| SilverStone Secondary Transaction Vehicle B, L.P. → | Issuer | – | – | CIK 2139949 |
| SILVERSTREET CAPITAL AGRICULTURAL ADVISORS LIMITED → | RIA / FO | – | ST PETER PORT | CRD 299112 |
| SILVERSTREET CAPITAL LLP → | RIA / FO | – | COBHAM | CRD 282187 |
| SILVERTON MANAGEMENT, L.L.C. → | RIA / FO | – | AUSTIN, TX | CRD 162844 |
| SILVIA MCCOLL WEALTH MANAGEMENT, LLC → | 13F manager | – | – | CIK 1991983 |
| SIM ORPHAN, LLC → | RIA / FO | – | BELVEDERE, CA | CRD 301473 |
| SIMA RETIREMENT SOLUTIONS, LLC → | RIA / FO | – | NORTH CHESTERFIELD, VA | CRD 286030 |
| SIMA Wealth Partners, LLC → | 13F manager | – | – | CIK 2135539 |
| SIMCO → | RIA / FO | – | LONDON | CRD 299565 |
| SIMCO Real Estate Fund I LP → | Issuer | – | – | CIK 2137858 |
| Simcoe Capital LLC → | 13F manager | – | – | CIK 2109203 |
| Simcoe Capital Management, LLC → | 13F manager | – | – | CIK 1633362 |
| SIMHA PARTNERS LLC → | RIA / FO | – | – | CRD 338640 |
| SIMIAN LLC → | RIA / FO | – | CHEYENNE, WY | CRD 336497 |
| Siminoff Ellen F → | 13F manager | – | – | CIK 0001386430 |
| Simmons Bank → | 13F manager | – | – | CIK 1674486 |
| SIMMONS HARDWICK → | 13F manager | – | – | CIK 0001207210 |
| Simmons James H. III → | 13F manager | – | – | CIK 0001825185 |
| SIMMONS N JOHN → | 13F manager | – | – | CIK 0001250093 |
| Simmons Royal Thomas Jr. → | 13F manager | – | – | CIK 0002138546 |
| SIMON IRWIN D → | 13F manager | – | – | CIK 0000922748 |
| SIMON QUICK ADVISORS, LLC → | 13F manager | – | – | CIK 1692038 |
| Simonds Michael Q → | 13F manager | – | – | CIK 0001580627 |
| Simple Lending Co, LLC → | Issuer | – | – | CIK 2136872 |
| SIMPLEX ASSET MANAGEMENT CO., LTD. → | RIA / FO | – | TOKYO | CRD 166680 |
| Simplex Chat, Inc. → | Issuer | – | – | CIK 2140143 |
| SIMPLEX TRADING, LLC → | 13F manager | – | – | CIK 1488542 |
| Simplicity Wealth,LLC → | 13F manager | – | – | CIK 1913243 |
| SimpliFi, Inc. → | 13F manager | – | – | CIK 1716983 |
| Simplify Asset Management Inc. → | 13F manager | – | – | CIK 1846368 |
| SIMS INVESTMENT MANAGEMENT, LLC → | 13F manager | – | – | CIK 2053807 |
| Sincerus Advisory, LLC → | 13F manager | – | – | CIK 2050968 |
| SINEWAVE VENTURES, LLC → | RIA / FO | – | MCLEAN, VA | CRD 281260 |
| SINGAPORE GOKU TECHNOLOGIES PTE. LTD. → | RIA / FO | – | SINGAPORE | CRD 335184 |
| SINGAPORE TECHNOLOGIES TELEMEDIA PTE LTD → | 13F manager | – | – | CIK 1219573 |
| Singer Harry → | 13F manager | – | – | CIK 0001605759 |
| SINGH CAPITAL PARTNERS → | RIA / FO | – | BETHESDA, MD | CRD 329088 |
| Singh Harmit J → | 13F manager | – | – | CIK 0001472176 |
| Single Point Partners, LLC → | 13F manager | – | – | CIK 1801184 |
| Singleton James Louis → | 13F manager | – | – | CIK 0001312340 |
| SINGULAR CAPITAL PARTNERS → | RIA / FO | – | PARIS | CRD 329908 |
| SINGULARITY OPPORTUNITY SPRING 2026 LLC → | Issuer | – | – | CIK 2138564 |
| SINO GLOBAL CAPITAL MANAGEMENT LLC → | RIA / FO | – | MIAMI, FL | CRD 326303 |
| SINOVATION (HK) INVESTMENT MANAGEMENT CO., LIMITED → | RIA / FO | – | HONG KONG | CRD 330180 |
| SINOVATION FUND MANAGEMENT III, L.P. → | RIA / FO | – | GEORGE TOWN | CRD 341817 |
| Sinvest Investments II Ltd. → | 13F manager | – | – | CIK 2096569 |
| Sio Capital Management, LLC → | 13F manager | – | – | CIK 1482416 |
| SIP CAPITAL → | RIA / FO | – | PORTSMOUTH, NH | CRD 335856 |
| SIP Global Opportunity Manager LLC → | 13F manager | – | – | CIK 2112504 |
| SIP GLOBAL OPPORTUNITY MANAGER LLC → | RIA / FO | – | PORTSMOUTH, NH | CRD 318547 |
| SIP Tulsa Logistics Portfolio Investments, LLC → | Issuer | – | – | CIK 2140711 |
