO | – | RENO, NV | CRD 338446 |
| Skyline Village MHC Partners LLC → | Issuer | – | – | CIK 2137453 |
| SkyOak Wealth, LLC → | 13F manager | – | – | CIK 1800379 |
| Skypointer Tech Fund II, LP → | Issuer | – | – | CIK 2137690 |
| SKYRIVER CAPITAL MANAGEMENT, LP → | RIA / FO | – | – | CRD 332665 |
| SKYSX GLOBAL LIMITED → | RIA / FO | – | DENVER, CO | CRD 340153 |
| SkyView Investment Advisors, LLC → | 13F manager | – | – | CIK 1848237 |
| SKYWARD TRADING LLC → | RIA / FO | – | – | CRD 338032 |
| SL ADVISORS, LLC → | 13F manager | – | – | CIK 1680365 |
| SLAGER DONALD W → | 13F manager | – | – | CIK 0001245142 |
| Slagle Financial, LLC → | 13F manager | – | – | CIK 1984918 |
| Slate Path Capital LP → | 13F manager | – | – | CIK 1559706 |
| SLATE PROPERTY GROUP → | RIA / FO | – | NEW YORK, NY | CRD 332260 |
| SLATED ANALYTICS, LLC → | RIA / FO | – | LOS ANGELES, CA | CRD 281738 |
| SLATER CAPITAL PARTNERS → | RIA / FO | – | – | CRD 342803 |
| Slater Jennifer Lynn → | 13F manager | – | – | CIK 0001872111 |
| SlateStone Wealth, LLC → | 13F manager | – | – | CIK 1764049 |
| Slatoff Karl → | 13F manager | – | – | CIK 0001427810 |
| SLAUSON & CO. MANAGEMENT, L.L.C. → | RIA / FO | – | – | CRD 312396 |
| Slipstream AI Fund I, LLC → | Issuer | – | – | CIK 2136345 |
| SLIPSTREAM INVESTORS MANAGEMENT, LLC → | RIA / FO | – | – | CRD 330744 |
| Slocum, Gordon & Co LLP → | 13F manager | – | – | CIK 1993325 |
| SLOTKIN TODD J → | 13F manager | – | – | CIK 0001184025 |
| Slotnik Capital, LLC → | 13F manager | – | – | CIK 1963764 |
| Slow Capital, Inc. → | 13F manager | – | – | CIK 1716984 |
| SLOW VENTURES, LLC → | RIA / FO | – | SAN FRANCISCO, CA | CRD 171144 |
| Sloy Dahl & Holst, LLC → | 13F manager | – | – | CIK 1690295 |
| SLT Holdings LLC → | 13F manager | – | – | CIK 2052222 |
| SM-0527 Fund I, a series of Multimodal Ventures, LP → | Issuer | – | – | CIK 2138343 |
| SMA Capital LLC → | 13F manager | – | – | CIK 2075338 |
| Small World Capital AI Infrastructure Fund V a Series of SLRTE I LLC → | Issuer | – | – | CIK 2138229 |
| Smallwood Wealth Investment Management, LLC → | 13F manager | – | – | CIK 1921304 |
| Smart Fund XII a series of Smart Investment Master Fund I LLC → | Issuer | – | – | CIK 2136968 |
| Smart Fund XIII a series of Smart Investment Master Fund I LLC → | Issuer | – | – | CIK 2140869 |
| Smart Money Group LLC → | 13F manager | – | – | CIK 1728866 |
| Smart Portfolios, LLC → | 13F manager | – | – | CIK 1513227 |
| Smart Process Soluions Inc. → | Issuer | – | – | CIK 2139092 |
| Smart Society Ventures Fund LLC - Series 5 → | Issuer | – | – | CIK 2141641 |
| SMART Wealth LLC → | 13F manager | – | – | CIK 2044723 |
| SMARTASSET → | RIA / FO | – | NEW YORK, NY | CRD 307375 |
| SMARTGATEVC → | RIA / FO | – | GLENDALE, CA | CRD 326021 |
| SmartHarvest Portfolios, LLC → | 13F manager | – | – | CIK 2066604 |
| Smartleaf Asset Management LLC → | 13F manager | – | – | CIK 2010393 |
| SMARTPATH ADVISORS → | RIA / FO | – | – | CRD 304563 |
| SMBC ASSET MANAGEMENT, INC. → | RIA / FO | – | NEW YORK, NY | CRD 109691 |
| Smead Capital Management, Inc. → | 13F manager | – | – | CIK 1427008 |
| SMH CAPITAL ADVISORS INC → | 13F manager | – | – | CIK 1180391 |