| SIPES KEVIN D → | 13F manager | – | – | CIK 0001243572 |
| Sippican Capital Advisors → | 13F manager | – | – | CIK 1557406 |
| SIR Capital Management, L.P. → | 13F manager | – | – | CIK 1434997 |
| Siren, L.L.C. → | 13F manager | – | – | CIK 2005245 |
| SIRIOS CAPITAL MANAGEMENT L P → | 13F manager | – | – | CIK 1104883 |
| SIROCCO PARTNERS, LLC → | RIA / FO | – | NEWPORT BEACH, CA | CRD 332835 |
| Sisson George R III → | 13F manager | – | – | CIK 0001803969 |
| SISU MANAGEMENT LLC → | RIA / FO | – | ST. BARRINGTON, IL | CRD 335577 |
| SIT INVESTMENT ASSOCIATES INC → | 13F manager | – | – | CIK 769317 |
| SitePulse AI Inc → | Issuer | – | – | CIK 2137922 |
| Sitrin Capital Management LLC → | 13F manager | – | – | CIK 1664771 |
| SITTNER & NELSON, LLC → | 13F manager | – | – | CIK 1846138 |
| Situational Awareness LP → | 13F manager | – | – | CIK 2045724 |
| Situational Awareness Partners LP → | 13F manager | – | – | CIK 2038540 |
| SITUSAMC REAL ESTATE VALUATION SERVICES, LLC → | RIA / FO | – | WEST DES MOINES, IA | CRD 106747 |
| Sivia Capital Partners, LLC → | 13F manager | – | – | CIK 2012032 |
| Sivik Global Healthcare LLC → | 13F manager | – | – | CIK 1596452 |
| SIXTEENTH STREET CAPITAL PTE. LTD. → | RIA / FO | – | SINGAPORE | CRD 296055 |
| SIXTH MILLENNIUM VENTURE PARTNERS MANAGEMENT, LLC → | RIA / FO | – | – | CRD 340657 |
| Sixth Street Opportunities VI (QP) (TE Onshore), a series of BlueArc Core Alternatives, LLC → | Issuer | – | – | CIK 2138905 |
| Sixth Street Opportunities VI (QP), a series of BlueArc Core Alternatives, LLC → | Issuer | – | – | CIK 2138903 |
| Sixth Street Partners Management Company, L.P. → | 13F manager | – | – | CIK 1812095 |
| SIXTHIRTY VENTURES → | RIA / FO | – | CLAYTON, MO | CRD 297285 |
| SJBENEN ADVISORY, LLC → | 13F manager | – | – | CIK 1813225 |
| SJF MANAGEMENT LLC → | RIA / FO | – | DURHAM, NC | CRD 163253 |
| SJS Investment Consulting Inc. → | 13F manager | – | – | CIK 1894302 |
| SJW INVESTMENTS, LLC → | RIA / FO | – | NEW YORK, NY | CRD 321155 |
| SK TELECOM VENTURE CAPITAL, LLC → | RIA / FO | – | SANTA CLARA, CA | CRD 296804 |
| SK Wealth Management, LLC → | 13F manager | – | – | CIK 1867958 |
| Skaana Management L.P. → | 13F manager | – | – | CIK 1860998 |
| SKAGGS ROBERT C JR → | 13F manager | – | – | CIK 0001059354 |
| SKALE INVESTMENTS, PTE. LTD. → | RIA / FO | – | SINGAPORE | CRD 168427 |
| Skanda Energy Inc. → | Issuer | – | – | CIK 2140142 |
| Skandinaviska Enskilda Banken AB (publ) → | 13F manager | – | – | CIK 1534653 |
| SKBA CAPITAL MANAGEMENT LLC → | 13F manager | – | – | CIK 932024 |
| Skerryvore Asset Management Ltd → | 13F manager | – | – | CIK 2043964 |
| SKKY PARTNERS, LP → | RIA / FO | – | BOSTON, MA | CRD 325101 |
| Skovronsky Daniel → | 13F manager | – | – | CIK 0001741474 |
| Sky 18 Capital LLC → | Issuer | – | – | CIK 2140599 |
| Sky Investment Group LLC → | 13F manager | – | – | CIK 1333792 |
| SKY LIFE SCIENCES CAPITAL, LP → | RIA / FO | – | PRINCETON, NJ | CRD 341184 |
| SKY RE PARTNERS, LLC → | RIA / FO | – | KANSAS CITY, MO | CRD 332232 |
| SKY-MOUNTAIN CAPITAL MANAGEMENT, INC. → | 13F manager | – | – | CIK 2065074 |
| SKY9 CAPITAL LTD. → | RIA / FO | – | GEORGE TOWN, GRAND CAYMAN | CRD 283136 |
| SKY9 CAPITAL MVP LTD → | RIA / FO | – | GEORGE TOWN, GRAND CAYMAN | CRD 301818 |
| Skybox Sports LLC → | Issuer | – | – | CIK 2139396 |
| SkyBridge Capital II, LLC → | 13F manager | – | – | CIK 1639668 |
| SKYBRIDGE SURF III LP → | Issuer | – | – | CIK 2137900 |
| SKYCATCHER, LLC → | RIA / FO | – | AUSTIN, TX | CRD 281586 |