| SMI Advisory Services, LLC → | 13F manager | – | – | CIK 1609008 |
| Smith & Howard Wealth Management, LLC → | 13F manager | – | – | CIK 1543991 |
| Smith Asset Management Co., LLC → | 13F manager | – | – | CIK 2068217 |
| Smith Charles Shane → | 13F manager | – | – | CIK 0002053145 |
| SMITH CHAS P & ASSOCIATES PA CPAS → | 13F manager | – | – | CIK 1082509 |
| Smith Dacona → | 13F manager | – | – | CIK 0001994213 |
| Smith Douglas Edward → | 13F manager | – | – | CIK 0001450863 |
| SMITH GARY B → | 13F manager | – | – | CIK 0001032553 |
| Smith Gregory Stephen → | 13F manager | – | – | CIK 0001666934 |
| Smith Group Asset Management, LLC → | 13F manager | – | – | CIK 1893134 |
| Smith Jeffery O → | 13F manager | – | – | CIK 0001824933 |
| Smith Julie → | 13F manager | – | – | CIK 0001557928 |
| SMITH KEITH → | 13F manager | – | – | CIK 0001186757 |
| Smith LeAnn B → | 13F manager | – | – | CIK 0001955547 |
| Smith Marcus L. → | 13F manager | – | – | CIK 0001718950 |
| SMITH MARK D → | 13F manager | – | – | CIK 0001236626 |
| Smith Partners Wealth Management, LLC → | 13F manager | – | – | CIK 2111036 |
| Smith Philip Andrew → | 13F manager | – | – | CIK 0001569789 |
| SMITH PHILIP IRVING → | 13F manager | – | – | CIK 0001235464 |
| SMITH POINT CAPITAL MANAGEMENT, LLC → | RIA / FO | – | SAN FRANCISCO, CA | CRD 327303 |
| SMITH ROBERT O → | 13F manager | – | – | CIK 0000091335 |
| Smith Salley Wealth Management → | 13F manager | – | – | CIK 1482012 |
| Smith Shana C → | 13F manager | – | – | CIK 0001646468 |
| SMITH THOMAS W → | 13F manager | – | – | CIK 926688 |
| Smith Thornton Advisors LLC → | 13F manager | – | – | CIK 2032436 |
| SMITH WILLIAM G JR → | 13F manager | – | – | CIK 0000909019 |
| SMITH WILLIAM W JR → | 13F manager | – | – | CIK 0001251368 |
| SMITH, MOORE & CO. → | 13F manager | – | – | CIK 200724 |
| SMITHBRIDGE ASSET MANAGEMENT INC/DE → | 13F manager | – | – | CIK 1103245 |
| Smithfield Trust Co → | 13F manager | – | – | CIK 1019754 |
| SMITHR CAPITAL → | RIA / FO | – | AUSTIN, TX | CRD 340284 |
| SMOAK CAPITAL MANAGEMENT, LLC → | RIA / FO | – | PARKER, CO | CRD 293805 |
| Smoky Opportunity II LP → | Issuer | – | – | CIK 2141930 |
| SMS - Allocate Access, L.P. → | Issuer | – | – | CIK 2136221 |
| SMUCKER MARK T → | 13F manager | – | – | CIK 0001251544 |
| SNAK VENTURE PARTNERS MANAGEMENT, LLC → | RIA / FO | – | – | CRD 333773 |
| SNEM EXCHANGE LTD → | Issuer | – | – | CIK 2139010 |
| Snider Financial Group → | 13F manager | – | – | CIK 1820681 |
| Snipe Alexander JR → | 13F manager | – | – | CIK 0001544928 |
| SNOW CAPITAL MANAGEMENT LLC → | RIA / FO | – | SEWICKELY, PA | CRD 343045 |
| Snow Ian Kendell → | 13F manager | – | – | CIK 0001406656 |
| SNOW PEAK CAPITAL, LLC → | RIA / FO | – | BROOMFIELD, CO | CRD 321648 |
| Snow Phipps Group, LLC → | 13F manager | – | – | CIK 1698661 |
| Snowden Capital Advisors LLC → | 13F manager | – | – | CIK 1903055 |
| SNOWPOINT VENTURES MANAGEMENT, LLC → | RIA / FO | – | PALM BEACH, FL | CRD 325382 |
| SNOWWATER INVESTMENT PARTNERS, LLC → | 13F manager | – | – | CIK 2075393 |
| SNR plus1 dBA, L.P. → | Issuer | – | – | CIK 2137114 |